“in the lead up to the Tribunal hearing, [the Council] failed to comply with the Tribunal’s orders and deadlines, failed to produce adequate documents for the Tribunal and sought to postpone the hearing in order to carry out a mental capacity assessment of [Mr Milburn]. [Ms Thompson] considers this unnecessary and inappropriate.”
“In particular, Ms X complains about: a) the Council’s decision in July 2018 to cease to maintain Mr Y’s Education, Health and Care (EHC) Plan; b) the Council’s response to her request for a bespoke education package for Mr Y; c) the Council’s failure to make provision for Mr Y’s special educational needs in the period before the Tribunal; and d) her dealings with the Council during the Tribunal.”
“I do not dismiss Ms X’s concerns, but I cannot consider her complaint. The Ombudsman cannot consider complaints about matters that have been the subject of an appeal to the Tribunal. In this case, Ms X and Mr Y’s dealings with the Council, including their attempts to secure interim provision and to agree amendments to Mr Y’s EHC Plan working document, are inextricably linked to their appeal and are not matters the Ombudsman can investigate.”
“I did not have a ‘right of appeal to a tribunal’ in relation to the behaviour of the Council Officers. Therefore section 26(6)(a) does not apply to this aspect of my complaint. As a result I did not and could not appeal to the Tribunal about Oldham Council’s bullying behaviour and perverse decision-making. It would plainly be wrong to characterise this as ‘the subject of my appeal to the Tribunal’. The bullying behaviour and perverse, arbitrary decision-making caused Philip and me an inordinate amount of stress, as is clear from the correspondence relating to the Tribunal and judicial review pre-action protocol. As a result of the Council’s behaviour, Philip developed a tic and made an attempt on his own life. I was pressurised, harassed and victimised, causing severe stress. These are injustices. The Tribunal’s jurisdiction does not extend to the injustice caused by the Council’s behaviour, whether during appeal proceedings or otherwise: it only considers matters of law in relation to its jurisdiction (as relevant here) to order a local authority to continue to maintain an EHC Plan and order a local authority to amend the contents of sections B, F and I of a Plan.”
“In her complaint, Ms X identified what she believes to be contradictions in statements the Council has made about its attempts to obtain Mr Y’s views. Ms X has also identified opinions expressed by Council officers about her role as Mr Y’s representative which she finds offensive. I do not propose to investigate the details of these issues further. While I appreciate Ms X and Mr Y remain aggrieved, I do not consider it a good use of the Ombudsman’s limited resources to pursue the matter further.”
“6. We cannot investigate a complaint if someone has appealed to a tribunal. (Local Government Act 1974, section 26(6)(a) , as amended)… 8. Caselaw has established that where someone may appeal or has appealed to the SEND Tribunal, the Ombudsman cannot investigate any matter which is ‘inextricably linked’ to the matters under appeal. (R (on the application of ER) v The Commissioner for Local Government Administration[2014] EWCA Civ 1407 ) 9. The Court of Appeal confirmed that the Ombudsman cannot consider a complaint when the complainant has pursued an alternative remedy, even if it does not provide a complete remedy for the injustice claimed. (R v Commission for Local Administration, ex parte Field[1999] EWHC 754 (Admin) )… [Issue A]. – that the Council made numerous claims it had sought Mr Y’s views from him but in fact failed to do so and then ignored evidence about his views and wishes when provided. 60. Based on the evidence I have seen, I consider that the question of the extent to which the Council sought and took account of Mr Y’s views is outside the Ombudsman’s jurisdiction. Ms X argues that the Council’s failure to take proper account of her son’s views resulted in inappropriate provision being included in his EHC Plan. She and Mr Y wanted him to have a bespoke package of education and the Council did not agree. This was a key issue in the appeal. 61. The Tribunal Order in November 2018 ordered the Council to explain why it had “failed to obtain [Mr Y’s] views”
“A Local Commissioner shall not conduct an investigation under this Part of this Act in respect of any of the following matters, that is to say,— (a) any action in respect of which the person affected has or had a right of appeal, reference or review to or before a tribunal constituted by or under any enactment… Provided that a Local Commissioner may conduct an investigation notwithstanding the existence of such a right or remedy if satisfied that in the particular circumstances it is not reasonable to expect the person affected to resort or have resorted to it.”
“[30] Judge Stewart observed that what ER’s complaint to the LGO really boiled down to was failure to provide a service (namely suitable education) under s 19; and that what the appeal to SENDIST boiled down to, albeit under s 324, was whether the type and nature of the school should be in N’s statement. ‘The reality’, said the judge, ‘was that there was an inextricable linkage between the two’. I agree. [31] In my view one could characterise Hillingdon’s decision in this case either as an action (the naming of an unsuitable school) or as a failure to act (the failure to name a suitable school); but either way it was fairly and squarely within s 26(6)(a), as being an ‘action’ in respect of which ER had the right of appeal to SENDIST. It is true that a consequence of that wrong decision was that Hillingdon failed for a period to discharge their s 19 duty to N. But I reject the submission that the LGO has jurisdiction to investigate the consequences of a decision if investigation of the decision itself is excluded by s 26(6).”
“If I had investigated [Issue A], then the LGSCO would in substance have been looking at the same issues the Tribunal had already looked at – this time, with a view to a financial remedy for the Claimant and/or his mother.”
“I consider parts of the complaint are outside the Ombudsman’s jurisdiction, or if they are not, then we will not investigate as the Ombudsman does not wish to trespass on the conduct of the Tribunal, and the Council’s apology for its failure to seek Mr Y’s views about plans for his education sooner is a suitable remedy for the alleged injustice this caused.”