"4. Also, we wish to apply for permission to call expert evidence in relation to the marketplace for a finance director to obtain further employment. We believe that this is necessary in order that the Tribunal can make an informed and fair decision about the state of the marketplace for the position of finance directors not holding formal qualifications. There are agencies that specialize in the appointment of a wide range of Finance Directors, including part-time Finance Directors and those without chartered qualifications, to SME and larger companies, and believe that a director from one of these agencies should be able to provide valuable opinion evidence to the Tribunal as to the marketplace at the time of the Claimant's dismissal and thereafter, and the reasonable steps available to such a professional to secure further employment. 5. We have not canvassed the Claimant's representative on whether an expert might be instructed or not, but we would anticipate that a single joint expert might be instructed at joint expense whose report should be written based on agreed instructions, with any points in issue being dealt with by supplemental written questions from each side. Alternatively, if the Claimant has no wish to call, or contribute to the expense of, expert evidence, then an order for permission for the Respondent to rely upon expert evidence would be in order. In the circumstances, we have not suggested directions below other than to highlight the requirement for directions following disclosure of evidence."
"This is not a case in which R is seeking to introduce fresh evidence. Instead the thrust of its application is that the Tribunal, understandably given the plethora of allegations and factual evidence which C insisted it consider ranging over a thirty year period, appears in its Reasons to have lost sight of certain of its findings of fact and to have overlooked unchallenged evidence in reaching its judgment."
"UPON an application by the Respondent for reconsideration of the Judgment in the above matter, sent to the parties on19 February 2020 , it is ordered that: 1. There be a hearing ("the hearing") to be listed as soon as practicable, at which the application for an extension of time to submit a request for reconsideration, and the request for reconsideration itself, be considered together. 2. The hearing shall have a time estimate of two days, on the assumption that submissions will be concluded by the end of the first day, allowing the second day for deliberation by the Tribunal. If either party considers this time estimate to be unrealistic or insufficient, they should attempt to agree an amended time estimate and write to the Tribunal within 7 days of the date of this order. 3. The Claimant shall set out her written response to the application for reconsideration (copy enclosed with this order) and send it to the Respondent and the Tribunal within 28 days of this order. 4. Both parties shall send to each other and the Tribunal dates to avoid for the hearing in anticipation that it can be listed in October, November or December 2020."
"The hearing shall be submissions only, which shall be limited to two hours for each party. There is no requirement to use the two hours, particularly as skeleton arguments will have been prepared, but the parties should certainly not exceed two hours. The parties should keep the bundle for the reconsideration hearing as short as possible …"
"In the circumstances, and balancing the prejudice to our client that the further delay will cause with the Respondent's interests, we consider that a fair compromise here is for the hearing next week to be postponed and for the reconsideration application to be determined on the papers."
"Employment Judge Hyams-Parish has instructed me to write to the parties as follows: The hearing on 15 and 16 December will be postponed due to Respondent Counsel's ill health. The Respondent has provided dates to avoid. The Claimant should also do so within 7 days. As previously stated, the parties need only provide availability for one day. The hearing will be relisted as soon as possible in the new year."
"As the Tribunal is aware, for reasons we set out in the attached email of11 December 2020 , we have previously suggested that this matter is determined on the papers. We would like to stress that, if the Tribunal chooses not to resolve the reconsideration application on the papers, we would request that the hearing is listed as soon as possible so as to minimise the prejudice to the Claimant of further delay."
"Our preference is that the reconsideration remains, as listed, as a hearing in person, and not determined on paper. The matter warrants a hearing by reference to its complexity, fact sensitivity, and (by reference to the Claimant's schedule of loss at least) high value. As noted towards the bottom of the tribunal's letter, the reconsideration application has now been listed for a two day hearing in April. Our counsel is working towards this date, and we anticipate that the Claimant's counsel is now doing the same, the date having been fixed by reference to their availability. It would not be possible to deal with both a reconsideration hearing AND remedy hearing within the scope of the two days fixed in April, and it would appear to be wasteful to adjourn the two-day appointment merely to relist it so that it could be combined into a longer hearing with the remedy hearing having regard to Counsel's then up-to-date availability. May we also, respectfully, remind the Tribunal that we have previously applied for leave to call expert evidence in relation to the remedy hearing; it is an application which has not been determined as yet."
