“REQUEST FOR PART 1 OR PART 2 STATUTORY REGISTER (ARTICLE 40 OF 2015 STATUTORY INSTRUMENT NO. SI 595) [the 2015 Order] DOCUMENTS AND OTHER CONTACT INFORMATION/CORRESPONDENCE/FILE NOTE Please supply an un-redacted copy of the planning application form dated26th April 2023 NB. ARTICLE 40 (NO MENTION OF REDACTION) and in the DATA PROTECTION [EXCLUSIONS FOR DOCUMENTS REQUIRED BY STATUTE] Please supply a copy of the file notes or e-mails or letters and the replies thereto from Ealing Council Planning Department (Case Officer Mr Christopher Neelands) contacting the applicant or agent(s) in May or June 2023 informing C56 them that Ealing Council officers would not be supporting the planning application and to include the e-mail or letter officially withdrawing the said application.”
“In considering the balance between the identified legitimate interests and the rights and interests of the individual, we have considered whether the proposed disclosure would be within the reasonable expectations of the named individual/s. The council has a legal responsibility to balance confidentiality with public interest, and on this occasion the Trust We do not understand reference to “the Trust” and consider it may be an error. It is clear that it is the Council which has concluded that there is no public interest in the redacted names being released. has concluded there is no public interest in the redacted names being released. In this case after such consideration, I believe that the public interest in withholding the information outweighs the public interest in its release.”
“In pursuance of section 69(5)(a) of the [TCPA] 1990, article 40(3)(a) and later (4)(a) the law requires a copy (photographic or electronic) of the planning application – which in recent years would be in a form nationally prescribed to be kept on a Statutory Register available for public inspection. There is no provision in article 40 for redacting what is in the completed form nor justification for redaction in view of theData Protection Act 2018 Schedule 11 paragraph 3(1), relating to section 69(8) of the TCPA 1990 and article 40(12), (14) and, if still applicable, (16). Please see three source extracts attached of the above legal statutory provisions.The Data Protection Act 2018 Schedule 11 paragraph 3(1) mentioned above reads: “The listed provisions do not apply to personal data consisting of information that the controller is obliged by enactment to make available to the public, to the extent that the application of the listed provision would prevent the controller from complying with that obligation.”
“With regard to the application form, whilst it is published online, it is the contact details ie/ email address, telephone number and signature that are redacted. This is common practice. Although the application form can be viewed online, I have attached a copy of the redacted planning application for your reference.”
“Section 69(8) by definition satisfies GDPR article 6(1)(c) and otherwise see theData Protection Act 2018 Schedule 2 paragraph 5(1), erroneously referred to previously in the last sentence of my Grounds of Appeal as 3(1). It is not a matter of considering the redacted details a part of a balancing test between legitimate interest and any expectation that the details inserted in the application form would somehow not be disclosed on the register. What counts is what is required by planning law to be open to public inspection, which is a copy of the application not just some of what is inserted in the prescribed form of application.”
“A public authority shall apply a presumption in favour of disclosure.”
“(1) To the extent that the information requested includes personal data of which the applicant is not the data subject, a public authority must not disclose the personal data if— (a) the first condition is satisfied, or (b) the second or third condition is satisfied and, in all the circumstances of the case, the public interest in not disclosing the information outweighs the public interest in disclosing it. (2A) The first condition is that the disclosure of the information to a member of the public otherwise than under these Regulations— (a) would contravene any of the data protection principles, or (b) would do so if the exemptions insection 24(1) of the Data Protection Act 2018 (manual unstructured data held by public authorities) were disregarded. (2B) The second condition is that the disclosure of the information to a member of the public otherwise than under these Regulations would contravene— (a) Article 21 of the UK GDPR (general processing: right to object to processing), or (b)section 99 of the Data Protection Act 2018 (intelligence services processing: right to object to processing).] (b) the second or third condition is satisfied and, in all the circumstances of the case, the public interest in not disclosing the information outweighs the public interest in disclosing it. (a) would contravene any of the data protection principles, or (b) would do so if the exemptions insection 24(1) of the Data Protection Act 2018 (manual unstructured data held by public authorities) were disregarded. (a) Article 21 of the UK GDPR (general processing: right to object to processing), or (b)section 99 of the Data Protection Act 2018 (intelligence services processing: right to object to processing).] (3A) The third condition is that— (a) on a request under Article 15(1) of the UK GDPR] (general processing: right of access by the data subject) for access to personal data, the information would be withheld in reliance on provision made by or under section 15, 16 or 26 of, or Schedule 2, 3 or 4 to, theData Protection Act 2018 , (b) on a request under section 45(1)(b) of that Act (law enforcement processing: right of access by the data subject), the information would be withheld in reliance on subsection (4) of that section, or (c) on a request under section 94(1)(b) of that Act (intelligence services processing: rights of access by the data subject), the information would be withheld in reliance on a provision of Chapter 6 of Part 4 of that Act. ... (6) In determining for the purposes of this regulation whether the lawfulness principle in Article 5(1)(a) of the UK GDPR would be contravened by the disclosure of information, Article 6(1) of the UK GDPR (lawfulness) is to be read as if the second sub-paragraph (disapplying the legitimate interests gateway in relation to public authorities) were omitted.”
