Second Appeal. Russel, et al. v. Gillespie, et al. [1859] UKHL 3_Macqueen_757

UKHL
Second Appeal. Russel, et al. v. Gillespie, et al.
[1859] UKHL 3_Macqueen_757 · 1854-03-17
REPORTS OF CASES ARGUED AND DETERMINED IN The House of Lords.

No. 31

Gillespie, et al. , Appellants v. Russel, et al. , Respondents

First Appeal .

Russel, et al. , Appellants v. Gillespie, et al. , Respondents

Second Appeal .1859 . July 15th , 17th , 18th , and 22nd .

Subject_ Res judicata. —

For want of facts relevant and sufficient to support the conclusions of the libel the Court of Session had assoilzied the Defenders from the first action “ as laid ,” but without pronouncing any final determination on the merits of the cause. Held, by the House (affirming the Interlocutors appealed from) that this decision was no bar to a second action for redress in the same matter, but proceeding upon new allegations.Of this case there are three reports, given at its different stages, in the Second Series of the Court of Session Cases (a) . The House confined its judgment to the question of res judicata .The two Appeals were both heard and disposed of together.The action out of which the first Appeal arose commenced with a summons dated 17th March 1854, by Mrs. Honeyman Gillespie, of Turbanehill, in the county of Linlithgow, with the concurrence of her husband, against the Messrs. Russel, who are coal masters near Falkirk, in the same county. The condescendence averred that Mrs. Gillespie had been induced

Footnote

( a ) Vol. xvii. p. 1, vol. xviii. p. 677, and vol. xix. p. 897.

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The Lord Ordinary pronounced the following Interlocutor:—

10th July 1855.—The Lord Ordinary finds that the Pursuers have not averred facts relevant and sufficient to support the conclusions of the libel, and assoilzies the Defenders from the conclusions of the action, and decerns.On a Reclaiming Note the Lords of the First Division pronounced the following Interlocutor:—28th February 1856.—Refuse the desire of the note, and adhere to the Interlocutor of the Lord Ordinary reclaimed against; with this Variation, that instead of assoilzieing “the Defenders from the conclusions of the action,” the Lords assoilzie the Defenders from the action as laid , and decern.Against these Interlocutors Mrs. Gillespie appealed to the House.The second Appeal arose out of an action which commenced with a summons dated 29th April 1856, by Mrs. Honeyman Gillespie, with the concurrence of her husband, against the same Defenders, and with the same object. In this action she made new and more pointed allegations than in the former.The Messrs. Russel put in a plea of res judicata .The Lord Ordinary , by his Interlocutor of 26th February 1857, repelled the plea of res judicata , and found that Mrs. Gillespie had alleged facts relevant to go to trial.The Messrs. Russel reclaimed, and the Lords of the First Division, by Interlocutor of the 26th June 1857, adhered to the Lord Ordinary's Interlocutor, so far as it repelled the plea of res judicata .Against these last two Interlocutors, pronounced in the second action, the Messrs. Russel appealed.

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The Attorney-General(a) , Mr. Roundell Palmer , and Mr. Young , for the Messrs. Russel, maintained that here was res judicata . They cited Vinnius(b) . The judgment in the first action was conclusive, except in the sole case of Res noviter veniens ad notitiam , which was not alleged by Mrs. Gillespie. The Judicature Act(c) bound the Court below to pronounce a judgment on the merits. To allow this second action would be to subvert the great principle that no man shall be twice vexed in respect to the same subject-matter. Moreover the plea of “competent and omitted,” excludes the second action.

Lord Brougham : That plea is not good against a Pursuer, so as to bar an action on a different medium concludendi .

We say the media concludendi are the same in both actions. Campbell v. Campbell (d) .Mr. Rolt and Mr. Anderson for Mrs. Gillespie cited Lord Stair (e) ; Strathmore v. Strathmore's Trustees (f) ; Macdonald v. Macdonald (g) . They did not desire a correction of the decision in the first case, so they got an affirmance in the second.Lord Chancellor's opinion .The Lord Chancellor (h) :My Lords,in these cases I understood both sides to say that they would be satisfied if the House gave judgment on the sufficiency of the plea of res judicata pleaded in the second action of reduction.I am of opinion that this plea is insufficient. We must consider what is the matter that has been

Footnote

( a ) Sir Richard Bethell.( b ) De Re judicata, Comm. 4. 13. 5.( c ) 6 Geo. 4. c. 120.( d ) 16 Shaw & Dunlop, 632.( e ) B. 4. t. 40. s. 16.( f ) 24th May 1833; 11 Shaw & Dunlop, 644.( g ) 26th May 1840; 2 Sec. Ser. 889.( h ) Lord Campbell.

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The Defenders' second and third pleas in law (a) are in the following words:—

“2. The statements in the condescendence are irrelevant and insufficient to support the conclusions of the action; and generally the action is irrelevantly and insufficiently laid.
“3. In particular the condescendence contains no relevant allegation of facts to show fraud on the part of the Defenders, and to support the reductive conclusions upon that ground.”
These were the two pleas, and the Lord Ordinary expressly confines his judgment to them. He finds that,—The Pursuers have not averred facts relevant and sufficient to support the conclusions of the libel.He therefore sustains the second and third pleas for the Defenders, and assoilzies them from the conclusions of the action. He assoilzies them only on the ground which he has stated, namely, that for want of proper allegations and averments “the action was irrelevantly and insufficiently laid.” This Interlocutor, as framed by the Lord Ordinary , when properly examined, shows that there was no final determination on the merits of the cause.But being brought by appeal before the First Division of the Court of Session, it was varied in a manner which seems to me to remove all doubt upon

Footnote

( a ) This refers to the first action.

