“all dealings with persons who have an impairment of, or a disturbance in the functioning of, the mind or brain [are] to be based on the premise that every individual is competent until the contrary is proved”; the burden is on the person asserting a lack of capacity, in this case, Calderdale; (b) A person is not to be treated as unable to make a decision unless all practicable steps to help her/him to do so have been taken without success (section 1(3) ibid.); (c) A person is not to be treated as unable to make a decision merely because she/he makes an unwise decision (section 1(4) ibid.); as Lord Stephens observed in Re JB ([51]): “… an important purpose of the MCA is to promote autonomy … If P has capacity to make a decision then he or she has the right to make an unwise decision and to suffer the consequences if and when things go wrong. In this way P can learn from mistakes and thus attain a greater degree of independence”; Lewison LJ made a similar point in PC & NC v City of York Council[2013] EWCA Civ 478 (‘City of York’) at [64]: “… adult autonomy is such that people are free to make unwise decisions, provided that they have the capacity to decide”; (d) The core determinative provision within the statutory scheme for the assessment of whether P lacks capacity is section 2(1) ibid., namely: “a person lacks capacity in relation to a matter if at the material time he is unable to make a decision in relation to the matter because of an impairment of, or a disturbance in the functioning of, the mind or brain”
“Section 2(1) is the single test, albeit that it falls to be interpreted by applying the more detailed description given around it in sections 2 and 3”; it should be emphasised that the first question is whether P is 'unable to make a decision for herself in relation to the matter', the second question focuses on the mental health element – “because of an impairment of, or a disturbance in the functioning of the mind or brain”
“The second question looks to whether there is a clear causative nexus between P’s inability to make a decision for [herself] in relation to the matter and an impairment of, or a disturbance in the functioning of, P’s mind or brain” (Lord Stephens: Re JB at [78]); (e) The ‘material time’ is when the decision needs to be made: where the court is involved, then as I said in Re Z [2016] COP 4 at [60]: “As the wording of the statute makes clear, the point in time at which … capacity is to be tested is now (i.e. "at the material time")”; (f) Determination of capacity under Part I of the MCA 2005 is always 'decision specific' having regard to the clear structure provided by sections 1 to 3 of the MCA 2005; the court is concerned to look at the ‘decision’ being made ‘at the material time’: that is to say that the focus must be on P’s capacity to make a specific decision; (g) Pursuant to s 3(1) of the 2005 Act a person is "unable to make a decision for himself" if he is unable (a) to understand the information relevant to decision, (b) to retain that information, (c) to use or weigh that information as part of the process of making the decision, or (d) to communicate his decision whether by talking, using sign language or any other means; it should be remembered that the fact that a person is able to retain the information relevant to a decision for a short period only does not prevent him from being regarded as able to make the decision; (h) The bar for assessing capacity must not be set too high: Sheffield City Council v E[2004] EWHC 2808 , para. 144 per Munby J (as he then was); (i) As I have mentioned in (c) above, but repeat for emphasis, it is part of the function of the Court of Protection to promote and protect the autonomy of those who are the subjects of proceedings; pe Hayden J in Warrington BC v Y (By her litigation friend the Official Solicitor), AB and CD[2023] EWCOP 27 at [29]: “The danger of elevating the instinctive need to protect a vulnerable adult to such a degree that it corrupts the integrity of an objective assessment of capacity, is an ever-present danger in this sphere of work and requires vigorously to be guarded against. Paternalism has no place; protection of individual autonomy is the magnetic north of this court.”
