“101 Defendant’s bad character (1) In criminal proceedings evidence of the defendant’s bad character is admissible if, but only if – (a) all parties to the proceedings agree to the evidence being admissible, (b) the evidence is adduced by the defendant himself or is given in answer to a question asked by him in cross-examination and intended to elicit it, (c) it is important explanatory evidence, (d) it is relevant to an important matter in issue between the defendant and the prosecution, (e) it has substantial probative value in relation to an important matter in issue between the defendant and a co-defendant, (f) it is evidence to correct a false impression given by the defendant, or (g) the defendant has made an attack on another person’s character. (2) Sections 102 to 106 contain provision supplementing subsection (1). (3) The court must not admit evidence under subsection (1)(d) or (g) if, on an application by the defendant to exclude it, it appears to the court that the admission of the evidence would have such an adverse effect on the fairness of the proceedings that the court ought not to admit it. (4) On an application to exclude evidence under subsection (3) the court must have regard, in particular, to the length of time between the matters to which that evidence relates and the matters which form the subject of the offence charged. … 103 ‘Matter in issue between the defendant and the prosecution’ (1) For the purposes of section 101(1)(d) the matters in issue between the defendant and the prosecution include- (a) the question whether the defendant has a propensity to commit offences of the kind with which he is charged, except where his having such a propensity makes it no more likely that he is guilty of the offence; (b) the question whether the defendant has a propensity to be untruthful, except where it is not suggested that the defendant’s case is untruthful in any respect. (2)Where subsection (1)(a) applies a defendant’s propensity to commit offences of the kind with which he is charged may (without prejudice to any other way of doing so) be established by evidence that he has been convicted of- (a) an offence of the same description as the one with which he is charged, or (b) an offence of the same category as the one with which he is charged. (3) Subsection (2) does not apply in the case of a particular defendant if the court is satisfied, by reason of the length of time since the conviction or for any other reason, that it would be unjust for it to apply in his case. (4) For the purposes of subsection (2)- (a) two offences are of the same description as each other if the statement of the offence in a written charge or indictment would, in each case, be in the same terms; (b) two offences are of the same category as each other if they belong to the same category of offences prescribed for the purposes of this section by an order made by the Secretary of State. (5) A category prescribed by an order under subsection (4)(b) must consist of offences of the same type.
“Next, a word about Mr Campbell’s character. You have heard evidence that he has a bad character in the sense that he has a criminal conviction from 2002 for assaulting someone called Janet Williams, thereby causing her actual bodily harm, and another conviction from the year 2004, this time for the offence of battery. ‘Battery’ is another word for an assault where physical contact is made but which does not necessarily cause injury, and that was in relation to another woman called Susan Addison. It is important that you should understand why you have heard this evidence and how you may use it. As I will explain in a little more detail in a moment, you must not convict Mr Campbell only because he has a bad character. The reason you heard about these convictions is because it might help you to resolve an issue that has arisen between him and the prosecution – namely whether or not he has a propensity, or a tendency, to be violent towards women. The prosecution says he does have such a tendency; he says he does not. You may therefore use the evidence of those two previous convictions to resolve that particular issue if you find it helpful to do so. You may also use the evidence of those two convictions in the following ways: first, if you think it right, you can take them into account in deciding whether or not his evidence to you yesterday was truthful. A person with a bad character may be less likely to tell the truth, but it does not follow that he is incapable of doing so. You must decide to what extent, if at all, his character helps you when judging his evidence. Further if you think it right to do so, you may take the evidence of those convictions into account when deciding whether or not he committed the offences against Miss Lee with which he is now charged, but I emphasise that it is for you to decide to what extent, if at all, his character helps you when you are considering whether or not he is guilty. Bear in mind that his bad character cannot by itself prove that he is guilty, and so it would be quite wrong to jump to the conclusion that he is guilty just because of his bad character. Then a word about Miss Lee’s bad character, which is along similar lines. You heard about her bad character, too, not in the sense of any previous convictions but in the sense that she has an admitted history of abusing illegal drugs, both crack cocaine and heroin. The reason you heard about that is because both Mr Bendall and Mr Fortson agreed that you should because her history was really part and parcel of the evidence in this case. When considering Miss Lee’s evidence and whether it was truthful, bear in mind that although a woman with a history of serious drug abuse may as a result be less likely to tell the truth, it does not follow that she is incapable of telling the truth, and once again it is for you to decide to what extent, if any, the evidence of bad character helps you when assessing her evidence.”
