“Authority makes clear that a decision by the Director not to prosecute is susceptible to judicial review: see, for example, R v Director of Public Prosecutions, Ex p C[1995] 1 Cr App R 136 . But, as the decided cases also make clear, the power of review is one to be sparingly exercised. The reasons for this are clear. The primary decision to prosecute or not to prosecute is entrusted by Parliament to the Director as head of an independent, professional prosecuting service, answerable to the Attorney General in his role as guardian of the public interest, and to no one else. It makes no difference that in practice the decision will ordinarily be taken by a senior member of the Crown Prosecution Service, as it was here, and not by the Director personally. In any borderline case the decision may be one of acute difficulty, since while a defendant whom a jury would be likely to convict should properly be brought to justice and tried, a defendant whom a jury would be likely to acquit should not be subjected to the trauma inherent in a criminal trial. If, in a case such as the present, the Director's provisional decision is not to prosecute, that decision will be subject to review by senior Treasury counsel who will exercise an independent professional judgment. The Director and his officials (and senior Treasury counsel when consulted) will bring to their task of deciding whether to prosecute an experience and expertise which most courts called upon to review their decisions could not match. In most cases the decision will turn not on an analysis of the relevant legal principles but on the exercise of an informed judgment of how a case against a particular defendant, if brought, would be likely to fare in the context of a criminal trial before (in a serious case such as this) a jury. This exercise of judgment involves an assessment of the strength, by the end of the trial, of the evidence against the defendant and of the likely defences. It will often be impossible to stigmatise a judgment on such matters as wrong even if one disagrees with it. So the courts will not easily find that a decision not to prosecute is bad in law, on which basis alone the court is entitled to interfere. At the same time, the standard of review should not be set too high, since judicial review is the only means by which the citizen can seek redress against a decision not to prosecute and if the test were too exacting an effective remedy would be denied.”
“… this court can be persuaded to act if and only if it is demonstrated to us that the Director of Public Prosecutions acting through the Crown Prosecution Service arrived at the decision not to prosecute: (1). because of some unlawful policy (such as the hypothetical decision in Blackburn not to prosecute where the value of goods stolen was below£100 ); or (2). because the Director of Public Prosecutions failed to act in accordance with her own settled policy as set out in the Code, or (3). because the decision was perverse. It was a decision at which no reasonable prosecutor could have arrived.”
“[46] We distil the additional propositions from the authorities and the principles underlying them: (1). Particularly where a CPS review decision is exceptionally detailed, thorough and in accordance with CPS policy, it cannot be considered perverse: L’s case 177 JP 502, para 32. (2). A significant margin of discretion is given to prosecutors: L’s case, para 43. (3). Decision letters should be read in a broad and common sense way, without being subjected to excessive or overly punctilious textual analysis. (4). It is not incumbent on the decision-makers to refer specifically to all the available evidence. An overall evaluation of the strength of a case falls to be made on the evidence as a whole, apply prosecutorial experience and expert judgment.”
“ … the judicial system required by Art.2 must make provision for an independent and impartial official investigation procedure that satisfies certain minimum standards as to effectiveness and is capable of ensuring that criminal penalties are applied where lives are lost as a result of a dangerous activity if and to the extent that this is justified by the findings of the investigation.”
“As with the findings of the PPO and Stephen Shaw, [senior officer] A placed too much reliance on what Mr Fenlon said to him about future risk, rather than taking a holistic approach and considering all the risks … he under-assessed the level of risk…”
“Again [senior officer] B appears to have fallen in to the same error as [senior officer] A by placing too much reliance on what Mr Fenlon said to him, with the inherent dangers that creates, rather than considering that as one factor together with all the other available information…”
“It shall be the duty of every employee while at work – (a) to take reasonable care for the health and safety of himself and of other persons who may be affected by his acts or omissions at work; and (b) as regards any duty or requirement imposed on his employer or any other person by or under any of the relevant statutory provisions, to co-operate with him so far as is necessary to enable that duty or requirement to be performed or complied with.”
“In general, prosecution of an individual will be warranted in cases where there have been personal act(s) or failing(s) by an individual, and it would be proportionate to prosecute, bearing in mind the nature and extent of the breach and the risk to health and safety arising from it. In considering risk, the EPS states that enforcement action should be focused on those who are responsible for the risk and are best placed to control it.”
“What is ‘reasonable care’ and ‘necessary to enable’ needs to be considered in the context of the employer’s provisions. For example, a machine operator who has received inadequate training might be considered to have acted reasonably in all the circumstances if he/she removes a guard from a machine and continues to use it, and this is the generally accepted and condoned practise in the company. In other circumstances the same act might be considered unreasonable, if the employee has received proper training, if the guard in question is sufficient, and if removal of guards is neither accepted or condoned in the company.”
“These are all management failings rather than failings of those tasked with implementing the process and ones that I can take in to account. Whilst the officers each failed in certain respects, I do not believe that their failures amount to failures to take reasonable care in the context of the system that they were working within. In reaching this decision I had regard to Appendix 1 of the HSE Operational Circular 130/08 in relation to prosecuting individuals, in particular whether the suspects had taken reasonable care in the context of the employer’s provisions.”
“Whilst the suspects each failed in certain respects, I have to ask myself whether that amounted to a failure to take reasonable care in the context of the system they were working within. I am drawn to conclude on the available evidence that cannot be proved.”
“The Defendant agrees that the issues of cross-deployment and unfamiliarity with Mr Fenlon do not apply to [senior healthcare assistant] C, whereas they did to [senior officers] A and B. The Defendant considered whether her failure to make an urgent mental health referral amounted to taking reasonable care. The evidence shows that she agreed with [senior officer] A to increase his observations to 2 per hour and she also believed that an ACCT review would take place on the afternoon of 3rd March at which all the issues surrounding Mr Fenlon would be discussed and appropriate decisions would be taken, including any necessary referrals. The evidence also shows that she was covering 2 wings that morning and that the medical team were short-staffed (only 4 of the 6 Mental Health Team posts were filled, one of whom was on leave on 3rd March). When considering whether [senior healthcare assistant] C had failed to take reasonable care for the health and safety of Mr Fenlon under s.7 HSWA the Defendant is entitled to take in to account the provision of her employer as set out in the HSE guidance. The Defendant concluded that a prosecution would not be in accordance with the HSE policy.”
“In order for there to be a realistic prospect of conviction, the prosecution is required to prove the following: a). That the way an organisation’s activities are managed or organised: i. Caused a person’s death; and ii. Amounted to a gross breach of the duty of care owed to the deceased; b). An organisation can only be guilty if the way its activities are managed or organised by its senior management is a substantial element in the breach of the company’s duty of care”