“… the court's jurisdiction is not founded upon professional concern as to the 'outcome' of an individual's decision”
“[18] Dr O'Donovan, … was invited in recent time to reinvestigate a range of questions around [Stitch]'s capacity, to make decisions about her contact with others among them. What I propose to do is simply to read into this judgment one or two of the extracts from that most recent report. [19] In relation to contact with others, Dr O'Donovan says this, paragraph 4.1.18: "In consideration of previous assessments completed with [Stitch], and those completed by Dr X [consultant clinical psychologist], there has been a significant change in [Stitch]'s ability to think about relationships. There is evidence that she has been able to recognise and consider the complex nuances that occur within relationships, and how these differ between different kinds of relationships. Furthermore, she has demonstrated increasing resilience within relationships, being able to tolerate challenges and setbacks that commonly occur with interpersonal dynamics." [20] Dr O'Donovan goes on, "It is therefore my view that [Stitch] has been able to develop a good understanding of relationships and an ability to weigh up the necessary information to make decisions about contact with others". Additionally, she goes on, "There is evidence that [Stitch] was able to retain information, and communicate her decision in regard to her contact with others". She concludes, "It is therefore my view that [Stitch] has gained capacity to make decisions about her contact with others". [21] Dr O'Donovan was specifically asked to consider the relationship between [Stitch] and her mother. Against the background of the conclusion that I have just read out from Dr O'Donovan's report, Dr O'Donovan goes on to say this: "Due to her ongoing need for validation in the context of her intellectual disability and dysfunctional attachment style, [Stitch] would be vulnerable to exploitation and coercion in all of her relationships. Whilst at the moment this aspect of her presentation is not relevant to her current platonic and romantic relationships, this is largely due to the characteristics of those who she has been having contact with." "In consideration of previous assessments completed with [Stitch], and those completed by Dr X [consultant clinical psychologist], there has been a significant change in [Stitch]'s ability to think about relationships. There is evidence that she has been able to recognise and consider the complex nuances that occur within relationships, and how these differ between different kinds of relationships. Furthermore, she has demonstrated increasing resilience within relationships, being able to tolerate challenges and setbacks that commonly occur with interpersonal dynamics." "It is therefore my view that [Stitch] has been able to develop a good understanding of relationships and an ability to weigh up the necessary information to make decisions about contact with others". "There is evidence that [Stitch] was able to retain information, and communicate her decision in regard to her contact with others". "It is therefore my view that [Stitch] has gained capacity to make decisions about her contact with others". "Due to her ongoing need for validation in the context of her intellectual disability and dysfunctional attachment style, [Stitch] would be vulnerable to exploitation and coercion in all of her relationships. Whilst at the moment this aspect of her presentation is not relevant to her current platonic and romantic relationships, this is largely due to the characteristics of those who she has been having contact with." [22] She goes on: 23. "It is however noted that [Stitch] has a much better understanding of herself and her needs in regard to her contact with others. It is therefore my view that she would be able to recognise the unhelpful nature of the relationship (with her mother) but find it difficult to terminate it. There is evidence of this in her relationship with [MS]. Therefore, in these circumstances it would be considered that this is a weighed-up but unwise decision." 24. [23] Dr O'Donovan went on to invite me to consider whether it would be appropriate to invoke the inherent jurisdiction in relation to this aspect of the case. 25. [24] That recommendation or perhaps more accurately that suggestion is not one that is advocated by any of the parties to the case now, and not one which I propose to take up, principally because I am satisfied from what I have read that [Stitch] understands well now the nature of the relationship with her mother, understands now far better the potential which her mother exercises to undermine [Stitch]'s stability at [Oak House], and recognises and values the support which she (i.e. [Stitch]) gets from the professionals who attend with her when she sees her mother. 26. [25] Dr O'Donovan was asked next to consider [Stitch]'s capacity to make decisions about using social media and the internet. In this respect too, Dr O'Donovan from her discussions with [Stitch], and from her analysis of recently filed materials, concluded that [Stitch] has: "…demonstrated a good understanding of the information required now to access social media and the internet. She has demonstrated an ability to weigh up the necessary information in making the decisions. She has developed insight into the function of her previous behaviour when using the internet and social media, and has changed her behaviour in response to this." 27. [26] Dr O'Donovan was impressed that [Stitch] was able to demonstrate now an ability to retain and communicate the necessary information in relation to her use of social media, and in that regard Dr O'Donovan concluded that [Stitch] does have the capacity to make decisions in this regard. 28. [27] Dr O'Donovan was asked about [Stitch]'s vulnerability and risks of coercion in relation to her relationship with others. In that regard [Stitch] expressed to Dr O'Donovan a mature and insightful anxiety about using the internet independently; Dr O'Donovan's recommendation in this respect is effectively that the supervision which [Stitch] has had and continues to benefit from should (my words not hers) be weened off her over time, so that, for example, [Stitch] could be permitted to access the internet and social media with staff in the same room initially, so she can speak to them and discuss items that she may have viewed, or concerns she may have. A graded reduction could then progress at [Stitch]'s pace to perhaps staff being outside the room or in a different room, checking in on her periodically. 29. [28] That approach is one which commends itself to the parties today. 30. [29] With the significant advantage, albeit only lately delivered, of Dr O'Donovan's most recent views, the parties have helpfully discussed matters between themselves, and have reached an agreed position that [Stitch] now continues to lack the capacity to conduct proceedings or manage her property and affairs, but has now (to the satisfaction of the experts and to the applicant and to the Official Solicitor) demonstrated capacity to make decisions about her residence, make decisions about her own care, her contact with others, her use of the internet and social media, her engaging in sexual relations, and to enter or terminate a tenancy agreement.”