"At the hearing on Friday, you invited us to supplement our submissions, and accordingly we do so. The Claimant's position now, changed from that beforehand, is that if the Respondent is given leave to call expert evidence then she does not seek an order from the tribunal to call her own expert, nor, importantly, does she wish the expert to be called as a single joint expert. She is willing not to rely upon opinion evidence herself, and to take no part in the production of the expert's report. Accordingly, if leave is given, then none of the usual considerations of delay or cost in relation to the production of an expert's report, in terms of agreeing instructions, or the production of questions and answers, concern the Claimant nor need concern the tribunal. Our expert has indicated that he can produce a report in this matter within a period of 6 weeks, which gives adequate time for his instruction and report prior to the hearing, providing leave is given and communicated as soon as ever possible. The expert has indicated that he will be available for the hearing provided we are able to confirm the appointment shortly. The concern of expense need only concern the Respondent. As the Claimant has indicated no wish to take part in the process, there is no additional cost to the Claimant. … May we also remind the Tribunal of its liability decision at paragraph 144. The Tribunal was shown articles which gave a picture of the average differential in pay between Finance Directors and Managing Directors between 2014 and 2018. The differential ranged from 89% in 2014 to 61% in 2018. The Tribunal did not understand the reason why the differential should change from year to year and the authors of the research were not available at the hearing to answer questions. Whilst the Tribunal accepted the Claimant's submissions that expert evidence was not always necessary in such situations in order for the Tribunal to make particular findings, the Tribunal found it difficult to place much weight on the research provided in the bundle, without being able to delve further into the findings. In any event, the Tribunal noted that 62.5% did fall at the bottom end of the range provided albeit that the Claimant would dispute this calculation because it is based on the Claimant working four days a week. … We would agree with the Tribunal that expert evidence is "not always necessary in such situations" however, we also recognise the difficulty which the Tribunal identified it faced in assessing the market place for Finance Directors and Managing Directors in the period up to 2018 – and hence we want to call an expert who can offer an expert opinion as to the market place at this time, to enable the Tribunal to "delve" further into these matters. Whilst the Claimant seeks to underplay the significance of this enquiry (for instance in their email of17 March 2020 they say: "
"3. Having given very brief oral reasons for this decision at the above hearing, I have been asked by the Respondent for written reasons which I set out below. I did not have the file at the hearing and so did not give the chronology of this case in my oral reasons, but I do so now, having looked at the file, because it gives some helpful context to my decision."
"24. Having considered the submissions carefully I concluded that it was in the interests of justice to amend my order to deal with the reconsideration application on the papers, rather than at a hearing, and to convert the hearing on 6 and7 April 2021 to a remedy hearing. This would result in a resolution of this matter much sooner than would other wise be the case. 25. Importantly, I was satisfied that there was a material change of circumstances justifying the above variation. The order made by me anticipated that there would be a reconsideration hearing as soon as practicable. That hearing was fixed for 15 and16 December 2020 . Had that hearing gone ahead and in the event that the Respondent were not successful in their application, a remedy hearing would have been fixed for March or April 2021 at the latest. For reasons beyond anyone's control, the hearing in December could not take place. I consider that to be a material change in circumstances as I did not make the order in the anticipation that a reconsideration hearing would take place as late as April 2021. 26. I bear in mind that the Claimant was dismissed over three years ago and if I were to continue as planned with the reconsideration hearing taking place in April 2021, it would mean that a remedy hearing would not be held, bearing in mind the worsening listing position in London South, and also taking into account availability of all concerned who would need to attend the hearing, until late in 2021. This would mean that the Claimant is faced with a remedy hearing taking place 4 years after dismissal. It is in the interests of justice to vary the order so that this case can be concluded as soon as possible."
"30. The Respondent seeks leave to adduce expert evidence on the market place for a finance director to obtain employment. The Respondent states in its application that expert evidence "is necessary in order that the Tribunal can make an informed and fair decision about the state of the marketplace for the position of finance directors not holding formal qualifications". 31. The correct approach to the question whether a Tribunal should allow expert evidence to be adduced is set out in the case of De Keyser Ltd v Wilson IRLR 324, which is analogous to Part 35 of theCivil Procedure Rules 1998 . In particular, the Tribunal should assess whether expert evidence is "reasonably required to resolve [the issue]". 32. On the assumption that the Respondent will wish to establish that the Claimant has not mitigated her loss since being dismissed, no doubt they will wish to adduce evidence of vacancies which the Claimant could have applied for. Such evidence are matters of fact, not opinion, as is the state of the market place at the time of the Claimant's dismissal and thereafter. The Tribunal regularly deals with such matters and Respondents regularly adduce evidence to show that a Claimant has not fully mitigated their loss. I cannot see how expert evidence will assist the Tribunal or take matters any further. I accept that the value of the quantum, as shown in the Claimant's schedule of loss is high, but the principles are the same as any other unfair dismissal claim. The addition of another witness, particularly an expert witness, risks lengthening the hearing unnecessarily. For the above reasons, I do not agree that expert evidence is reasonably required to resolve the issues and therefore this application is refused."