“…any information relating to an identified or identifiable living individual.”
“a living individual who can be identified, directly or indirectly, in particular by reference to- (a) an identifier such as a name, an identification number, location data or an online identifier, or (b) one or more factors specific to the physical, physiological, genetic, mental, economic, cultural or social identity to the individual.”
“(a) processed lawfully, fairly and in a transparent manner in relation to individuals (‘lawfulness, fairness and transparency’); (b) collected for specified, explicit and legitimate purposes and not further processed in a manner that is incompatible with those purposes; further processing for archiving purposes in the public interest, scientific or historical research purposes or statistical purposes shall not be considered to be incompatible with the initial purposes (‘purpose limitation’); (c) adequate, relevant and limited to what is necessary in relation to the purposes for which they are processed (‘data minimisation’); (d) accurate and, where necessary, kept up to date; every reasonable step must be taken to ensure that personal data that are inaccurate, having regard to the purposes for which they are processed, are erased or rectified without delay (‘accuracy’); (e) kept in a form which permits identification of data subjects for no longer than is necessary for the purposes for which the personal data are processed; personal data may be stored for longer periods insofar as the personal data will be processed solely for archiving purposes in the public interest, scientific or historical research purposes or statistical purposes subject to implementation of the appropriate technical and organisational measures required by the GDPR in order to safeguard the rights and freedoms of individuals (‘storage limitation’); (f) processed in a manner that ensures appropriate security of the personal data, including protection against unauthorised or unlawful processing and against accidental loss, destruction or damage, using appropriate technical or organisational measures (‘integrity and confidentiality’).”
“1. Processing shall be lawful only if and to the extent that at least one of the following applies: (a) the data subject has given consent to the processing of his or her personal data for one or more specific purposes; (b) processing is necessary for the performance of a contract to which the data subject is party or in order to take steps at the request of the data subject prior to entering into a contract; (c) processing is necessary for compliance with a legal obligation to which the controller is subject; (d) processing is necessary in order to protect the vital interests of the data subject or of another natural person; (e) processing is necessary for the performance of a task carried out in the public interest or in the exercise of official authority vested in the controller; (f) processing is necessary for the purposes of the legitimate interests pursued by the controller or by a third party, except where such interests are overridden by the interests or fundamental rights and freedoms of the data subject which require protection of personal data, in particular where the data subject is a child. Point (f) of the first subparagraph shall not apply to processing carried out by public authorities in the performance of their tasks.” (a) the data subject has given consent to the processing of his or her personal data for one or more specific purposes; (b) processing is necessary for the performance of a contract to which the data subject is party or in order to take steps at the request of the data subject prior to entering into a contract; (c) processing is necessary for compliance with a legal obligation to which the controller is subject; (d) processing is necessary in order to protect the vital interests of the data subject or of another natural person; (e) processing is necessary for the performance of a task carried out in the public interest or in the exercise of official authority vested in the controller; (f) processing is necessary for the purposes of the legitimate interests pursued by the controller or by a third party, except where such interests are overridden by the interests or fundamental rights and freedoms of the data subject which require protection of personal data, in particular where the data subject is a child. Point (f) of the first subparagraph shall not apply to processing carried out by public authorities in the performance of their tasks.”
“The listed GDPR provisions do not apply to personal data consisting of information that the controller is obliged by an enactment to make available to the public, to the extent that the application of those provisions would prevent the controller from complying with that obligation.”
“The listed GDPR provisions do not apply to personal data where disclosure of the data is required by an enactment, a rule of law or an order of a court or tribunal, to the extent that the application of those provisions would prevent the controller from making the disclosure.”