“The writer’s view is that evidence of bad character may be admitted to impugn (or bolster) the credibility of a defendant and/or to show that the defendant is more (or less) likely to be guilty through any of the ‘gateways’ provided by section 101(1), depending of course on the evidence and issues in the particular case”
“Just a couple more things. The credibility of the witnesses you have heard is, you may feel, a particularly important aspect of this case, because the accounts given to you by Miss Lee and Mr Campbell are so different that they cannot, you may agree, be explained in any way except that at least one of them must have given deliberately untruthful evidence. As I have already told you, the credibility of the witnesses is a matter entirely for you, which witnesses struck you as being truthful and reliable, how a particular witness stood up to the test of cross-examination. Bear in mind that people can make mistakes, bear in mind, too, that evidence includes the demeanour of the witness – in other words, their manner and their appearance in the witness box. The question you should ask yourselves is whether the witness is done his or her best to assist you in arriving at true verdicts.”
“What was the significance of revealing the defendant’s two previous assault convictions? Anything else we should know?”
“In our judgment it is clear, as Mr Wainwright has submitted, the convictions of this appellant did not establish a propensity on his part to be untruthful. However, the judge did not suggest to the jury that they did or that they could be used for that purpose. Instead the judge directed the jury that they were relevant to the appellant’s credibility. In other words he suggested that a person with this particular bad character may be less likely to be honest/believable than a person of good character. Whilst it is undoubtedly the case that once bad character is introduced properly via one of the gateways created by section 101 it can have relevance (in appropriate circumstances) to issues beyond those that led to its admission, in this case it is difficult to understand how these convictions for violence (in relation to which the appellant had entered guilty pleas) could be said to have any meaningful impact on his credibility. … The appellant’s truthfulness was a central issue in the case, but these convictions would not have assisted the jury in reaching conclusions on that matter. Guilty pleas to these convictions for violence could not be said to be relevant to his credibility and therefore on the facts of this case we consider it inappropriate for the judge to have given this direction. (We interpolate to note that when on29th April 2005 the judge delivered his ruling on the prosecution’s application to admit the convictions, his reasons for admitting them related solely to their tendency to prove a propensity/a greater likelihood on the appellant’s part to commit offences of this kind.)”
“We therefore conclude that a distinction must be drawn between the admissibility of evidence of bad character, which depends upon it getting through one of the gateways, and the use to which it may be put once it is admitted. The use to which it may be put depends upon the matters to which it is relevant rather than upon the gateway through which it was admitted. It is true that the reasoning that leads to the admission of evidence under gateway (d) may also determine the matters to which the evidence is relevant or primarily relevant once admitted. That is not true, however, of all the gateways. In the case of gateway (g), for example, admissibility depends on the defendant having made an attack on another person’s character, but once the evidence is admitted, it may, depending on the particular facts, be relevant not only to credibility but also to propensity to commit offences of the kind with which the defendant is charged.”
“Our final general observation is that, in any case in which evidence of bad character is admitted to show propensity, whether to commit offences or to be untruthful, the judge in summing up should warn the jury clearly against placing undue reliance on previous convictions. Evidence of bad character cannot be used simply to bolster a weak case, or to prejudice the minds of a jury against a defendant. In particular, the jury should be directed; that they should not conclude that the defendant is guilty or untruthful merely because he has these convictions; that although the convictions may show a propensity, this does not mean that he has committed this offence or been untruthful in this case; that whether they in fact show a propensity is for them to decide; that they must take into account what the defendant has said about his previous convictions; and that, although they are entitled, if they find propensity as shown, to take this into account when determining guilt, propensity is only one relevant factor and they must assess its significance in the light of all the other evidence in the case. We do not purport to frame a specimen direction but the Judicial Studies Board may wish to consider these observations in relation to their helpful specimen direction No 24 on bad character.”
“The guidance proffered in paragraph 18 of Hanson as to what a summing –up should contain was, as is apparent, from the last sentence of the paragraph, not intended to provide a blueprint, departure from which will result in the quashing of a conviction. What the summing-up must contain is a clear warning to the jury against placing undue reliance on previous convictions, which cannot, by themselves, prove guilt. It should be explained why the jury has heard the evidence and the ways in which it is relevant to and may help their decision, bearing in mind that relevance will depend primarily, though not always exclusively, on the gateway insection 101(1) of the Criminal Justice Act 2003 , through which the evidence has been admitted. For example, some evidence admitted through gateway (g), because of an attack on another person’s character, may be relevant or irrelevant to propensity, so as to require a direction on this aspect. Provided the judge gives such a clear warning, explanation and guidance as to use, the terms in which he or she does so can properly differ. There is no rigid formula to be adhered to. That said, there is, in the case of Chohan, a summing-up by Judge Mort which seems to us to be almost impeccable and which could serve as a model in many cases where evidence of bad character is admitted. We shall rehearse the relevant passage in that summing-up when dealing with Chohan’s application”
“If you do conclude that, at the time of these offences in May, 2003, Mr Chohan did have a propensity to commit offences of that type, namely robberies with weapons or targeting the elderly with bogus explanations to get entry into the property, then you can consider whether it makes it more likely that he committed the offences in May, 2003. You have to decide to what extent, if at all, his character helps you when you are considering whether or not he is guilty. You must not convict simply because of his convictions nor mainly because of them. The propensity or tendency amounts to some additional evidence pointing to guilt, but please bear in mind, even if he did have such a tendency, it does not necessarily prove that he would commit further offences or that he has committed these offences.” 35. It also included the following direction in relation to truthfulness: “You are also entitled to consider the evidence of Mr Chohan’s previous convictions in the following way. If you think it right, you may take into account, when deciding whether or not his evidence to you was truthful, because a person with convictions for dishonesty may be less likely to tell the truth, but it does not follow that he is not capable of telling the truth.”
