“How many hours a week is [the respondent] expected to spend on work that is included on the curriculum of the course at school, college or university? (By work, we mean supervised study at school, college, university or similar educational establishment and includes time spent on work done at home or elsewhere set by a tutor and is part of the course.)”
“Given that [the respondent] felt that she had covered a lot of the background reading for the literature she calculated that she would be able to complete her study – not to an ideal standard but to an adequate one – by an additional 8 hours a week, giving a total of 20 hours per week. In fact, this caused problems with her course. Her caring responsibilities meant that she did not manage all of the reading for the course and would at best have just managed to pass. In the event, a crisis [the death of a close friend of her daughter] arose in April which added to her caring responsibilities. [The respondent] was unable to sit her examinations. She tried to use the summer vacation to catch up on the study she should have done during the term and will resit this month. In R(G) 2-02 paragraph 22 it is suggested that for a student who attends for less than 21 hours a week ‘his successful completion of the course may be imperilled’. In fact this is exactly what has happened as a result of [the respondent’s] caring responsibilities.”
“The course was undoubtedly a full-time course as accepted by the appellant. Based upon the information provided by the university this course could not be considered part-time. The Tribunal concluded that the work done whilst actually attending university could not be taken in isolation as clearly with regard to this course, a period [of] home study is required which forms part of the course and although done at home falls into the category of supervised work.”
“12. If I were able to approach Regulation 5(1) andsection 70(3) of the Social Security Contributions and Benefits Act 1992 free from the burden of the authorities that I discuss below, I would take the following very simple view. Section 70(8) allows regulations to prescribe circumstances in which a person is or is not to be treated as receiving full-time education for the purposes of section 70(3). Regulation 5(1) merely prescribes circumstances in which a person is to be treated as receiving full-time education, not circumstances in which a person is not to be so treated. Therefore, the 21-hour rule provides a convenient means for determining entitlement to CA in some cases, but a person may still be found to be receiving full-time education although not attending a course for 21 hours or more. Finally, and crucially, a person attending a conventional 3-year undergraduate degree course that is regarded as a full-time course by the institution concerned is receiving full-time education regardless of how many regulation 5(2) hours are expected to be or actually are devoted to the course. That appears to have been the view taken by the appeal tribunal of9th October 2007 , as it appears also to have been the view of the Chief Commissioner for Northern Ireland, Judge Martin, at an early stage of Wright-Turner (see paragraph 12 of C2/97(ICA), Appendix 2 to R1/02(ICA)). In addition, although I am not concerned whether the rule expressed in section 70(3) is sensible or fair in the context of the basic qualification for CA, that view would have the merit that anybody in receipt of CA who started on such a course would be able to know exactly where they stood (see Chadwick LJ in paragraph 38 of Flemming, RG, 2/02). 13. That simple view is one that as a matter of law cannot be adopted at the level of the Upper Tribunal or below. It was expressly rejected by Carswell LCJ in the Northern Ireland Court of Appeal in Wright-Turner Appendix 12 R1/02/ICA): “Notwithstanding the wording of the regulation which has the appearance of a deeming provision, it appears that this definition was intended to be comprehensive. It was common case that in order to be regarded as being in receipt of full-time education the appellant had to be brought within the definition contained in regulation 5.”
“The test in regulation 5(1) 32. In my view the most natural reading of the words in regulation 5(1) of the ICA Regulations is that they are directed to attending a course for 21 hours or more, in the sense of time actually spent in the activities specified in paragraph (2). That is the reading in fact supported by the judgments in Wright-Turner and Flemming. Evidence as to the time that the authorities of the educational establishment in question expect or require a student to spend in the specified activities is important and relevant and may, depending on all the circumstances, lead to doubt about the reliability of a particular student’s evidence that significantly less time is actually spent, but the fundamental test in law remains the time actually spent by the student. In ICA and CA cases, claimants will often have a ready explanation for having spent significantly less time on study than authorities expect, in the burden imposed by their substantial caring responsibility. That distinguishes such cases from that of a student who simply relies on laziness or an ability to get through work quickly. However, the very readiness of the explanation means that it may need to be tested carefully …”
“By supervised study it is not meant that a supervisor is physically present but consists of study by the claimant at a time and place of her choosing and for periods of her choosing of work set by her supervisor.”