“(a) the following provisions of the UK GDPR (the rights and obligations in which may be restricted by virtue of Article 23(1) of the UK GDPR)— (i) Article 13(1) to (3) (personal data collected from data subject: information to be provided); (ii) Article 14(1) to (4) (personal data collected other than from data subject: information to be provided); (iii) Article 15(1) to (3) (confirmation of processing, access to data and safeguards for third country transfers); (iv) Article 16 (right to rectification); (v) Article 17(1) and (2) (right to erasure); (vi) Article 18(1) (restriction of processing); (vii) Article 19 (notification obligation regarding rectification or erasure of personal data or restriction of processing); (viii) Article 20(1) and (2) (right to data portability); (ix) Article 21(1) (objections to processing); (x) Article 5 (general principles) so far as its provisions correspond to the rights and obligations provided for in the provisions mentioned in sub-paragraphs (i) to (ix); and (b) the following provisions of the UK GDPR (the application of which may be adapted by virtue of Article 6(3) of the UK GDPR)— (i) Article 5(1)(a) (lawful, fair and transparent processing), other than the lawfulness requirements set out in Article 6; ...” (i) Article 13(1) to (3) (personal data collected from data subject: information to be provided); (ii) Article 14(1) to (4) (personal data collected other than from data subject: information to be provided); (iii) Article 15(1) to (3) (confirmation of processing, access to data and safeguards for third country transfers); (iv) Article 16 (right to rectification); (v) Article 17(1) and (2) (right to erasure); (vi) Article 18(1) (restriction of processing); (vii) Article 19 (notification obligation regarding rectification or erasure of personal data or restriction of processing); (viii) Article 20(1) and (2) (right to data portability); (ix) Article 21(1) (objections to processing); (x) Article 5 (general principles) so far as its provisions correspond to the rights and obligations provided for in the provisions mentioned in sub-paragraphs (i) to (ix); and (i) Article 5(1)(a) (lawful, fair and transparent processing), other than the lawfulness requirements set out in Article 6; ...”
“General requirements: applications for planning permission including outline planning permission 7. — (1) Subject to paragraphs (3) to (5), an application for planning permission must— (a) be made in writing to the local planning authority on a form published by the Secretary of State (or a form to substantially the same effect); (b) include the particulars specified or referred to in the form; (c) except where the application is made pursuant to section 73 (determination of applications to develop land without conditions previously attached) or section 73A(2)(c) (planning permission for development already carried out) of the 1990 Act or is an application of a kind referred to in article 20(1)(b) or (c), be accompanied, whether electronically or otherwise, by— (i) a plan which identifies the land to which the application relates; (ii) any other plans, drawings and information necessary to describe the development which is the subject of the application; (iia) the information relating to the condition under paragraph 13 of Schedule 7A to the 1990 Act (“the biodiversity gain condition”) specified in paragraph (1A); (iii) except where the application is made by electronic communications or the local planning authority indicate that a lesser number is required, 3 copies of the form; and (iv) except where they are submitted by electronic communications or the local planning authority indicate that a lesser number is required, 3 copies of any plans, drawings and information accompanying the application. ... (2) Any plans or drawings required to be provided by paragraph (1) or (1A) must be drawn to an identified scale and, in the case of plans, must show the direction of North. (3) Except where article 5(3) applies, an application for outline planning permission does not need to give details of any reserved matters. ... (6) Where an application is made using electronic communications to transmit a form to the local planning authority, the applicant is taken to have agreed— (a) to the use of such communications by the local planning authority for the purposes of the application; (b) that the applicant's address for those purposes is the address incorporated into, or otherwise logically associated with, the application; and (c) that the applicant's deemed agreement under this paragraph subsists until the applicant gives notice in writing of the withdrawal of consent to the use of electronic communications under article 46.” (a) be made in writing to the local planning authority on a form published by the Secretary of State (or a form to substantially the same effect); (b) include the particulars specified or referred to in the form; (c) except where the application is made pursuant to section 73 (determination of applications to develop land without conditions previously attached) or section 73A(2)(c) (planning permission for development already carried out) of the 1990 Act or is an application of a kind referred to in article 20(1)(b) or (c), be accompanied, whether electronically or otherwise, by— (i) a plan which identifies the land to which the application relates; (ii) any other plans, drawings and information necessary to describe the development which is the subject of the application; (iia) the information relating to the condition under paragraph 13 of Schedule 7A to the 1990 Act (“the biodiversity gain condition”) specified in paragraph (1A); (iii) except where the application is made by electronic communications or the local planning authority indicate that a lesser number is required, 3 copies of the form; and (iv) except where they are submitted by electronic communications or the local planning authority indicate that a lesser number is required, 3 copies of any plans, drawings and information accompanying the application. ... (2) Any plans or drawings required to be provided by paragraph (1) or (1A) must be drawn to an identified scale and, in the case of plans, must show the direction of North. (3) Except where article 5(3) applies, an application for outline planning permission does not need to give details of any reserved matters. ... (6) Where an application is made using electronic communications to transmit a form to the local planning authority, the applicant is taken to have agreed— (a) to the use of such communications by the local planning authority for the purposes of the application; (b) that the applicant's address for those purposes is the address incorporated into, or otherwise logically associated with, the application; and (c) that the applicant's deemed agreement under this paragraph subsists until the applicant gives notice in writing of the withdrawal of consent to the use of electronic communications under article 46.”
