“4. An appeal under these rules does not require permission to appeal. The appeal is technically by way of rehearing, but in reality involves a review of the evidence and material before the Panel in accordance with the parameters set out in Gupta v GMC[2002] 1 WLR 1691 and Ghosh v GMC[2001] 1 WLR 1915 , conveniently summarised by Stanley Burnton J, as he then was, in Threlfall v General Optical Council[2004] EWHC 2683 (Admin) at paragraph 21 where said this: “Because it does not itself hear the witnesses give evidence, the court must take into account that the Disciplinary Committee was in a far better position to assess the reliability of the evidence of live witnesses where it was in issue. In that respect, this court is in a similar position to the Court of Appeal hearing an appeal from a decision made by a High Court Judge following a trial. There is, however, an important difference between an appeal from a High Court Judge and an appeal from a Disciplinary Committee. The Disciplinary Committee possesses professional expertise that a High Court judge lacks …. This court appreciates that such a Disciplinary Committee is better qualified to assess evidence relating to professional practice, and the gravity of any shortcomings, and it therefore accords the decision of the Committee an appropriate measure of respect, but no more: see Ghosh v General Medical Council[2001] UKPC 29 ,[2001] 1 WLR 1915 , at [33] and [34] and Preiss v General Dental Council[2001] UKPC 36 ,[2001] 1 WLR 1926 at [26] and [29]. These decisions make it clear that the court should be more ready to overrule a disciplinary tribunal than previously appeared to be the case. It however remains the position that an appellant must establish an error, of law or fact or of judgment, on the part of the tribunal.” 5. Although I have referred to that convenient summary, I should, I think, quote what was said in Gupta v General Medical Council [2002] 1 W.L.R. 1691, where the following appears: “[T]he obvious fact [is] that the appeals are conducted on the basis of the transcript of the hearing and that, unless exceptionally, witnesses are not recalled. In this respect, these appeals are similar to many other appeals in both civil and criminal cases from a judge, jury or other body who has seen and heard the witnesses. In all such cases the appeal court readily acknowledges that the first instance body enjoys an advantage which the appeal court does not have, precisely because that body is in a better position to judge the credibility and reliability or the evidence given by the witnesses. In some appeals that advantage may not be significant since the witnesses’ credibility and reliability are not in issue. But in many cases the advantage is very significant and the appeal court recognises that it should accordingly be slow to interfere with the decisions on matters of fact taken by the first instance body. This reluctance to interfere is not due to any lack of jurisdiction to do so. Rather, in exercising its full jurisdiction, the appeal court acknowledges that, if the first instance body has observed the witnesses and weighed their evidence, its decision on such matters is more likely to be correct than any decision of a court which cannot deploy those factors when assessing the position. In considering appeals on matters of fact from the various professional conduct committees, the Board must inevitably follow the same general approach. Which means that, where acute issues arise as to the credibility or reliability of the evidence given before such a committee, the Board, duly exercising its appellate function, will tend to be unable properly to differ from the decisions as to fact reached by the committee except in the kinds of situation described by Lord Thankerton in the well known passage in Watt or Thomas v Thomas [1947] A.C. 484, 484-488.”