“(1) Was I correct in holding that no error arose in relation to the tribunal’s interpretation of ‘supervised’ and ‘unsupervised study’ in regulation 5(2) of the Social Security (Invalid Care Allowance) Regulations (Northern Ireland) 1976; and (2) did I err in law in not upsetting the said tribunal’s finding of fact that the appellant spent an average of over 21 hours per week in study over the academic year?”
“It might be reasonably straightforward in most cases to determine whether a university student is to be regarded as in receipt of full-time education, but that determination is made more difficult by the fact that in pursuance of a power contained in section 70(8) of the 1992 Act the Department of Health and Social Security made regulations prescribing in what circumstances a person is or is not to be treated as receiving full-time education. These were no doubt designed to facilitate the task of adjudication officers in achieving consistency of decision among applicants for invalid care allowance, but they are so framed as to cover persons receiving education in a wide range of schools, colleges of further education and universities. They are not specifically designed for university students or apt for their circumstances, and their effect is to increase rather than reduce the difficulty of determining whether any student comes within the definition. [He then set out Regulation 5.] … Notwithstanding the wording of the regulation, which has the appearance of a deeming provision, it appears that this definition was intended to be comprehensive. It was common case that in order to be regarded as being in receipt of full-time education the appellant had to be brought within the definition contained in Regulation 5.”
“[5] The only issue the claimant seeks to argue is whether she was "receiving full-time education". On her behalf, the basic submission is that the word "attends" in regulation 5(1) requires physical presence at the premises of the University. Hours spent studying at home should not be taken into account. It is also submitted that private study at home is not "supervised study" within the meaning of regulation 5(2). Supervised study does not include time spent in private study unless that study is under the supervision (direct or indirect) of a tutor at the University. [6] Both parties seek guidance as to the meaning of the words "attends" and "supervised study" and the test which should be applied when considering whether someone is "receiving full-time education".”
“[26] … The narrow issue raised by this appeal is whether the Commissioner was right to direct the tribunal to approach the task which they had been set on the basis that work set as preparation for discussion in class or for written work would probably count as supervised study without drawing a distinction between preparatory work done on the premises of the educational establishment and work done off those premises. The claimant contends that hours spent in doing work off the premises (with some limited exceptions) cannot be taken into account.”
“[14] I do not consider that it is possible to detect an overall statutory purpose which throws significant light on the construction of the words in issue. Each of the criteria to be satisfied to establish an entitlement to invalid care allowance is defined in a specific and detailed way. The statutory purpose is that those who meet the criteria are entitled to the allowance and those who do not meet them are not entitled. I would however approach the expression "full-time education" with some presumption that a conventional three-year undergraduate degree course of education offered by a university comes within that expression. [15] Regulation 5(1), including as it does the word "treated", is a deeming provision and covers only those who come within the requirement specified. What is required is attendance for 21 hours or more a week and regulation 5(2) provides what hours shall be included for that purpose. … [17] I would construe the expression "attends a course of education at a university" in the sense of being enrolled upon such a course at the university. … [18] If, as I would hold, study away from the premises is capable of constituting "hours of attendance" under the regulation, the second question is what constitutes "supervised study" within the meaning of regulation 5(2). … [19] Study may, however, be supervised without the supervisor necessarily being present at the time of study. The test of what is "supervised study" does not depend on the period of time for which the supervisor is present with the student. The work must be study directed to the course of education and the curriculum of the course involved. … Work done to meet the reasonable requirements of the course can usually be regarded as supervised study. … [21] It follows from the comments I have ventured to make that I agree with the propositions stated by the Court of Appeal in Northern Ireland in Wright-Turner’s case … I also agree that ascertainment of