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There is, indeed, no express declaration on the face of the Interlocutor that this judgment was without prejudice to another action being brought which might, contain proper averments and allegations; but such seems to have been the necessary intention of the Court.The Counsel for Russel and Son contended that by the Judicature Act the Court was bound to decide finally upon the merits of the cause. If the judgment of the Court has abstained from finally deciding on the merits of the cause, the judgment cannot be deemed a bar to another action. The authority of Vinnius therefore, and the cases cited about “competent and omitted,” have no application.In the second action of reduction I think that the action is properly laid , for the summons and condescendence contain apt averments and allegations, and disclose facts which, if true, prove that the Defenders not only failed to communicate important information which was exclusively in their possession, but resorted to artifice, simulation, and fraud to deceive the Pursuers, and to prevent them from coming to the knowledge of the existence of the vein of valuable gas coal. The consequence is that issues are properly directed; a jury will say whether the Pursuers' averments and allegations of fraud are true, and complete justice will be done between the parties. But to hold that the judgment in the first action, which decided matter of form only, is a bar to the second action which is properly laid, would in my

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Lord Brougham's opinion .

Lord Brougham :

My Lords,I entirely agree with my noble and learned friend. I have no doubt whatever that the Interlocutor in the first action was only an absolvitor of the Defenders from the conclusions of the libel as laid ; and this I should be disposed to think, even if the Court of the First Division had not amended the Interlocutor of the Lord Ordinary by adding the “as laid;” but they having added those words, I agree with my noble and learned friend that the object of the Court was to make it clear that the Pursuers had still the power of bringing a fresh action. So that there can be no doubt whatever that this is not res judicata .Lord Cranworth's opinion .

Lord Cranworth :

My Lords,looking at the language of the Interlocutor, all that is in terms decided is as my noble and learned friend has pointed out. The second and third pleas of the Defenders are “the statements in the condescendence are irrelevant and insufficient to support the conclusions of the action, and generally the action is irrelevantly and insufficiently laid; and in particular the condescendence contains no relevant allegation of facts to show fraud on the part of the Defenders, and to support the reductive conclusions upon that ground,” that is, upon the ground of fraud. There is no doubt that in terms all that the Interlocutor decides is in favour of these two pleas. I cannot conceal from your Lordships that I have entertained, and, but for the unanimous opinion of the rest of your Lordships who have heard the case, I confess that I should still

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Lord Chelmsford's opinion .

Lord Chelmsford :

My Lords,I think that the question has been properly reduced to a consideration of the Interlocutor of the Court of Session in the second action of reduction. If the Court of Session were right in holding that the subject of that action was not res judicata , then it will be unnecessary, as regards the Interlocutor in the first action of reduction, to consider anything but its nature and effect without at all discussing its propriety. The Lord Ordinary in the first action decided upon the second and third pleas in law of the Defenders, and assoilzied them from the conclusions of the action. Those conclusions were that the missive of agreement, in so far as it included the mineral substance in question, should be reduced and declared to be null and void. The Court of Session adhered to the Interlocutor of the Lord Ordinary , but with this variation, that instead of assoilzieing the Defenders from the conclusions of the action, they assoilzied the Defenders from the action as laid. Now, although assoilzieing the Defenders from the conclusions of the action was in effect assoilzieing them from the action

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The second summons and condescendence state a case which, if proved, will entitle the Pursuers to a reduction of the missive of agreement. To this the Defenders plead res judicata in respect of the judgment in the previous action of reduction. The Lord Ordinary repelled the plea of res judicata , and the Court of Session adhered so far to his Interlocutor. The Appeal complains of these Interlocutors on the ground that the subject of the second action was res judicata . This, of course, sends us to the judgment in the first action. We have nothing to do upon this Appeal with the question whether the Court of Session was right or wrong in deciding that the summons and condescendence in the first action was irrelevant, nor is it necessary to consider whether they did not contain allegations which might be equivalent to those in the second action, and which might have admitted the Pursuers to proof of a case to the same extent as upon the second action. The only point necessary to be decided is whether the judgment in the first action enabled the Defenders to plead it as res judicata to the second action. It is unnecessary for this purpose to look further than the record, which upon the face of it expressly confines the judgment to a determination upon the sufficiency of the action as laid. It might, perhaps, have been competent for the Court of Session to deal differently with the first action, but your Lordships

Footnote

( a ) Lord Brougham.

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Judgment on both Appeals .Ordered , That the original Appeal, by the consent of parties, be and the same is hereby withdrawn.Ordered and Adjudged , That the Appeal (in the second cause) be dismissed, and that the Interlocutors therein complained of be and the same are hereby affirmed.Solicitors: Connell & Hope— Deans & Rogers.