“17. The ET’s judgment has left considerable uncertainty in a number of areas. These include the extent to which the conduct of EULEX is attributable to the FCO. Agency was one matter advanced by the Claimant and addressed at [62]-[63]. There was a wider question, however, as to legal attribution pursuant to the Joint Action with which the ET failed to engage. 18. The evidence of EULEX was that where – as here – a Head of Mission suspends an FCO secondee that should be adjudicated upon in the courts of the seconding state. “This is supported by the case law of the ECJ that the head of mission only has delegated powers from the seconding authority. It (the decision to suspend) is made on behalf of a seconding state…Disciplinary control is transferred directly to the heads of mission – he does it on behalf of the seconding state.” 19. To the extent that the ET’s conclusions on agency [62]-[63] considered otherwise, these were inadequately reasoned and erroneous in law, not least because this approach would conflict with the ECJ decision of C-455/14 H v Council of the EU and ors . In the event conduct is not attributed to the FCO there would remain a gap in protection which is counter to the Joint Action, the Convention and the Charter”. 86. I agree with Mr Collins QC that it is not clear from these paragraphs what criticism the Claimant makes of EJ Wade’s conclusion about territorial jurisdiction in relation to EULEX, though it is clear that there is no attack on the findings at paragraphs 49 and 50. 87. No doubt recognising the difficulty presented by his Notice of Appeal, Mr Milsom sought to argue in relation to this ground, that the Tribunal’s approach, both to Article 10(2) and territoriality, was flawed in circumstances where, in a s.43K scenario (where a worker is supplied by his or her employer to a host organisation) the claim against the supplying employer is within territorial scope so that the same must also apply to the claim against the so-called host-entity, producing an obviously sufficiently close connection to the UK and UK employment law. 88. It is simply not permissible in an appeal to the EAT to treat the Notice of Appeal and grounds as a moving target in this way. This is a complex appeal with all sides legally represented. A detailed Notice of Appeal was prepared by counsel. The EULEX Respondents’ Answer to the Notice of Appeal takes the point expressly that there is no appeal against the finding that the Tribunal has no territorial jurisdiction over EULEX (see paragraph 17). A series of responses to the EULEX Respondents’ Answer was prepared. The issues were clearly identified in advance of the appeal hearing. No amendment application was made at any stage to raise any argument directed at paragraphs 49 and 50 of the Judgment and in the circumstances, it seems to me that Mr Milsom is simply not entitled to pursue any challenge to this conclusion which has not been appealed. 89. As for the points expressly taken in the Notice of Appeal, in relation to attribution, as I understand the point, the Claimant contends that if EULEX has no domestic legal personality, conduct taken by EULEX (including disciplinary action) must be attributed to the FCO and Article 10(2) of the Joint Action, correctly construed, demands no less: see H v Council of the EU and others (T-271/10 the General Court decision at paragraphs 50 and 51) which is unaffected by the subsequent appeal . The Tribunal did not address this point but was compelled to conclude as a matter of law that the conduct of EULEX is attributable to the FCO if EULEX cannot be sued, otherwise there will be a gap in protection for the Claimant. 90. I do not consider that attribution falls to be dealt with as a matter of law; or that EJ Wade erred in this regard. As far as I can see, the question of attribution, like the question of vicarious liability (referred to below in relation to ground four), was not one of the issues identified for decision at the preliminary hearing. This is unsurprising. Which (if any) delegated acts or omissions are to be attributed to which actor is a fact sensitive question that depends on the nature of the particular act, by whom it was delegated, and whether and by whom it was adopted. There was no error by EJ Wade in leaving this question open in the circumstances. 91. Insofar as the Notice of Appeal challenges the Employment Tribunal’s decision on agency (at paragraphs 62 and 63) two points are made. First it is argued that the conclusions on agency are in error of law because they conflict with the decision of the CJEU in H v Council of the EU and others (T-271/10 the General Court decision) and if conduct is not attributed to the FCO there would be a gap in protection which is counter to the Joint Action, the Convention and the Charter. Secondly it is said that EJ Wade’s conclusion is inadequately reasoned. 92. At paragraphs 62 and 63 EJ Wade held: “62. It is argued that EULEX and/or its HoM are FCO’s agent and so themselves liable under 47B(1A) and capable of making the Second Respondent vicariously liable under 47B(1B). I do not agree because that was not even partly their raison d’etre; whilst FCO contributed to the mission, the mission worked not for the FCO but for the EEAS. The National Contingent Leader was FCO’s agent in Kosovo. 63. EULEX did not identifiably work for FCO in that when the Claimant was in Kosovo: 1. Some of the alleged detriments she suffered were at the hand of non-FCO employees and some of FCO employees. 2. It would not be appropriate for any employee with a British connection to bring a claim against EULEX as agent because EULEX cannot be expected to comply with the Employment Rights Act when working exclusively in Kosovo. If it was obliged to it would also have to comply with the employment law of every other contributing country. 3. Whilst being closely associated with discrimination law the ERA protection of whistle blowers is British law and it is not giving effect to EU principles with which other countries are familiar or bound. 