the hours of attendance is a question of fact to be determined by the adjudicating officer or tribunal. Evidence from the university authorities as to the amount of time they expect students to undertake to complete the course is likely to be important evidence. … [22] Evidence from the student himself as to the time he spends to meet the requirements of the course is not excluded. In the latter part of proposition 8, the Court attempted to deal with the question arising from the varying abilities and conscientiousness of students of all generations. Some students on a course of education will spend more time studying than others do. A fact-finding tribunal should, however, scrutinise with care evidence from a student who claims that he attends the course for significantly fewer hours than the university authorities expect of him. Moreover, on many courses of education it may be a foolhardy student, unless a very brilliant one, who genuinely claims that he attends, within the definition, for fewer than 21 hours a week. His successful completion of the course may be imperilled. The more structured the course, with, for example, modules, detailed course work and regular assessment, the easier it is likely to be to make the determination of fact. … [24] This Court is unaccustomed to giving general guidance when not making a decision on specific facts. As requested, I have endeavoured to do so and the task has been made easier by the fact that I respectfully agree with the approach of Carswell LCJ in Wright-Turner’s case …”
“[27] … regulation [5] was made for the purpose of prescribing the circumstances in which a person is or is not to be treated … as receiving full-time education and must be construed in that context. … [31] … there is no basis for construing the phrase "attends a course of education at" as imposing a requirement of physical attendance at the premises of the educational establishment. … [33] … Whatever the true extent of the phrase "supervised study" – and whether that phrase be given a liberal or a restricted meaning – it is plain that supervised study is private study which is subject to some form of supervision. No satisfactory reason has been advanced to explain why it should be a relevant consideration, in determining whether a person is to be treated as receiving full-time education, whether private study which would otherwise qualify as supervised study is undertaken on or off the premises of the educational establishment. … [36] … I would reject the submission that hours spent in supervised study off the premises cannot be taken into account. … [37] … I agree with Lord Justice Pill that the test of what is "supervised study" does not depend on the period of time for which the supervisor is present with the student … [38] That is sufficient to answer the narrow question raised by this appeal. But I agree that it would be unsatisfactory to dispose of this appeal without an indication, at least in general terms, whether the approach of the Court of Appeal in Northern Ireland in Wright-Turner v Department for Social Department11 January 2002 should be followed by appeal tribunals in England and Wales. In my view, that approach is broadly correct and should be adopted. I would draw particular attention to three factors identified in the judgment of Carswell LCJ. First, that study which is in discharge of the requirements of the course, as prescribed by those who conduct it, constitutes supervised study for the purposes of regulation 5. I would add that, in my view, time spent in the private study which is a necessary adjunct to physical attendance at lectures and laboratory work falls within that description. Secondly, ascertainment of the hours for which a person attends a course of education is a question of fact, to be determined by the Secretary of State or a tribunal. Thirdly, the tribunal of fact should have particular regard to the amount of time which those who conduct a course expect a student to devote to contact hours and supervised study in order satisfactorily to complete the course. I recognise that the "average" student is an elusive concept, that the less able but diligent student will take longer than the time expected, and that the more able (or less diligent) student will take (or devote) less than the time expected. But it is plainly desirable that a person with care responsibilities who is contemplating a course of education should know in advance whether, by attending the course, he or she will be treated as receiving full-time education. A tribunal of fact should, I think, be very slow to accept that a person expects or intends to devote – or does, in fact, devote - significantly less time to the course than those who have conduct of the course expect of him; and very slow to hold that a person who is attending a course considered by the educational establishment to be a part-time course is to be treated as receiving full-time education because he devotes significantly more time that that which is expected of him.”