“I do not find it necessary to review the many decisions of this House, for it seems to me that the principle embodied therein is a simple one, and may be stated thus: I. Where a question of fact has been tried by a judge without a jury, and there is no question of misdirection of himself by the judge, an appellate court which is disposed to come to a different conclusion on the printed evidence, should not do so unless it is satisfied that any advantage enjoyed by the trial judge by reason of having seen and heard the witnesses, could not be sufficient to explain or justify the trial judge's conclusion; II. The appellate court may take the view that, without having seen or heard the witnesses, it is not in a position to come to any satisfactory conclusion on the printed evidence; III. The appellate court, either because the reasons given by the trial judge are not satisfactory, or because it unmistakably so appears from the evidence, may be satisfied that he has not taken proper advantage of his having seen and heard the witnesses, and the matter will then become at large for the appellate court. It is obvious that the value and importance of having seen and heard the witnesses will vary according to the class of case, and, it may be, the individual case in question.” 6. In relation to the sanction imposed, and the approach to reviewing it in this court, my attention has been drawn to the case of Fatnani & Raschid v General Medical Council[2007] EWCA Civ 46 where Laws LJ (with whom Chadwick LJ and Sir Peter Gibson agreed) said this: “As it seems to me the fact that a principal purpose of the Panel's jurisdiction in relation to sanctions is the preservation and maintenance of public confidence in the profession rather than the administration of retributive justice, particular force is given to the need to accord special respect to the judgment of the professional decision-making body in the shape of the Panel.”” “Because it does not itself hear the witnesses give evidence, the court must take into account that the Disciplinary Committee was in a far better position to assess the reliability of the evidence of live witnesses where it was in issue. In that respect, this court is in a similar position to the Court of Appeal hearing an appeal from a decision made by a High Court Judge following a trial. There is, however, an important difference between an appeal from a High Court Judge and an appeal from a Disciplinary Committee. The Disciplinary Committee possesses professional expertise that a High Court judge lacks …. This court appreciates that such a Disciplinary Committee is better qualified to assess evidence relating to professional practice, and the gravity of any shortcomings, and it therefore accords the decision of the Committee an appropriate measure of respect, but no more: see Ghosh v General Medical Council[2001] UKPC 29 ,[2001] 1 WLR 1915 , at [33] and [34] and Preiss v General Dental Council[2001] UKPC 36 ,[2001] 1 WLR 1926 at [26] and [29]. These decisions make it clear that the court should be more ready to overrule a disciplinary tribunal than previously appeared to be the case. It however remains the position that an appellant must establish an error, of law or fact or of judgment, on the part of the tribunal.” “[T]he obvious fact [is] that the appeals are conducted on the basis of the transcript of the hearing and that, unless exceptionally, witnesses are not recalled. In this respect, these appeals are similar to many other appeals in both civil and criminal cases from a judge, jury or other body who has seen and heard the witnesses. In all such cases the appeal court readily acknowledges that the first instance body enjoys an advantage which the appeal court does not have, precisely because that body is in a better position to judge the credibility and reliability or the evidence given by the witnesses. In some appeals that advantage may not be significant since the witnesses’ credibility and reliability are not in issue. But in many cases the advantage is very significant and the appeal court recognises that it should accordingly be slow to interfere with the decisions on matters of fact taken by the first instance body. This reluctance to interfere is not due to any lack of jurisdiction to do so. Rather, in exercising its full jurisdiction, the appeal court acknowledges that, if the first instance body has observed the witnesses and weighed their evidence, its decision on such matters is more likely to be correct than any decision of a court which cannot deploy those factors when assessing the position. In considering appeals on matters of fact from the various professional conduct committees, the Board must inevitably follow the same general approach. Which means that, where acute issues arise as to the credibility or reliability of the evidence given before such a committee, the Board, duly exercising its appellate function, will tend to be unable properly to differ from the decisions as to fact reached by the committee except in the kinds of situation described by Lord Thankerton in the well known passage in Watt or Thomas v Thomas [1947] A.C. 484, 484-488.” “I do not find it necessary to review the many decisions of this House, for it seems to me that the principle embodied therein is a simple one, and may be stated thus: I. Where a question of fact has been tried by a judge without a jury, and there is no question of misdirection of himself by the judge, an appellate court which is disposed to come to a different conclusion on the printed evidence, should not do so unless it is satisfied that any advantage enjoyed by the trial judge by reason of having seen and heard the witnesses, could not be sufficient to explain or justify the trial judge's conclusion; II. The appellate court may take the view that, without having seen or heard the witnesses, it is not in a position to come to any satisfactory conclusion on the printed evidence; III. The appellate court, either because the reasons given by the trial judge are not satisfactory, or because it unmistakably so appears from the evidence, may be satisfied that he has not taken proper advantage of his having seen and heard the witnesses, and the matter will then become at large for the appellate court. It is obvious that the value and importance of having seen and heard the witnesses will vary according to the class of case, and, it may be, the individual case in question.” “As it seems to me the fact that a principal purpose of the Panel's jurisdiction in relation to sanctions is the preservation and maintenance of public confidence in the profession rather than the administration of retributive justice, particular force is given to the need to accord special respect to the judgment of the professional decision-making body in the shape of the Panel.””