4. EULEX had its own systems for regulating the conduct of secondees and did not run these processes on behalf of FCO. This is all best illustrated by the fact that Mr Meucci as HoM had no role as an agent of FCO; if he was an agent of any country it was of Italy. 93. As discussed above, the General Court’s decision in H was overturned by the CJEU (Grand Chamber). I do not consider that there is any conflict between the conclusions reached by EJ Wade (as set out above) and the decision of the CJEU (Grand Chamber) in H . The case concerned an Italian magistrate seconded to the Mission by Italy and based in Bosnia and Herzegovina. She challenged a decision adopted by the Head of Mission transferring her to another office and brought claims for damages against the Mission (the EUPM), the Council of the European Union and the European Commission in Italy and in Europe. The Council and the Commission both argued that the claim in Europe was inadmissible. The Mission did not respond at all. The CJEU concluded, overturning the decision of the General Court T-271/10 in this regard, that acts of staff management fall within the jurisdiction of the CJEU and are not excluded from review by Article 24(1) TEU and Article 275 TFEU merely by virtue of there being an operational aspect to the activities undertaken that falls within the CFSP. 94. Having reached that conclusion, it was unnecessary to consider the additional grounds of appeal. Instead, the CJEU referred the case back to the General Court. Importantly however it dismissed the action against the Mission as inadmissible and referred the case back only in respect of actions directed against the Council of the EU. So far as the Council of the EU was concerned, at paragraphs 65 – 68, the CJEU set out the precise basis on which attribution arose: the contested decisions were adopted by the Head of Mission appointed by the Political and Security Committee (the PSC); by virtue of express provisions of the relevant joint action the PSC exercised political control and strategic direction of the Mission under responsibility of the Council; on that basis the contested decisions were attributable to the Council. The question whether those decisions were unlawful or capable of giving rise to damages from the Council was described as raising complex questions of fact on the basis of matters which had not been examined by the General Court and not debated before the CJEU and so had to be referred back. 95. Nor do I accept that there was any other error of law in the conclusions at paragraphs 62 and 63 of the Judgment as the Claimant asserts. None has in fact been identified. Mr Milsom has not explained why English law applies in the absence of extraterritorial jurisdiction in relation to Mr Meucci. In any event, EJ Wade permissibly held that while the FCO contributed to the Mission by sending staff to it, the Mission worked for the EEAS and not for the FCO (or the other 27 Member States). 96. This ground accordingly fails. Ground 4: Territorial jurisdiction over the individual named Respondents 97. This ground is directed at challenging the Tribunal’s conclusion that there is no territorial scope in relation to the two individual Respondents, Ms Fearon and Mr Ratel, seconded by the FCO to work for EULEX in Kosovo. 98. The claims against them are pursued under s. 47B(1A) and s. 48(1A) ERA. The former affords a qualifying worker, W, the right not to be subjected to detrimental treatment done “(a) by another worker of W’s employer in the course of that other worker’s employment” on the ground that W has made a protected disclosure; the latter gives W the right to present a claim to a tribunal against the other worker on this basis. Anything done by the worker complained of is also treated as done by the worker’s employer: see s. 47B(1B). Complaints in respect of detriments can be pursued by a worker against both the fellow worker and the employer of that worker. The Claimant alleges that Ms Fearon and Mr Ratel subjected her to unlawful detriments in the course of their employment by the FCO because she made protected disclosures. For example, Mr Ratel is said to have commenced a series of investigations into her conduct and Ms Fearon is said to have recommended suspension of the Claimant without any investigation. 99. In this regard EJ Wade held as follows: “53. It is new territory to decide whether there is jurisdiction against individual Respondents who happen to be FCO employees. The inescapable fact is that although they were FCO employees, for the purpose of this mission they were not domiciled in the UK or based there for work purposes. They are more accurately described as “citizens of the world” who happened to have British nationality and to be under contract to the FCO. I did not ask whether some of the FCO secondees were not UK citizens but this seems theoretically possible. 54. As Respondents their stronger connection was to EULEX but this is of secondary importance because the “stronger connection” test relates to claimants based overseas and not respondents. This means that the fact that they are respondent FCO secondees over whom the Tribunal has no jurisdiction does not directly conflict with fact that Ms Bamieh as claimant has a sufficiently strong connection with the same organisation, although at first glance to situation seems very odd. Indeed as claimants they could do the same as Ms Bamieh because of Article 10(2). I was uncomfortable that the could be outside scope when they and the Claimant are all fellow employees of FCO but as individual respondents their base was in the international world that was EULEX not the territorial bubble of the UK. 55. To illustrate this it can be seen from the Particulars of Claim that complaints against Ms Fearon arise because of her role as advisor to the Italian HoM and that she saw her role as supporting him and not as an instrument of FCO. There is an email in which she talks about how the FCO will probably go along with a decision if it is correctly presented. Whilst they were both workers of FCO her relationship with the Claimant was not founded up on this. 56. Further, it would be anomalous to make some individual EULEX colleagues liable and some not, for example one of the Claimant’s line managers and not the other; the claim against Ms Novotna was withdrawn as quite rightly the Claimant concedes that there is no jurisdiction. 57. Another important point is that Article 10(2) does not appear to give this Tribunal jurisdiction over individual respondents in any event. It says “The state…Having seconded a member of staff shall be responsible for answering any claims”