“40 Register of applications and biodiversity gain plans ... (2) Each local planning register authority must keep, in two parts, a register (“the register”) of every application for planning permission relating to their area. (3) Part 1 of the register must contain in respect of each such application and any application for approval of reserved matters made in respect of an outline planning permission granted on such an application, made or sent to the local planning register authority and not finally disposed of— (a) a copy (which may be photographic or in electronic form) of the application together with any accompanying plans and drawings; (b) a copy (which may be photographic or in electronic form) of any planning obligation or section 278 agreement proposed or entered into in connection with the application; (c) a copy (which may be photographic or in electronic form) of any other planning obligation or section 278 agreement entered into in respect of the land the subject of the application which the applicant considers relevant; and (d) particulars of any modification to any planning obligation or section 278 agreement included in Part 1 of the register in accordance with sub-paragraphs (b) and (c). (4) Part 2 of the register must contain, in respect of every application for planning permission relating to the local planning register authority's area— (a) a copy (which may be photographic or in electronic form) of— (i) the application; (ii) the plans and drawings submitted in relation to the application; (iii) any accompanying design and access statement provided in accordance with article 9; and (iv) any accompanying fire statement provided in accordance with article 9A; (b) particulars of any direction given under the 1990 Act or this Order in respect of the application; (c) the decision, if any, of the local planning authority in respect of the application, including details of any conditions subject to which permission was granted, the date of such decision and the name of the local planning authority; (d) the reference number, the date and effect of any decision of the Secretary of State in respect of the application, whether on appeal or on a reference under section 77 of the 1990 Act (reference of applications to Secretary of State); (e) the date of any subsequent approval (whether approval of reserved matters or any other approval required) given in relation to the application; (f) a copy (which may be photographic or in electronic form) of any planning obligation or section 278 agreement entered into in connection with any decision of the local planning authority or the Secretary of State in respect of the application; (g) a copy (which may be photographic or in electronic form) of any other planning obligation or section 278 agreement taken into account by the local planning authority or the Secretary of State when making the decision; and (h) particulars of any modification to or discharge of any planning obligation or section 278 agreement included in Part 2 of the register in accordance with sub-paragraphs (f) or (g) or paragraph (6). ... (7) The register must also contain the following information in respect of every application for a certificate under section 191 or 192 of the 1990 Act (certificates of lawfulness of existing or proposed use or development) relating to the authority's area— (a) the name and address of the applicant; (b) the date of the application; (c) the address or location of the land to which the application relates; (d) the description of the use, operations or other matter included in the application; (e) the decision, if any, of the local planning authority in respect of the application and the date of such decision; and (f) the reference number, date and effect of any decision of the Secretary of State on an appeal in respect of the application.” (2) Each local planning register authority must keep, in two parts, a register (“the register”) of every application for planning permission relating to their area. (3) Part 1 of the register must contain in respect of each such application and any application for approval of reserved matters made in respect of an outline planning permission granted on such an application, made or sent to the local planning register authority and not finally disposed of— (a) a copy (which may be photographic or in electronic form) of the application together with any accompanying plans and drawings; (b) a copy (which may be photographic or in electronic form) of any planning obligation or section 278 agreement proposed or entered into in connection with the application; (c) a copy (which may be photographic or in electronic form) of any other planning obligation or section 278 agreement entered into in respect of the land the subject of the application which the applicant considers relevant; and (d) particulars of any modification to any planning obligation or section 278 agreement included in Part 1 of the register in accordance with sub-paragraphs (b) and (c). (4) Part 2 of the register must contain, in respect of every application for planning permission relating to the local planning register authority's area— (a) a copy (which may be photographic or in electronic form) of— (i) the application; (ii) the plans and drawings submitted in relation to the application; (iii) any accompanying design and access statement provided in accordance with article 9; and (iv) any accompanying fire statement