“These strands in the learning then, as it seems to me, constitute the essential approach to be applied by the High Court on a section 40 appeal. The approach they commend does not emasculate the High Court's role in section 40 appeals: the High Court will correct material errors of fact and of course of law and it will exercise a judgment, though distinctly and firmly a secondary judgment, as to the application of the principles to the facts of the case.”
“A surgery or consulting room in which a medical practitioner who provides no services in pursuance of the NHS Act provides medical services of any kind…otherwise than under arrangements made on behalf of the patients by their employer or another person.”
“Of course, the patient can decline to allow her GP to be contacted. KL’s evidence was that that never arose in this case. She did not ask that her GP should not be contacted. We would refer you to Good Medical Practice in respect of shared treatment and we refer you also to Professor Wilding’s evidence that he gave to you. It is alleged in this instance that by claiming that he did not notify KL’s GP at her request that is a false claim, and if it is a false claim then, of course, it is also a dishonest claim. You will have to decide whether or not you are satisfied so that you are sure that KL is telling you the truth when she says that she did not ask Dr Sheill not to contact her GP, and she points out, as do we, the fact that she gave her GPs’ details, that they are included on the form, that she goes to her GP, albeit it an out-of-hours doctor, when she has problems and that she is quite open about the tablets that she is taking. Why, she says, would she in those circumstances say that she does not want her GP to be contacted when everything that she has done indicates that she would have been happy for that to take place?”
“Under head of charge 27(b) … only if KL’s evidence is reliable beyond reasonable doubt, particularly when dishonesty is alleged, could this be found.”
“During its deliberations, one of the Panel members has raised the question whether I should give a Ghosh direction R v Ghosh 75 Cr App R 154.
“It seems to me that one should approach this as follows. In relation to head of charge 26(b), my advice to the Panel is this - that they must first be satisfied so that they are sure that Dr Sheill has falsely claimed that the failure referred to in 26(a) to notify KL's GP was at KL's request. Then secondly, go on and consider whether, in fact, that claim was falsely made or dishonestly made. The word “falsely” appears in 26(b) and is replicated in 27(b) as “falsely”, and, as Ms Norton says, there is no difference between “falsely” and “dishonest”
“The question on 26(b) is: are you sure that KL's allegation is correct that she did not tell Dr Sheill not to notify her GP?”
“If they are sure that her allegation is correct, does such an allegation amount to dishonesty?” 64. That approach was agreed and the Legal Assessor then gave his final advice in these terms: “In this case you must decide two questions. One, was what the doctor was doing, if you find the first question which [the Appellant’s Counsel] has phrased for us to be established, dishonest by the ordinary standards of reasonable and honest people? In this regard, you must form your own judgment of what those standards are. Secondly, must Dr Sheill himself have realised that what he was doing would be regarded as dishonest by those standards? In deciding this, you must consider Dr Sheill's own state of mind at the time. If, after taking into account all of the evidence, you are sure that the answers to both of these questions – I stress that – is yes, the element of dishonesty is proved.
“We accept, of course, that there was no obligation under GMP [Good Medical Practice] or obligation imposed by the Interim Orders Panel formally for Dr Sheill to tell a patient about his suspension when the treatment that that patient is receiving is not treatment that he needs to be a registered medical practitioner to provide. However, we say, in the particular circumstances of this case, where a patient is clearly very anxious about the status of the person that is treating her and where that is an influential part of her decision-making process whether or not to see that doctor, and that is made clear to him, that there is an obligation, albeit not a strictly formal written down obligation but at the very least a moral obligation, on the doctor to inform her that he has been suspended, that by failing to do so she has in those circumstances effectively been misled into agreeing to have treatment from someone who is other than that which she thought he actually was.”