“(1) Any tenancy deposit paid to a person in connection with a shorthold tenancy must, as from the time when it is received, be dealt with in accordance with an authorised scheme. (2) No person may require the payment of a tenancy deposit in connection with a shorthold tenancy which is not to be subject to the requirement in subsection (1). (3) Where a landlord receives a tenancy deposit in connection with a shorthold tenancy, the initial requirements of an authorised scheme must be complied with by the landlord in relation to the deposit within the period of 30 days beginning with the date on which it is received. (4) For the purposes of this section “the initial requirements” of an authorised scheme are such requirements imposed by the scheme as fall to be complied with by a landlord on receiving such a tenancy deposit. (5) A landlord who has received such a tenancy deposit must give the tenant …. such information relating to (a) the authorised scheme applying to the deposit. (b) compliance by the landlord with the initial requirements of the scheme in relation to the deposit, and (c) the operations of this Chapter in relation to the deposit as may be prescribed. (6) The information required by subsection (5) must be given to the tenant … (a) in the prescribed form or in a form substantially to the same effect, and (b) within the period of 30 days beginning with the date on which the deposit is received by the landlord.”
“(2) Subject to subsection (2A), if section 213(6) is not complied with in relation to a deposit given in connection with a shorthold tenancy, no section 21 notice may be given in relation to the tenancy until such time as section 213(6)(a) is complied with. (2A) Subsections (1), (1A) and (2) do not apply in a case where— (a) the deposit has been returned to the tenant in full or with such deductions as are agreed between the landlord and tenant, or (b) an application to the county court has been made under section 214(1) and has been determined by the court, withdrawn or settled by agreement between the parties.” (a) the deposit has been returned to the tenant in full or with such deductions as are agreed between the landlord and tenant, or (b) an application to the county court has been made under section 214(1) and has been determined by the court, withdrawn or settled by agreement between the parties.”
"(1) The following is prescribed information for the purposes ofsection 213(5) of the Housing Act 2004 ("the Act") – (a) the name, address, telephone number, e-mail address and any fax number of the scheme administrator of the authorised tenancy deposit scheme applying to the deposit; (b) any information contained in a leaflet supplied by the scheme administrator to the landlord which explains the operation of the provisions contained in sections 212 to 215 of, and Schedule 10 to, the Act; (c) the procedures that apply under the scheme by which an amount in respect of a deposit may be paid or repaid to the tenant at the end of the shorthold tenancy ("the tenancy"); (d) the procedures that apply under the scheme where either the landlord or the tenant is not contactable at the end of the tenancy; (e) the procedures that apply under the scheme where the landlord and the tenant dispute the amount to be paid or repaid to the tenant in respect of the deposit; (f) the facilities available under the scheme for enabling a dispute relating to the deposit to be resolved without recourse to litigation; and (g) the following information in connection with the tenancy in respect of which the deposit has been paid— (i) the amount of the deposit paid; (ii) the address of the property to which the tenancy relates; (iii) the name, address, telephone number, and any e-mail address or fax number of the landlord; (iv) the name, address, telephone number, and any e-mail address or fax number of the tenant, including such details that should be used by the landlord or scheme administrator for the purpose of contacting the tenant at the end of the tenancy; (v) the name, address, telephone number and any e-mail address or fax number of any relevant person; (vi) the circumstances when all or part of the deposit may be retained by the landlord, by reference to the terms of the tenancy; and (vii) confirmation (in the form of a certificate signed by the landlord) that— (aa) the information he provides under this sub-paragraph is accurate to the best of his knowledge and belief; and (bb) he has given the tenant the opportunity to sign any document containing the information provided by the landlord under this article by way of confirmation that the information is accurate to the best of his knowledge and belief." (i) the amount of the deposit paid; (ii) the address of the property to which the tenancy relates; (iii) the name, address, telephone number, and any e-mail address or fax number of the landlord; (iv) the name, address, telephone number, and any e-mail address or fax number of the tenant, including such details that should be used by the landlord or scheme administrator for the purpose of contacting the tenant at the end of the tenancy; (v) the name, address, telephone number and any e-mail address or fax number of any relevant person; (vi) the circumstances when all or part of the deposit may be retained by the landlord, by reference to the terms of the tenancy; and (vii) confirmation (in the form of a certificate signed by the landlord) that— (aa) the information he provides under this sub-paragraph is accurate to the best of his knowledge and belief; and (bb) he has given the tenant the opportunity to sign any document containing the information provided by the landlord under this article by way of confirmation that the information is accurate to the best of his knowledge and belief." (aa) the information he provides under this sub-paragraph is accurate to the best of his knowledge and belief; and (bb) he has given the tenant the opportunity to sign any document containing the information provided by the landlord under this article by way of confirmation that the information is accurate to the best of his knowledge and belief."
“The deposit value is as per clause 1.8.1” [sic] (8) Clause 6.9 provided: “The contact details of the Landlord are as per clause 1.1.1.”