“I ask myself, therefore, having expressed such doubts as I have with all respect to the learned judges in Scotland, ought this court now to answer those two questions in a precisely opposite sense? We in this court are not bound to follow the decisions of the Court of Session, but the Income Tax Act and the relevant Finance Act applying differently both north and south of the border, and, if we were to decide those questions in a sense diametrically opposite to the sense which appeal to the Scottish judges, we should lay down a law for England in respect of this not unimportant matter which was completely opposite to the law which was being applied on exactly the same statutory provisions north of the border. I cannot think that that is right. In a case of a revenue statute of this kind, I think it is the duty of this court, unless there are compelling reasons to the contrary, and while expressing such doubts as we feel we ought to, to say that we follow the Scottish decision.”
“In the present case the Court of Appeal, though not bound to do so, very properly followed the decision of the Court of Session … I say very properly because it is undesirable that there should be conflicting decisions on Revenue matters in Scotland and England.”
“In my judgment the authorities clearly established that even where a decision of a point in a particular sense was essential to an earlier decision of a superior court, that that superior court merely assumed the correctness of the law on a particular issue, a judge in a later case is not bound to hold that the law is decided in that sense.”
“33. We therefore conclude, not without some hesitation, that there is a principle stated in general terms that a subsequent court is not bound by a proposition of law assumed by an earlier court that was not the subject of argument before or consideration by that court. … 38. Like all exceptions to, and modifications of, the strict rule of precedent, this rule must only be applied in the most obvious of cases, and limited with great care. The basis of it is that the proposition in question must have been assumed, and not have been the subject of decision. … And there may of course be cases, perhaps many cases, where a point has not been the subject of argument, but scrutiny of the judgment indicates that the court's acceptance of the point went beyond mere assumption. Very little is likely to be required to draw that latter conclusion: because a later court will start from the position, encouraged by judicial comity, that its predecessor did indeed address all the matters essential for its decision.”
“The ratio decidendi is any rule of law expressly or impliedly treated by the judge as a necessary step in reaching his conclusion, having regard to the line of reasoning adopted by him.”
“A person shall not be entitled to an allowance under this section if he is … receiving full-time education.”
“It might be reasonably straightforward in most cases to determine whether a university student is to be regarded as in receipt of full-time education …”
“Finally, and crucially, a person attending a conventional three-year undergraduate degree course that is regarded as a full-time course by the institution concerned is receiving full-time education regardless of how many regulation 5(2) hours are expected to be or actually are devoted to the course.”
“Underlying the concept of delegated legislation is the basic principle that the legislature delegates because it cannot directly exert its will in every detail. All it can in practice do is lay down the outline. This means that the intention of the legislature, as indicated in the outline (that is the enabling Act), must be the prime guide to the meaning of delegated legislation and the extent of the power to make it. … The delegate is not intended to travel wider than the object of the legislature. The delegate’s function is to serve and promote that object, while at all times remaining true to it. That is the rule of primary intention.”
“4. Circumstances in which persons are or are not to be treated as engaged or regularly and substantially engaged in caring for severely disabled persons (1) … A person shall be treated as engaged … in caring … if, and shall not be treated as engaged … in caring … unless, … 5. Circumstances in which persons are to be regarded as receiving full-time education (1) … A person shall be treated as receiving full-time education … … 8. Circumstances in which a person is or is not to be treated gainfully employed (1) … A person shall not be treated as gainfully employed unless … and … shall be treated as gainfully employed … if …”
“… it is plainly desirable that a person with care responsibilities who is contemplating a course of education should know in advance whether, by attending the course, he or she will be treated as receiving full-time education. A tribunal of fact should, I think, be very slow to accept that a person expects or intends to devote - or does, in fact, devote - significantly less time to the course than those who have conduct of the course expect of him; and very slow to hold that a person who is attending a course considered by the educational establishment to be a part-time course is to be treated as receiving full-time education because he devotes significantly more time that that which is expected of him.”