“….We have to ask whether the Tribunal by asking for “something more” identified that which Mr Swanson submits they did: that there had here been a number of rejected explanations put forward for consideration. We approach this question by remembering that the purpose of the provisions is to identify a proper claim of discrimination, recognising that it is highly unlikely in the real world that there will be any clear evidence that that has occurred. The inference will have to be drawn if a claim for discrimination is to succeed at all. Though a difference in race and a difference in treatment to the disadvantage of the complainant is insufficient and something more is required, Mr Beever was prepared to accept that where as part of the history that the Tribunal was examining an employer had at the time of the alleged discriminatory treatment given an explanation for it which a Tribunal was later to conclude was a lie, that might, coupled with the difference in race and treatment, justify a reversal of the burden of proof. We agree. “What is more problematic is the situation where there is an explanation that is not necessarily found expressly to be a lie but which is rejected as opposed to being one that is simply not regarded as sufficiently adequate. Realistically, it seems to us that, in any case in which an employer justifies treatment that has a differential effect as between a person of one race and a person or persons of another by putting forward a number of inconsistent explanations which are disbelieved (as opposed to not being fully accepted), there is sufficient to justify a shift of the burden of proof.”
“They will require careful attention where there is room for doubt as to the facts necessary to establish discrimination. But they have nothing to offer where the tribunal is in a position to make positive findings on the evidence one way or the other.”
“In order to succeed with this complaint however, there have to be facts from which the Tribunal could conclude that the unwanted conduct related to the Claimant’s gender,” is a correct self-direction as to the test to be applied at stage one, as Mr Robison accepted when I raised this with him. 55. After posing the correct question at the start of paragraph 98, what did the ET then do? In my judgement, they proceeded to identify what they saw as the evidential difficulties with concluding that the threshold of showing a prima facie case that the treatment was related to the Claimant’s sex had been reached, “The evidence base for that is limited,” as they said in the same paragraph. 56. The ET identified a number of features which on the authorities I have cited from were all legitimate matters for the Tribunal to take into account at the first stage and which, on the face of it, pointed away from the proposition that the massaging related to the Claimant’s gender. They referred to the context of performance issues on the part of the Claimant and the Second Respondent, as his team leader, perceiving the need to encourage his performance (see paragraph 98). They made several references to the incident occurring in an open plan office with colleagues nearby. The ET had already found that the contact was accompanied by the Second Respondent saying, “Well done,” or giving praise (see paragraph 94). In paragraph 98, the ET specifically observed that the Claimant had seen things that were not there, in the sense that he had made what they described as “baseless allegation of race discrimination” (a shorthand reference to their earlier findings at paragraphs 50 – 65). The ET then emphasised that there was no evidence of physical contact by the Second Respondent with other colleagues, male or female, concluding, “This was isolated conduct towards the Claimant” (paragraph 100. 57. Set against those matters then, what is it that the Claimant relies on in saying that the burden of proof did shift and the ET should have so found? Mr Robison clarified in his submissions before me that he relied on only two matters. Firstly, the ET’s earlier findings that the conduct was unwanted and had an effect prohibited by section 26(1)(b). Secondly, the ET’s rejection of the Second Respondent’s evidence that she only tapped the Claimant on the shoulder and that he encouraged her (paragraphs 88 - 89). Mr Robison submitted that on the EAT’s analysis in Millwood this was sufficient to shift the burden of proof (see paragraph 36 above). 58. As regards the first of these two features, satisfaction of the other statutory criteria was the necessary precondition for a successful case, but it did not in and of itself, give rise to a prima facie case that this unwanted conduct was related to the Claimant’s gender. I am doubtful that establishing unwanted conduct that had a prohibited effect could ever of itself give rise to a prima facie case that the conduct was related to a protected characteristic and in any event, I am quite satisfied that it did not do so in these circumstances. 59. I then turn to what I will call as a shorthand, Mr Robison’s Millwood point. Whether the evidence in any particular claim establishes a prima facie case that, absent an adequate explanation from the Respondent, the treatment in question was because of / related to a protected characteristic, will always be fact-sensitive and context-sensitive. In my judgement, in paragraphs 25 and 26 of Millwood , the EAT was not seeking to lay down a rigid rule of law that the Claimant will always satisfy the stage one test and shift the burden of proof if the Tribunal finds the Respondent has given untruthful or wrong evidence about an aspect of whether the conduct happened or why it happened. 60. The question must be whether in context, the rejection of the particular part of the Respondent’s account could properly enable a Tribunal to infer that the protected characteristic was the reason for / related to the conduct complained of. Firstly, it is clear that Langstaff J’s own analysis contained caveats (“that might, coupled with the difference in race and treatment, justify a reversal of the burden of proof”). 61. Secondly there is a distinction between the present instance and the kind of situation that was before the EAT in Millwood where the Claimant had shown there was less favourable treatment by the Respondent between herself and another employee in sufficiently similar circumstances who did not have her protected characteristic; it is not difficult to see why in that context if a Tribunal also finds that a Respondent has put forward an untrue account as to what occurred or why it occurred, it is something taken with the evidence of less favourable treatment, that may well be sufficient to satisfy stage one and shift the burden of proof. 