“8. It is therefore clear that the right [to claim unfair dismissal under the ERA will only exceptionally cover employees who are working or based abroad. The principle appears to be that the employment must have much stronger connections both with Great Britain and with British employment law than with any other system of law. There is no hard and fast rule and it is a mistake to try and torture the circumstances of one employment to make it fit one of the examples given, for they are merely examples of the application of the general principle.” 107. In Ravat v Halliburton Manufacturing and Services Ltd[2012] ICR 389 , in the context of an unfair dismissal claim by a British national and resident individual working for a British company in Libya, the Supreme Court reiterated the relevant principles, restating the starting point that the ERA has no application to work outside Great Britain and is intended to cover employment in Great Britain only unless there is a sufficiently strong connection with Great Britain and British employment law to enable it to be said that Parliament would have regarded it as appropriate for a British employment tribunal to deal with the claim. In a case where the individual works wholly abroad, Lord Hope held that: “27. …the starting point needs to be more precisely identified. It is that the employment relationship must have a stronger connection with Great Britain than with the foreign country where the employee works. The general rule is that the place of employment is decisive. But it is not an absolute rule. The open-ended language of section 94(1) leaves room for some exceptions where the connection with Great Britain is sufficiently strong to show that this can be justified. The case of the peripatetic employee who was based in Great Britain is just one example. The expatriate employee, all of whose services were performed abroad but who had nevertheless very close connections with Great Britain because of the nature and circumstances of employment, is another. 28. The reason why an exception can be made in those cases is that the connection between Great Britain and the employment relationship is sufficiently strong to enable it to be presumed that, although they were working abroad, Parliament must have intended that section 94(1) should apply to them. The expatriate cases that Lord Hoffmann identified as falling within its scope were referred to by him as exceptional cases: para 36. This was because, as he said in para 36, the circumstances would have to be unusual for an employee who works and is based abroad to come within the scope of British labour legislation. It will always be a question of fact and degree as to whether the connection is sufficiently strong to overcome the general rule that the place of the employment is decisive. The case of those who are truly expatriate because they not only work but also live outside Great Britain requires an especially strong connection with Great Britain and British employment law before an exception can be made for them. 29….The question whether, on given facts, a case falls within the scope of section 94(1) is a question of law, but it is also one of degree. …… The question of law is whether section 94(1) applies to this particular employment. The question of fact is whether the connection between the circumstances of the employment and Great Britain and with British employment law was sufficiently strong to enable it to be said that it would be appropriate for the employee to have a claim for unfair dismissal in Great Britain.” 108. In Duncombe this test was applied in the context of teachers employed by the British Government to teach in an international enclave abroad in order to fulfil the obligations which the Government had undertaken to other EU states under the Statute of the European Schools. The Supreme Court concluded that this was an exceptional case where the employment had such an overwhelmingly closer connection with Britain and with British employment law than with any other system of law that it was right to conclude that Parliament must have intended that the employees should enjoy protection from unfair dismissal: “16.In our view, these cases do form another example of an exceptional case where the employment has such an overwhelmingly closer connection with Britain and with British employment law than with any other system of law that it is right to conclude that Parliament must have intended that the employees should enjoy protection from unfair dismissal. This depends upon a combination of factors. First, as a sine qua non, their employer was based in Britain; and not just based here but the Government of the United Kingdom. This is the closest connection with Great Britain that any employer can have, for it cannot be based anywhere else. Second, they were employed under contracts governed by English law; the terms and conditions were either entirely those of English law or a combination of those of English law and the international institutions for which they worked. Although this factor is not mentioned in Lawson v Serco , it must be relevant to the expectation of each party as to the protection which the employees would enjoy. The law of unfair dismissal does not form part of the contractual terms and conditions of employment, but it was devised by Parliament in order to fill a well-known gap in the protection offered by the common law to those whose contracts of employment were ended. Third, they were employed in international enclaves, having no particular connection with the countries in which they happened to be situated and governed by international agreements between the participating states. They did not pay local taxes. The teachers were there