“Hi Linda. How are you settling in? I hope everything is going well. Please find attached some information regarding the deposit scheme that I’ve used to protect your deposit. Please have a read through the ‘Prescribed Information’ and sign in acknowledgement when you have a minute. Many thanks, Hesther”
“We therefore enclose the following documents by way of service upon you. 1. Copy tenancy agreement dated11 October 2019 . 2. Deposit Protection Certificate dated17 October 2019 and Advisory Leaflet. Please note the required prescribed information is contained within your tenancy agreement referred at point 1, at section 6 of the agreement. 3. Gas Safety Certificate dated14 May 2019 and08 August 2023 . 4. Energy Performance Certificate dated10 May 2019 . 5. How to Rent Booklet as provided by the Government dated May 2019 and October 2023. A revised section 21 notice will follow shortly providing you with a new date to vacate the property.”
“The Defendant has raised technical compliance issues with the validity of the notice under section 21, specifically: 1. She argues that an error in telephone number invalidates the prescribed information in relation to the deposit. 2. She argues that the claimant was not entitled to serve a section 21 notice until a previous notice under section 21 had expired. 3. She argues that the claimant was not entitled to let the premises to her because at the time of letting they were classified “F” on an energy performance certificate (albeit that they are now E). 4. She raises issues with service of the gas documents. 5. She alleges she did not get a ‘how to rent’ at the beginning of the tenancy but accepts receiving one before service of the notice under section 21.”
“It is acknowledged that striking out an Appeal is somewhat unusual. Usually unmeritorious Appeals will be dealt with by refusal of permission to Appeal. Here the Court previously directed a transcript of the subject judgment. That is still not to hand and may be delayed for some time. The Respondent has asked the Court to consider striking out the Appeal on the basis that it has no real prospect of success, to avoid ongoing and unnecessary delay. The Court has ultimately acceded to that request but only having given the Appellant an opportunity to further respond to the limited points arising (per Order8th October 2024 ). Those points are twofold. First, the Appellant contends that the prescribed information relating to the deposit was provided before the deposit itself citing a first instance case of Siddeeq v Alaian 2024. However, in the instant case it is clear that whilst the deposit was paid a day after the tenancy agreement was entered into (12.10.19) the prescribed information was provided on 19.10.19 i.e. after the deposit and within the initial 30 day period. Second, the Appellant contends that the Prescribed Information contained an incorrect address for the landlord and that the landlord's telephone number had 1 wrong digit. The Respondent's Solicitors have pointed out that on 12.4.24 they wrote to the Appellant enclosing a further copy of the prescribed information and pointing out that such information was contained in Sections 1 and 6 of the Tenancy Agreement, thereby correcting any previous error. The Section 21 Notice was not served until17th April 2024 . Section 215(2) of the 2004 Act provides that if section 213(6) (i.e. the need to provide prescribed information) is not complied with, no Section 21 Notice may be given until such time as it is. The communication on 12th April cured any previous error. The Appeal therefore has no real, or any, prospects of success and it is appropriate to strike out the Appeal.”
“He would have prompted me and made me feel at ease, as well as giving guidance and his opinion.”
“Judge: Let’s be fair to her [i.e. the appellant] – she was hoping that the court duty officer would be here today. I am really unclear why this has been listed in a non-PCOL [Possession Claim Online] day because, when one challenges a section 21, it usually goes into the PCOL list Solicitor: I agree. And I think 30 minutes is – is a short period of time as well. Judge: That – well so do I.”
“the notice of appeal is frivolous and vexatious and is otherwise an abuse of process.”
“It seems to me that the practice which is now embodied inCPR 52.9 [nowCPR 52.18 ] reflects the jurisdiction which a court must have in order to safeguard its own proceedings from abuse; and to deal with an appeal in a summary manner if it thinks that appropriate.”
“The principle in Mannai is available in this case and should be applied with Arnold LJ's conclusions at [39] in Pease v Carter in mind. The Prescribed Information can be interpreted as it would be understood by a reasonable recipient reading it in context, having taken account of the statutory requirements, including the purpose of those requirements. Furthermore, if properly interpreted, the Letter, Prescribed Information and Certificate do not comply with the statutory requirements, it may be possible to conclude that they are "substantially to the same effect" in circumstances in which section 213(6)(a) of the 2004 Act applies.”
“There is no dispute about the statutory purpose of Chapter 6 of the 2004 Act, amplified by the requirements of the 2007 Order. It is both to safeguard deposits paid by tenants and to facilitate dispute resolution should an issue arise about the return or retention of the deposit at the end of the tenancy or any deduction from it. It requires information to be provided as to the circumstances in which a deposit may be retained by reference to the terms of the tenancy.”
“In this case, Mr Lowe was in possession of his tenancy agreement and Charterhouse were required to provide information as to the circumstances in which all or part of the deposit might be retained by the landlord "by reference to the tenancy". The Article itself looks outwards to the tenancy agreement.”
“With the appropriate context in mind, it seems to me that the judge was correct to decide that the statutory purpose had, in substance, been achieved. As he put it at [48], taken together, the signed covering letter and the Prescribed Information were "substantially to the same effect" as a signed certificate because Charterhouse were effectively saying that it believed that it had done what was needed by providing the prescribed information and was happy to confirm that by way of a certificate. In other words, it believed that it had provided accurate information as to the prescribed matters. It was not necessary also to refer to expressly to its accuracy in order to satisfy sub-sub-article (aa).”