“(1) Where either before or after a relevant transfer, any employee of the transferor or transferee is dismissed, that employee is to be treated for the purposes of Part 10 of the 1996 Act (unfair dismissal) as unfairly dismissed if the sole or principal reason for the dismissal is the transfer. (2) This paragraph applies where the sole or principal reason for the dismissal is an economic, technical or organisational reason entailing changes in the workforce of either the transferor or the transferee before or after a relevant transfer. (3) Where paragraph (2) applies - (a) paragraph (1) does not apply; (b) without prejudice to the application of section 98(4) of the 1996 Act (test of fair dismissal), for the purposes of sections 98(1) and 135 of that Act (reason for dismissal) - (i) the dismissal is regarded as having been for redundancy where section 98(2)(c) of that Act applies; or (ii) in any other case, the dismissal is regarded as having been for a substantial reason of a kind such as to justify the dismissal of an employee holding the position which that employee held.”
“(1) For the purposes of this Part an employee is dismissed by his employer if (and, subject to subsection (2) …, only if) - (a) the contract under which he is employed is terminated by the employer …”
“entailing changes in the workforce”
“… in our judgment requires that the change in the workforce is part of the economic, technical or organisational reason. The employers’ plan must be to achieve changes in the workforce. It must be an objective of the plan, not just a possible consequence of it. Secondly, we do not think that the dismissal of one employee followed by the engagement of another in his place constitutes a change in the “workforce”
“Role changes must be significant: Miles and Green [ v Elan Care LtdUKEAT/18/01 ]”
“20.6. The workforce should be looked at as a whole … 20.8. A mere change of location of the work does not amount to a change in the workforce …”
“8. … All of the available alternative employment was either a long way from Barnet or involved different skill sets. None of the claimants were interested in those alternatives.”
“10. … “The reason for the claimants’ dismissal was therefore that they were not prepared to move to Croydon/Lancing.” …”
“42. Whilst it may be arguable that changes in numbers or functions referred to in Berriman may not be the only “changes in the workforce” falling within TUPE regulation 7(2), in my judgment dismissals of employees by reason of or connected with a transfer of an undertaking for refusing to change the location of their workplace are not dismissals which entail changes in the workforce within the meaning of TUPE regulation 7(2). …”
“(2) Having established what the reason was, it is necessary to decide whether it is (a) the transfer itself or (b) a reason “connected with the transfer” - or, of course, neither. … (3) If the reason falls under (a), the dismissal is automatically unfair. If it falls under (b), there is a further question whether it is “an economic technical or organisational reason entailing changes in the workforce”
“26. … such that 70% of it went to Bromley in relation to reconciliation work, 15% went to a different team in Bromley, the CS team responsible for control systems and 15% of it, the freedom of information and complaint work, stayed in Barnet. She was offered a position at Bromley doing reconciliation for Barnet work most of the time, but for other local authorities as well, but she decided against accepting the role on the grounds of the travelling time. She was dismissed in my judgment primarily because her role was transferred to Bromley, albeit in two separate ways. It might be said that, of equal importance was her decision not to accept the alternative role offered. Had she accepted the alternative role she would still have been dismissed, although her dismissal would not count for redundancy purposes: sees.138(3) of the Employment Rights Act 1996 . My view is therefore that the principal reason for her dismissal was the relocation and partial splitting of her role.”
“30. Janet Lingard’s role was relocated to Darlington and, although there were some differences between her role and the corresponding role in Darlington, in my judgment they were not significant. She could have transferred to Darlington, but chose not to do so. Her dismissal was primarily because her role relocated to Darlington.”
“40. … Miss Lingard’s role was transferred to Darlington. Although there were changes to her role, in my judgment they were not significant, but the reason for her dismissal was an organisational one. …”
“41. I am satisfied that it was the respondent’s objective to achieve reductions in the number of staff engaged in providing pensions work from 11 to 7.75. … The reasons for the dismissals of these three claimants were technical and/or organisational reasons against a financial background. It was the respondent’s objective to reduce the number of staff engaged in this work and to locate where the work was done at its centre of excellence in Darlington. This clearly involved changes in the functions of some jobs and a reduction in the numbers overall, even though the role of pension administrator, such as Janet Lingard had fulfilled, was not much altered in my judgment. The change in numbers and job functions generally affected her. As regards numbers, it could not be said with certainty that, if all the pension administrators in Barnet had been willing to move to Darlington, she would have retained her job, even though the consultation document … would make the staff involved think that that would be the case. In Miss Lingard’s case therefore she was affected by the change in numbers. It follows that, in the case of these three claimants, there was an ETO reason for their dismissals, which entailed a change in the workforce.”