“1. In this case you have heard evidence that the defendant has a bad character in the sense that he [has criminal convictions] [has otherwise mis-conducted himself]. It is important that you should understand why you have heard this evidence, and how you may use it. As I will explain in more detail later, you must not convict him only because he has a bad character. 2. You have heard of his bad character because (as appropriate): (a) all parties to the proceedings have agreed to it; (b) the defendant has told you about it [and/or] asked questions [by his barrister/solicitor] that brought it up; (c) it may help you to understand other evidence in the case [namely…] and the case as a whole ; (d) it may help you to resolve an issue that has arisen between the defendant and the prosecution [namely…] ; (e) it may help you to resolve an issue that has arisen between the defendant and his co-defendant [X] [namely…] (f) it may correct a false impression [said to have been] (see Note 5) given by the defendant [namely…]; (g) the defendant has made an attack on the character of [Y] [namely…]. 3. (Only if one or more of cases (c) to (f) above apply and, if case (f) applies, it is accepted that the defendant has given a false impression:) You may therefore use the evidence of the defendant’s bad character for the particular purpose[s] I have just indicated, if you find it helpful to do so . 4. (Only if case (f) alone applies, and it is disputed that the defendant has given a false impression:) If you are not sure that the defendant has given you that false impression, you should disregard the evidence of his bad character altogether. But if you are sure, you may use that evidence to correct the false impression, if you find it helpful to do so. 5. (In any case:) You may [also] use the evidence of the defendant’s bad character in the following ways: (a) If you think it right, you may take it into account when deciding whether or not the defendant’s evidence to you was truthful. A person with a bad character may be less likely to tell the truth, but it does not follow that he is incapable of doing so. [Indeed, the defendant argues that his character means that he is more likely to be telling the truth.] You must decide to what extent, if at all, his character helps you when judging his evidence. (and/or) (b) If you think it right, you may [also] take it into account when deciding whether or not the defendant committed the offence[s] with which he is not charged. (Here summarise any arguments that arise in this connection and give any direction that may be appropriate where the prosecution rely on other similar offences or misbehaviour). You must decide to what extent, if at all, his character helps you when you are considering whether or not he is guilty. But bear in mind that his bad character cannot by itself prove that he is guilty. It would therefore be wrong to jump to the conclusion that he is guilty just because of his bad character. [Indeed, the defendant argues that his character means that he is less likely to be guilty].”
“You may also use the evidence of the defendant’s bad character in the following ways: If you think it right, you may take it into account when deciding whether or not the defendant’s evidence to you was truthful. A person with a bad character may be less likely to tell the truth, but it does not follow that he is incapable of doing so”
“Members of the jury. In the old days juries were usually not told about a defendant’s previous convictions. This was because of the fear that such information would prejudice the jury against the defendant and that they would give it more weight than it deserved. Today such evidence is often admitted because a jury understandably want to know whether what the defendant is alleged to have done is out of character, or whether he has behaved in a similar way before. Of course a defendant’s previous convictions are only background. They do not tell you whether he has committed the offence with which he is charged in this case. What really matters is the evidence that you have heard in relation to that offence. So be careful not to be unfairly prejudiced against the defendant by what you have heard about his previous convictions In the present case you have heard evidence from Miss Lee that the defendant shut her in her bedroom and would not allow her to go out. That he threatened her and frightened her. That on one occasion when she tried to escape he dragged her back upstairs by her hair. Then, when she did escape, he banged her head against a wall and tried to strangle her. The defendant says that this is all a pack of lies; Miss Lee has made it all up; he never tried to stop her leaving her flat and was not violent to her. You can only convict the defendant if you are sure that it is Miss Lee who has been telling you the truth. When considering that you may consider it relevant that the defendant has been convicted of using violence on two previous girlfriends in the manner that you have heard. The prosecution say that this shows that he had a tendency to use violence on his girlfriends and that this supports Miss Lee’s evidence that he treated her in the same way. He, for his part, says that whatever he may have done in the past, Miss Lee’s evidence is simply invention. It is for you to decide the extent to which, if at all, the defendant’s previous convictions assist you in deciding whether Miss Lee has been telling you the truth.”