“The Claimant accepts that he made a mistake by not being ready for the route, but he felt that it was a lack of communication and he should never have been put in that position.”
“1. On the 14 th May 2010, you contravened the Rule Book Module S2 Section 5 by knowingly accepting a route that you were aware you are not permitted to take. 2. By knowingly taking the action that you did, you directly contravened Rule Book Module TW1 Section 1.1, by placing yourself in a position of danger.”
“I have considered carefully what we have discussed this morning. I note that despite some comments re specific details of the investigation you have not disputed the charges that 1. On the14th May 2010 , you contravened Rule Book Module 52 Section 5 by knowingly accepting a route that you were aware you are not permitted to take. 2. By knowingly taking the action that you did, you directly contravened Rule Book Module TW1 Section 1.1, by placing yourself in a position of danger. The charges are therefore proven. What remains is for me to determine whether these actions constitute Gross Negligence under Clause 9 of the Company Disciplinary Procedure. I have taken into account the mitigating aspects you have raised, including those identified in A. Gee's report, especially that you feel this was not all your fault. Despite this, you have indicated that you know what you should have done, and that in your own words "no harm was done". I cannot accept this. You were not authorised to drive trains over the GE route and were aware of this. You also know what you should have done and have admitted you would have done it elsewhere. Your actions could have had severe consequences indeed and put at risk the safety not just of yourself but also the travelling public. Such an act constitutes in my opinion Gross Negligence. I therefore have decided to dismiss you from the employment of c2c with immediate effect.”
“Where a train driver demonstrates a deliberate disregard for rules and regulations and/or a complete disregard for the safety of others.”
“53. I am satisfied that the Respondent has established a potentially fair reason for dismissal, namely conduct. The Respondent dismissed the Claimant on the basis that it believed that the Claimant deliberately failed to follow its safety policies and that this amounted to gross negligence. 54. When considering whether the dismissal was fair and reasonable in all the circumstances I remind myself that it would be an error to substitute my view for that of a reasonable employer, and that this applies to the investigation and disciplinary sanction. 55. I do not believe that the Respondent was reasonable in disciplining the Claimant given that driving on the GE line was caused in part by the failures of others and the Claimant undertook a judgement as to his own safety and the service delivery. The Claimant concluded that his health would not be at risk by driving slowly, that there was no medical evidence to say otherwise and the Respondent had no evidence to the contrary to come to this conclusion. Further, I do not believe that Respondent [sic] had a proper appreciation of the relevant background circumstances by those conducting the disciplinary process. However, despite my views I cannot conclude that the Respondent has acted outside the band of reasonable responses, in its safety critical environment, in the investigation it adopted or in its decision to dismiss the Claimant in breach of its rules. The Respondent had limited evidence from its investigation to infer this. This is a difficult case and although on the very edge of the band of reasonable responses in the investigation and the conclusion of gross negligence I cannot conclude that it was outside of that band. Therefore the Claimant’s claim of unfair dismissal fails.”
“56. Different considerations apply when considering the Claimant’s claim for wrongful dismissal. Unlike unfair dismissal, where I am required to consider whether the Respondent had reasonable grounds to believe in misconduct following an investigation within the band of reasonable responses, for wrongful dismissal I am required to consider whether, on the balance of probabilities, the Claimant did in fact act in repudiation of his contract of employment. 57. The Respondent asserts that the Claimant acted in a grossly negligent way by deliberately failing to comply with the Respondent’s rule book and putting his own safety at risk. On the evidence, the most that I am able to conclude is that the Claimant made a bad judgement in dealing with the circumstances he was placed in. I do not conclude that this was deliberate nor do I conclude that it was repudiatory in the sense of being sufficiently serious to entitle the Respondent to dismiss the Claimant without notice. This was not a matter of the Claimant undertaking a balancing exercise of accepting and deliberately disregarding the Respondent’s rules. It was a matter of the Claimant undertaking a judgement to deal with the circumstances he was placed in due to the fault of others. 58. Whilst the Claimant may have exercised in his judgement in a way not to the Respondent’s satisfaction I do not conclude that he deliberately disregard [sic] the rules. On the evidence before me, the Claimant was placed in a difficult position, the circumstances of which were more fully explored before me than during the disciplinary process. 59. The Claimant indicated in his initial response to Mr Gee that an assessment of his safety concerns was made, he had been fully acquainted with the GE line, the train was empty and he was driving slowly. He decided that he would be fine. I conclude that that [sic] this was a judgement he was entitled to undertake in the circumstances without being in repudiatory breach of contract. By accepting the route, he therefore undertook a judgement that he would in fact be safe for that journey. He was a qualified train driver with certified route knowledge placed on the GE route that it was agreed he would not drive. I do not conclude that by driving the route in these circumstances he was acting in repudiation of his contract of employment.”
“46. Neither Mr Mullen nor Mr Lennox sought medical advice about the Claimant’s position nor did they enquire into the background issues that the Claimant had about working on the GE line. However, they were both aware that he was signed off from driving duties for further medical enquiry.”
“47. I was informed that ‘wrong route’ means not permitted to take the route. However, on the evidence I have it is clear that it was not that the Claimant was not permitted to take the route, it was agreed that he would not be rostered to do the route. This distinction was not considered during the disciplinary process as no enquiries were made of Mr Gee as to why the Claimant should not drive the GE route and no proper enquiry why the Claimant was not rostered to take the route was made in the disciplinary context. Further Mr Lennox did not consider that the reasons why the Claimant was not driving the GE route nor any underlying medical reasons where relevant to the issue of the whether the Claimant had acted grossly negligently.”
“Mr Lennox concluded that the Claimant had acted in a grossly negligent way by deliberately failing to comply with the rule book. Mr Lennox relied on after the event admissions relating to the appropriate actions in different contextual circumstances. Mr Lennox believed that the admissions indicated the Claimant’s acknowledgement of gross negligence. However, in doing so, the Respondent did not assess the full circumstances of the position the Claimant found himself in, with the expectation that he was not going from GE route that in the context of his previous difficult experiences with managers on the GE route and that he did not want to cause any further aggravation. Mr Lennox dismissed the Claimant on11 June 2010 .”
“If summary dismissal is claimed to be justifiable, the question must be whether the conduct complained of is such as to show the servant to have disregarded the essential conditions of the contract of service. It is no doubt generally true that wilful disobedience of an order will justify summary dismissal, since wilful disobedience of a lawful and reasonable order shows a disregard, a complete disregard, for a condition essential to the contract of service, namely the condition that the servant must obey the proper orders of the master and that unless he does so the relationship is, so to speak, struck out fundamentally.”
“I do, however, think, following the passages which I have already cited, that one act of disobedience or misconduct can justify dismissal only if it is of a nature which goes to show, in effect, that the servant is repudiating the contract or one of its essential conditions, and for that reason, therefore, I think that one finds in the passages which I have read that the disobedience must at least have the quality that it is ‘wilful’. It does, in other words, connote a deliberate flouting of the essential contractual conditions.”
“[…] contain an outline of the story which has given rise to the complaint and a summary of the Tribunal’s basic factual conclusions and the statement of the reasons which had led them to reach the conclusion which they do on those basic facts. The parties are to be told why they have won or lost. There should be sufficient account of the facts and of the reasoning to enable the EAT or, on further appeal, this court to see whether any question of law arises.”