provided in accordance with article 9A; (b) particulars of any direction given under the 1990 Act or this Order in respect of the application; (c) the decision, if any, of the local planning authority in respect of the application, including details of any conditions subject to which permission was granted, the date of such decision and the name of the local planning authority; (d) the reference number, the date and effect of any decision of the Secretary of State in respect of the application, whether on appeal or on a reference under section 77 of the 1990 Act (reference of applications to Secretary of State); (e) the date of any subsequent approval (whether approval of reserved matters or any other approval required) given in relation to the application; (f) a copy (which may be photographic or in electronic form) of any planning obligation or section 278 agreement entered into in connection with any decision of the local planning authority or the Secretary of State in respect of the application; (g) a copy (which may be photographic or in electronic form) of any other planning obligation or section 278 agreement taken into account by the local planning authority or the Secretary of State when making the decision; and (h) particulars of any modification to or discharge of any planning obligation or section 278 agreement included in Part 2 of the register in accordance with sub-paragraphs (f) or (g) or paragraph (6). ... (7) The register must also contain the following information in respect of every application for a certificate under section 191 or 192 of the 1990 Act (certificates of lawfulness of existing or proposed use or development) relating to the authority's area— (a) the name and address of the applicant; (b) the date of the application; (c) the address or location of the land to which the application relates; (d) the description of the use, operations or other matter included in the application; (e) the decision, if any, of the local planning authority in respect of the application and the date of such decision; and (f) the reference number, date and effect of any decision of the Secretary of State on an appeal in respect of the application.”
“Publication of applications on planning authority websites Please note that the information provided on this application form and in supporting documents may be published on the Authority's website. If you require any further clarification, please contact the Authority's planning department.”
“Certificates under Article 14 -Town and Country Planning (Development Management Procedure) (England) Order 2015 (as amended) Please answer the following questions to determine which Certificate of Ownership you need to complete: A, B, C or D.” e. The agent has confirmed that the applicant is not the sole owner of all the land to which the application relates. f. In response to a question “Can you give appropriate notice to all the other owners/agricultural tenants? (Select ‘Yes’ if there are no other owners/agricultural tenants), the agent has selected the answer Yes. g. Under a section headed “Certificate of Ownership – Certificate B” appears this wording, of which the agent has selected to certify the first option: “I certify/ The applicant certifies that: I have/The applicant has given the requisite notice to everyone else (as listed below) who, on the day 21 days before the date of this application, was the owner and/or agricultural tenant of any part of the land or building to which this application relates; or The applicant is the sole owner of all the land or buildings to which this application relates and there are no other owners and/or agricultural tenants.” h. There then appears provision for the names of two “Owner/Agricultural Tenant[s]”
“Declaration I / We hereby apply for Full planning permission as described in this form and accompanying plans/drawings and additional information. I / We confirm that, to the best of my/our knowledge, any facts stated are true and accurate and any opinions given are the genuine options of the persons giving them. I / We also accept that: Once submitted, this information will be transmitted to the Local Planning Authority and, once validated by them, be made available as part of a public register and on the authority's website; our system will automatically generate and send you emails in regard to the submission of this application.”
“Please note that with the exception of the applicant contact details (telephone numbers and email addresses), all the information you provide on the application form and in any accompanying documents may be published on the website of the local authority dealing with your application. To avoid the publication of personal details, do not include them, or any other information which falls within the definition of personal data under theData Protection Act 1998 , in documents supporting your application.”
“For example, the publication on an LPA’s website of individuals’ names and addresses in connection with planning applications is required by article 40 of the [2015 Order] (for more details see Appendix 2); in contrast, the publication of their email addresses, signatures and telephone numbers is likely to be excessive to the task.”
“More accurately Article 40 requires names and addresses only for certificates of lawfulness. The decision to publish names and addresses on the statutory register of planning applications is for the Council to take.”