“17. I have two options, I can either extend the timetable, which will mean, also that the 27 November will have to go, because there is no guarantee that two days can be set aside for this matter, or I can simply not allow the intervenor to pursue his claim because, at the moment, I have nothing from him as to the substance of his claim, as to the merits of his claim, I have no paperwork, whatsoever. 18. In respect of [A’s] position, she is asking, simply to proceed to the final hearing without there being any preliminary hearing issue, which effectively means that H cannot pursue an issue regarding beneficial interest in the property. 19. Based on the fact that I have absolutely no evidence from the father in relation to this, I will agree to that application.”
“at the start of the final hearing it was clarified by the court that one of the issues that was [not] going to be subject of evidence was whether or not H’s father had a beneficial interest in the properties …. Without the correct procedure being followed as set out by the legal framework, namely a Part 18 claim with all the necessary pleadings and evidence, it was not going to be possible [for] H to make those arguments simply by having his father give evidence as a witness, as to do so would be to allow him to circumvent the proper procedure for such arguments as is clearly set out by the Family Procedure Rules.”
“axiomatically, if it is asserted that a particular asset is beneficially owned by a third party or, conversely, by a party to the marriage, though, in either case, the legal estate is held differently, those issues must be resolved in order that the computation of available resources is robust and accurate.”
“As a result of the [district] judge's ruling, H’s counsel was precluded from pursuing any argument as to the correct computation of assets or how, in particular, 470 and 472 should be treated. Slightly surprisingly, the [district] judge did explore the matters, albeit somewhat superficially and made some reference to them in the judgment. It remains the case and is clear to me that she did not allow conventional arguments as to beneficial interests to be ventilated.”
“27. In short, B told me that she did not wish to take on the role of personal representative. She said that after H’s death she had found everything overwhelming and, even now, did not feel she had the stamina or confidence to take on any formal role. She attended with other family members, but no-one seemed willing to take on the role in her stead. She did tell me that above all she wished this to be resolved one way or another and was content to let me deal with it in any way I thought best. 28. On a human level anyone would sympathize with B but from a legal point of view the position is unsatisfactory. It was not suggested by Mr Fikry that H’s death extinguished his appeal rights or somehow disposed of the appeal, but the absence of a live and active appellant creates a sort of legal limbo.”
“The question arising in the instant case is how best to proceed in the absence of such a suitable representative, with no immediate prospect of one emerging, to ensure that the appeal is justly disposed of and, as here, where funds are limited, to do so in an efficient and proportionate way.”
“Mr Fikry argues that I should dismiss the appeal summarily because of the delay. He submits, in my judgment somewhat ambitiously, “an appeal without an appellant cannot have merit”
“34. There is, in my judgment, a more fundamental and practical objection to this course of action. Striking out is, by definition, not an adjudication on the merits. The difficulty I foresee is in the event that someone, perhaps not B, wanted to take out Letters of Administration. They would, in my judgment, be entitled and might be advised it was their duty to seek to reinstate the proceedings to revive the appeal. That would lead to yet more procedural litigation. They would, of course, have to persuade the Court to grant relief and would have to explain the delays, but nonetheless they could legitimately point to the potential substantial injustice of refusing relief. On any view the uncertainty would be continued. 35. Even more troubling is that striking out the Appellant’s Notice would provide A with a fairly limited remedy. It would conclude these proceedings in principle but plainly it would not resolve the ongoing dispute about beneficial ownership. A would be left with a virtually unenforceable order bearing in mind the co-ownership of 268 with the consequences for the mortgage and, more significantly, the order for sale of 270. On the Judge’s findings, as they stand, 270 was owned legally and beneficially by H at his death. Therefore, it forms part of his estate. The Judge’s order cannot be read as a transfer of H’s beneficial interest in 270 to A as it is expressly an order for sale. Until that estate is administered, things cannot move on…”
“37. Perhaps anticipating my decision … Mr Fikry says his client is content for the appeal to be determined on its merits and urges me to do so. As I have indicated, B, although strictly not interested in the proceedings, is also keen for the matter to be determined and asks me to proceed. I confess that I have not found this as easy as Mr Fikry contends. I too am desperate to find a swift and proportionate route through the procedural maze but, plainly, it must be permissible and fair to all concerned.”
“41. In all the circumstances, at the hearing, having discussed the matter with Mr Fikry and with his and B’s agreement, I proceeded to hear the appeal on the merits. In circumstances I am satisfied that, notwithstanding the lack of an active appellant, there is nevertheless a properly constituted appeal and no reason not to proceed. Normally the lack of one side would make the process manifestly unfair. Here, though, the arguments are technical and legal and have been set out in writing in full on behalf of H by his then counsel. Mr Fikry, helpfully and conscientiously, did not seek to take any new point or to act in any way to take advantage of a lack of opposing advocate or party. I still had and have some misgivings but what in the end persuades me is that the process is proportionate and fair and is the way of resolving the knotty difficulties raised by the Judge’s decisions.”
“42. If I am wrong, I remain satisfied that a detailed discussion of the merits is useful. It is certainly not an academic exercise as the unresolved matters will undoubtedly arise later in any event in some guise. These parties are entitled to know where they stand on this appeal. At the very least, it may provide the context for further meaningful discussions, perhaps through the medium of mediation or some other out-of-court process, so that they may at last achieve a sensible and workable outcome which is fair to all.”