62. In a harassment case, the Claimant may choose to, but does not need to support the claim by relying on a comparison of less favourable treatment with another employee who does not share the relevant protected characteristic and there is nothing in the ET’s reasoning that indicates the Claimant did put his case in that way. As I have already noted, the Tribunal made a specific finding that this was an isolated incident and that the Second Respondent had not behaved in a comparable way to any other employees, male or female. Accordingly, in my judgement, despite Mr Robison’s reliance on these passages, the Claimant was not in the kind of something “more” situation that was discussed in detail at paragraphs 54 - 56 of Mummery LJ’s judgment in Madarassy or at paragraph 26 in Millwood where Langstaff J specifically set out his analysis in a context where findings of less favourable treatment and a difference in race had been made. 63. By contrast, in the instant case, although the ET made a finding of unwanted contact with the Claimant’s shoulders, there was nothing identified that might suggest this related to his gender. Indeed, the obvious inference to draw from the fact that the manager in question tried to play down the incident when she gave her evidence, is that she did so because, with hindsight, she realised that it was an inappropriate way for a team leader to behave in an office, but I am unable to see why in the present context, the ET’s rejection of those aspects of her evidence should be treated as a matter of logic, as affording any support for the proposition that her conduct was related to the Claimant’s gender. 64. It therefore follows that I do not accept the submission that it was an error of law for the Tribunal not to approach matters on the basis that the burden of proof had shifted. This was a situation where the ET would have been quite correct in concluding that the stage-one threshold had not been reached; and, in my reading of paragraphs 98 – 100, that is what they found, albeit it could have been expressed more clearly. In any event, as I will come on to explain, if, contrary to the conclusion I have just expressed, there was any error on the part of the ET in this respect, it was immaterial in light of the findings they went on to make concerning stage two of the enquiry. 65. I next address the Claimant’s criticism that the Tribunal failed to keep the two stages of the exercise separate and wrongly took into account the view they had formed of the Respondent’s explanation when they were still at stage one and in so doing, wrongly placed the burden on the Claimant to displace their finding or tentative conclusion that there was an innocent, non-discriminatory reason for the conduct. 66. I do not accept that this submission is well founded. Firstly, there is nothing in the text of paragraph 98 of the ET’s Reasons which indicates that at this point in their enquiry, the Tribunal did proceed on the basis that the Respondent had provided an adequate explanation. 67. Secondly, I consider that the ET’s finding in paragraph 102 that, “The purpose of the conduct was misguided encouragement” was by way of the Tribunal identifying a further basis for dismissing the claim. In other words, the ET was saying that, even if the burden had shifted, albeit their view was that the evidence base was limited, if the Respondents were required to prove a non‑discriminatory explanation for the conduct, then they had done so, because it was misguided encouragement, rather than anything related to the Claimant’s gender. 68. Thirdly, I conclude that in both this passage in paragraph 102 and in paragraph 92 where the Tribunal said; “It is also the balance of the evidence that Ms Ward’s purpose in the contact was encouragement”, the ET was making a positive finding that on the balance of probabilities the Respondents had shown that the massaging was done as misguided encouragement. Notably, the ET did not indicate at any juncture that it believed there was a burden on the Claimant to show that the conduct related to his gender which he had failed to discharge. 69. Fourthly, as identified by Mummery LJ in Madarassy at paragraph 81, the ET was entitled to dismiss the claim, given they found that the Respondents had proved an explanation for the conduct that was not related to the Claimant’s sex. Accordingly, if and insofar as there is any force in the point that the ET did not fully develop their reasoning at stage one, the Tribunal was, nonetheless, quite entitled to say that the claim failed because the Respondents had satisfied them that this conduct was not related to the Claimant’s gender. 70. Fifthly, determining that the massages were undertaken by way of misguided encouragement was a finding of fact that it was open to the ET to make on the evidence. Although Mr Robison suggested in his oral submissions that this conclusion was inextricably linked to the Second Respondent’s account that she was tapping the Claimant’s shoulder and thus it was precluded by their rejection of that part of her evidence, there is no perversity ground of appeal before me and in any event, as a matter of logic, the one would not follow from the other. It was open to the ET to regard the Second Respondent’s account of the extent of the conduct that occurred as wrong or untrue but, to nonetheless accept her explanation as to why it occurred. As Mr Maxwell reminded me, this was not a case where, as Mr Robison suggested, the ET comprehensively rejected the credibility of the Second Respondent’s account; indeed, there were some aspects of the case where the Tribunal preferred the Second Respondent’s account to the Claimant’s, most notably in relation to the race discrimination claim. As I have already noted, the ET explained that they did not consider the recollections of any witness to be wholly reliable. 71. Lastly, the Claimant placed some reliance on paragraph 103 of the ET’s Written Reasons (which I have already quoted), in particular the sentence starting, “On balance, the evidence from which to conclude the conduct related to gender does not take us to that conclusion in these circumstances.”