"I have considered the application by the Respondent for a stay or variation of the orders made by me at a case management discussion on12 February 2021 in light of the Respondent's appeal to the EAT of decisions made at that hearing. The Claimant opposes any stay or variation of the case management order and notes that no suggested variations were provided. Having considered all of the circumstances, I have decided that the application should be refused. I do not consider it to be in accordance of the overriding objective to follow the proposed course suggested by the Respondent. To agree to the Respondent's application would mean that whatever the outcome of the appeal to the EAT, a remedy hearing on 6 and7 April 2021 would not be possible as there would be insufficient time to prepare for it. I have considered the fact that the preparation for the reconsideration will be required in any event, and whatever the outcome of the EAT appeal, so this work is not wasted. I recognise, and said so at the recent case management discussion, that preparations for the remedy hearing may be wasted if the reconsideration is successful, but I also have to weigh that against the potential delay of leaving preparation until after reconsideration, noting that this is a very old case. The parties should therefore continue to prepare for the above in accordance with the case management order."
"2. Overriding objective The overriding objective of these Rules is to enable Employment Tribunals to deal with cases fairly and justly. Dealing with a case fairly and justly includes, so far as practicable— (a) ensuring that the parties are on an equal footing; (b) dealing with cases in ways which are proportionate to the complexity and importance of the issues; (c) avoiding unnecessary formality and seeking flexibility in the proceedings; (d) avoiding delay, so far as compatible with proper consideration of the issues; and (e) saving expense. A Tribunal shall seek to give effect to the overriding objective in interpreting, or exercising any power given to it by, these Rules. The parties and their representatives shall assist the Tribunal to further the overriding objective and in particular shall co-operate generally with each other and with the Tribunal."
"45 Overall fairness to both parties is always the overriding objective. The assessment of fairness must be made in the round. It is not necessarily pre-determined by the situation of one of the parties, …"
"29. Case management orders The Tribunal may at any stage of the proceedings, on its own initiative or on application, make a case management order. Subject to rule 30A(2) and (3) the particular powers identified in the following rules do not restrict that general power. A case management order may vary, suspend or set aside an earlier case management order where that is necessary in the interests of justice, and in particular where a party affected by the earlier order did not have a reasonable opportunity to make representations before it was made."
"85 In my judgment, challenging the exercise of judicial discretion on appeal depends on exactly the same principles as any other challenge on appeal to this tribunal: if the challenge is to succeed, it must be based on an error of law and if there is such an error then the appeal will succeed notwithstanding that the order under appeal is a case management decision. In Broughton v Kop Football (Cayman) Ltd[2012] EWCACiv 1743 at [51] Lewison LJ said: "
"I therefore incline to the view that whether or not a subsequent event amounts to a material change in circumstances is, as Rix LJ put it, a matter of "jurisdiction" and not a question of the exercise of discretion. In other words I would hold that whether or not there has been a change of circumstances and whether or not that change is material is a matter to be decided from an objective standpoint and by asking whether the circumstances changed and whether that matters not from the point of view of a band of reasonableness but from the point of view that either the factual matrix can support that view or it cannot."
"43. Quite apart from the position under the Rules, it is in our judgment plain that the Tribunal ought to have convened a hearing in a case such as this in order to do justice between the parties. The Tribunal was being invited to make – as it eventually made – a finding tantamount to or at the very least akin to dishonesty on the part of Mr Opara. Even if Mr Opara had not been a professional man the finding would have been of the utmost seriousness. No Tribunal should make a finding of this kind without affording to the person against whom it is to be made a full and proper opportunity to be heard upon it."
"We must not be thought to be encouraging the use of expert witnesses; their instruction might be thought by some to militate against the inexpensive, speedy and robustly 'commonsensical' determinations by the 'industrial jury' which employment tribunals were called into existence to provide. However, there plainly are cases where one or both parties or the tribunal itself see experts to be necessary or desirable. We wish to procure that where they are necessary the arrangements for them are as economical and effective, as is consistent with fairness and convenience. Our guidelines (and they are only that) are for guidance until more formal rules, including provisions as to the costs involved, emerge. They are as follows: (i) Careful thought needs to be given before any party embarks upon instructions for expert evidence. It by no means follows that because a party wishes such evidence to be admitted that it will be. [Although the procedures of employment tribunals differ from those in the civil courts, guidance may be found by way of analogy from the provisions of CPR rr 35.1–35.14 and 35PD.] A prudent party will first explore with the employment tribunal at a directions hearing or in correspondence whether, in principle, expert evidence is likely to be acceptable. (ii) Save where one side or the other has already committed itself to the use of its own expert (which is to be avoided in the absence of special circumstances) the joint instruction of a single expert is the preferred course."
"35.1 Expert evidence shall be restricted to that which is reasonably required to resolve the proceedings."
"Expert evidence shall be restricted to that which is reasonably required to resolve the proceedings."
"26 I add that, when considering the first of my above two questions, the starting point should be to identify and, as necessary, clarify with precision, the particular issue or issues in the case in relation to which expert evidence is sought to be adduced.
"I decided to hear the application in person notwithstanding the fact that I could have dealt with it on the papers pursuant to Rule 72(1)"