“What happened thereafter, in my judgment, derailed the case and can, without doubt, be characterised as wrong in law and a serious procedural irregularity. The fact that a third party has declined to or has been refused permission to intervene does not mean that the underlying factual issue is thereby resolved. In financial remedy proceedings, at the computative stage, the Court still has a duty to determine what issues are in play and should be included in the ES2. A party to the proceedings can, and in my experience often does, assert third party beneficial ownership. Just because the third party for whatever reason is unco-operative, cannot, in my judgment, inhibit the party to the proceedings from pursuing the point.”
“To reject its contents because [H’s father] was unable to explain it and/or because the trustees (the brothers) had not given evidence is, in my judgement, wrong.”
“on the death of any person after the commencement of this Act all causes of action subsisting against or vested in him shall survive against, or, as the case may be, for the benefit of, his estate. Provided that this subsection shall not apply to causes of action for defamation.”
“First, there is no general rule that, where one of the parties to a divorce suit has died, the suit abates, so that no further proceedings can be take on it. The passage in the judgment of Shearman J in Maconochie v Maconochie[1916] P 326 , 328, in which he stated that such a general rule existed, cannot be supported. Secondly, it is unhelpful, in cases of the kind under discussion, to refer to abatement at all. The real question in such case is whether, where one of the parties to a divorce suit has died, further proceedings in the suit can or cannot be taken. Thirdly, the answer to that question, when it arises, depends in all cases on two matters and in some cases also on a third. The first matter is the nature of the further proceedings sought to be taken. The second matter is the true construction of the relevant statutory provision of provisions, or of a particular order made under them, or both. The third matter is the applicability of section 1(1) of the Act of 1934.”
“For the reasons which I have already given in relation to the comparable question in Purse v Purse[1981] Fam 143 I can see no good ground for putting such a limited construction on the rules of court.”
“There is another approach to the matter which leads to the same result. It was common ground that the wife’s mother, as her personal representative, was entitled to enforce the registrar’s order against the husband. Since that right was derived by the wife’s mother from the wife, it could be no more immune to the possibility of defeat than the right would have been in the hands of the wife if she had lived. If the wife had lived, her right of enforcement would have been subject to the possibility of defeat by an appeal out of time by the husband on proper grounds. That being so, the right of enforcement which devolved on the wife’s mother remained subject to the same possibility.”
“It is against this contextual background, of there being a long-established legal understanding that rights against one's spouse are personal only and do not survive the death of either spouse, that the words of the 1973, 1975 and 1984 Acts must be interpreted. If a purpose of the statutes was to depart from that settled understanding, one would have expected there to be clear words to that effect. Instead, as will become apparent, Parliament used similar terminology as in an earlier statute which had been authoritatively interpreted as meaning that an application could only be made and proceeded with by one spouse against another while both remained alive.”
“If an applicant successfully satisfies the conditions for leave to appeal applying the principles in Barder and if the appeal is allowed, then the appeal court can, on a redetermination, consider what order ought to have been made, even though one of the spouses has died. I consider this to be a discrete but limited exception to the general rule that the 1973 Act creates personal rights and obligations which end with the death of a party to the marriage, and which cannot be pursued against the deceased’s estate. I consider that this limited exception is not a sufficient basis on which to undertake a radical change to the construction of matrimonial legislation.”
“The complex interplay between Part III (and the 1973 Act) on the one hand and the Inheritance Act on the other also means that reform aimed at remedying the injustice that results from the limited ability to make a financial order after either party to the marriage has died would require an overall view to be taken of both legislative regimes and of how they do, and should, interact. Only Parliament is competent to undertake that task and to make and implement the policy choices that would be involved. It is not open to this court to cut the Gordian knot and achieve a solution by interpretation of the existing statutory provisions.”
“Where an appeal is brought or continued after the death of one of the parties to a cause, procedural steps have to be taken to substitute another party for the party who has died. Provision for the taking of such steps is made by rules of court.”
“As in all actions in personam there must be in existence some person, natural or artificial and recognised by law, as a defendant against whom steps in the action can be taken. If and so long as there is no such person the action, though it may not abate, cannot be continued ….”
“There had to be an effective party against whom a dispute could be determined. The estate of a deceased person is not such a party.”
“The natural personality of the deceased came to an end on his death. His legal persona, that is the right to take possession of his property and the obligation to discharge his liabilities, could have passed to his personal representatives, as between whom and the deceased there would have been an identity of persona. But the deceased in this case had no personal representatives. Accordingly, the first action was brought against a person without legal personality.”
“Where a person who had an interest in a claim has died and that person has no personal representative the court may order:- (a) the claim to proceed in the absence of a person representing the estate of the deceased; or (b) a person to be appointed to represent the estate of the deceased.”
“Orders to proceed in the absence of anyone to represent the deceased’s estate are not commonly made. It may be appropriate if there are other parties to the proceedings with the same interest as the deceased and if the delay and expense of appointing a representative would be disproportionate.”
“Subject to the provisions of these rules and of any enactment theCounty Court Rules 1981 and the Rules of the Supreme Court 1965 shall apply, with the necessary modifications, to family proceedings in a county court and the High Court respectively.”
“(1) The court may direct that a person or body be added as a party to proceedings for a financial remedy if— (a) it is desirable to add the new party so that the court can resolve all the matters in dispute in the proceedings; or (b) there is an issue involving the new party and an existing party which is connected to the matters in dispute in the proceedings, and it is desirable to add the new party so that the court can resolve that issue. … (4) The power of the court under this rule to direct that a party be added or removed may be exercised either on the court’s own initiative or on the application of an existing party or a person or body who wishes to become a party.”
“(1) The appeal court may (a) strike out the whole or part of an appeal notice; (b) set aside permission to appeal in whole or in part; (c) impose or vary conditions upon which an appeal may be brought. (2) The court will only exercise its powers under paragraph (1) where there is a compelling reason for doing so.”