“…due to the nature of her intellectual disability, [Stitch] in my view is vulnerable to coercion, particularly by her mother as her ability to process and assimilate information about this relationship in regard to her decision making about residence is limited. Therefore, in the absence of support, she is likely, to adhere to her mother’s expectations, despite these being inconsistent with [Stitch]’s own wishes. … Therefore, the Court may wish to consider whether the Inherent Jurisdiction would be appropriate”
“[Stitch] told me that she managed really well when she was making her own decisions last year and whilst she didn’t dispute there were difficulties between June and August 2023 when these difficulties were pointed out, [Stitch]’s response was that she would manage well again and there wouldn’t be problems in the future. I wasn’t able to establish [Stitch]’s understanding of why these issues were a problem or how she would realistically address them. It is not clear if [Stitch] saw them as an issue or if she was trying to convey that things went well because she feels that she needs to say that in order to make her own decisions” (Emphasis by underlining added).
“Some other decisions, for example whether P should have contact with a particular individual, may be person specific. But all decisions, whatever their nature, fall to be evaluated within the straightforward and clear structure of MCA 2005, ss 1 to 3 which requires the court to have regard to 'a matter' requiring 'a decision'.” (Emphasis by underlining added).
“She reported that whilst out in town she had seen him at the bus stop and recognised him. [Stitch] said that she had approached him and began a conversation noting that she had not seen him for a while. On reflection of the conversation, she said “Do you want a girlfriend? And he said who are you? I said I know you from [the relevant social group] and he recognised me...”
“[Stitch] has used mostly the same phrases that she has when previously having her mental capacity assessed, and despite numerous attempts to discuss and review things with [Stitch] over the past few weeks – [Stitch]’s inability to articulate more widely around these topics, combined with [Stitch]’s actions do appear to indicate her lack of understanding of these two key pieces of relevant information.” (Emphasis by underlining added).
“[Stitch] does not appear to have an understanding of the need for the other person to give and maintain consent to sexual relations. It was clear from her answers and comments with regard to the mechanics of sex and its’ likely consequences that these are things that she is familiar with and has an understanding of – albeit that her understanding of STI’s appears to be focussed on HIV and AIDS. The need and importance of consent from the other person came across as a concept that [Stitch] was not aware or understanding of at present… Although [Stitch] can articulate an understanding of the need for her to consent to having sex, in reality I don’t think that she can weigh or appreciate how to do this or think about this, that her desire not to say no, or excitement about having sex will overtake everything else – whether she would even consider whether she wanted to have sex or not once a prospective sexual partner is involved. Similarly, I feel that [Stitch] is lacking an understanding of the need for consent from the other party, and that her desire and excitement to have sex will overtake everything else” (Emphasis by underlining added).
“ I did not intend that the absence of an explanation to P of the purpose of the assessment or even the failure adequately to engage P's involvement in the assessment would automatically and, in every case, result in the assessment failing to meet the evidential test set by Section 48 [which sets out the three grounds on which an interim order can be made]”
“I remain convinced that the failure to inform P as to what an assessment is actually addressing will probably be "fatal to" or, at least, "gravely undermine" the reliability of any conclusion. This is not the same as saying that the criteria in Section 48 will not be met. The judge will have to look at the wider canvas of the available evidence and consider those aspects of the report which might survive its failings.” (Emphasis by underlining added).
“…it would be beneficial if expert capacity assessors ensured that, as a matter of routine, they cross-checked their conclusions by looking at the wider canvas about how a person functioned and, if possible, by speaking to those who knew the person being assessed well. This is of particular importance when their conclusions may be at variance with previous capacity assessments”
“… I have not been able to get a sense that [Stitch] can visualise a future or option that does not include her current group or support staff – she talks about some of the carers that have worked with her since she was small as being her best friends and speaks of them like family…”
“the management of affairs relates to a continuous state of affairs whose demands may be unpredictable and may occasionally be urgent”
“It is the unpredictability of that anxiety and the seriousness and breadth of its impact which is decisive in this case in overturning the legal presumption of capacity” ([25]). Sir Mark Hedley commented that: “[19] Some have referred to this as taking a longitudinal view. In my view, this approach has the value of clarity. It establishes that the starting point is incapacity. The protection for the protected person lies in the mandatory requirements of Section 4, in particular subsections (3) and (6) …. [21]… where a longitudinal perspective was adopted then PWK lacked capacity in all relevant areas.” [21]… where a longitudinal perspective was adopted then PWK lacked capacity in all relevant areas.”
“[t]his fluctuation however is not dependent on the individuals she has contact with but the nature and quality of the contacts she has in the context of [Stitch]’s expectations of these relationships”