because of commitments undertaken by the British government; the husbands, in Wallis and Grocott , were there because of commitments undertaken by the British government; and the wives were there because the British government thought it beneficial to its own undertaking to maximise the employment opportunities of their husbands' dependants. Fourth, it would be anomalous if a teacher who happened to be employed by the British government to work in the European School in England were to enjoy different protection from the teachers who happened to be employed to work in the same sort of school in other countries; just as it would be anomalous if wives employed to work for the British government precisely because their husbands were so employed, and sacked because their husbands ceased to be so employed, would be denied the protection which their husbands would have enjoyed 17. This very special combination of factors, and in particular the second and third, distinguishes these employees from the "directly employed labour" of which Mrs Bryant was an example. …..” 109. The starting point in considering whether the Employment Tribunal has territorial jurisdiction in respect of claims made by the Claimant against her fellow FCO-seconded workers under the ERA is that ordinarily the statute has no application to work outside Great Britain. Parliament would not have intended the ERA to apply unless there was a sufficiently strong connection with Great Britain and British employment law. That starting point must therefore be displaced by the sufficiently strong connection said to exist before extraterritorial jurisdiction can be said to be established. 110. The primary factual feature relied on by EJ Wade as leading to the conclusion that territorial scope was not established in respect of Ms Fearon and Mr Ratel, was the fact that they were “not domiciled in the UK or based there for work purposes” (paragraph 53). EJ Wade concluded that they had a stronger connection with EULEX but regarded this as of secondary importance, because the “stronger connection” test relates to claimants based overseas and not respondents. 111. Leaving aside EJ Wade’s reference to ‘domicile’ (which was introduced by the Respondents who appear wrongly to have treated it as synonymous with where the individual is based) and focusing on her apparent conclusion that a foreign base was dispositive of the territorial question, I consider this to reflect an error of law both because this is not dispositive as a matter of law and because their base abroad is not determinative as a matter of fact. Although the “stronger connection” test has hitherto been applied to claimants based overseas and not to respondents, it seems to me that the same test must be applied by analogy. A foreign base and employment, though usually decisive can be overcome where the connection with Great Britain and British employment law is sufficiently strong. I therefore reject the arguments advanced by Mr Keen and Mr Collins that an individual “must be domiciled in the UK to be made a party to proceedings”; and that merely because none of the individual Respondents were based in the jurisdiction when the claim was presented, no claims under the ERA can be brought against any of them. (In any event and to the extent relevant, given her reference to domicile in the context of determining where Ms Fearon and Mr Ratel had their base, I am not confident that she approached the question of their base correctly. Domicile is different from residence, and harder to shed. Individuals can live (and be resident) for many years outside the country of their birth and domicile, without changing that domicile at all. Although resident abroad, both Mr Ratel and Ms Fearon retained their British citizenship and passports; both worked for the UK government and both quite possibly retained their English domiciles.) 112. Although Baroness Hale referred to the Duncombe claimants’ employer’s base in Britain as a “sine qua non” at paragraph 16, I do not read her judgment as identifying this as a proposition of law; nor did she treat it as dispositive or even the only consideration in that case. Indeed she held at paragraph 9: “9. ……The principle appears to be that the employment must have much stronger connections both with Great Britain and with British employment law than with any other system of law. There is no hard and fast rule and it is a mistake to try and torture the circumstances of one employment to make it fit one of the examples given, for they are merely examples of the application of the general principle.”
“1. In the determination of his civil rights and obligations… Everyone is entitled to a fair and public hearing… by an independent and impartial tribunal established by law…”
“1. Everyone has the right to freedom of expression. This right shall include freedom to hold opinions and to receive and impart information and ideas without interference by public authority and regardless of frontiers. This article shall not prevent States from requiring the licensing of broadcasting, television or cinema enterprises. 2. The exercise of these freedoms, since it carries with it duties and responsibilities, may be subject to such formalities, conditions, restrictions or penalties as are prescribed by law and are necessary in a democratic society, in the interests of national security, territorial integrity or public safety, for the prevention of disorder or crime, for the protection of health or morals, for the protection of the reputation or rights of others, for preventing the disclosure of information received in confidence, or for maintaining the authority and impartiality of the judiciary.” 125. It is not in dispute that where it applies, Article 10 provides for a qualified right to freedom of expression that has been held to extend to protect workers who make responsible whistleblowing complaints: see Kudeshkina v Russia Application no 29492/05, judgment of26 February 2009 , which held the state to be under a positive obligation to ensure that the right of freedom of expression is protected as between private sector employee and employer: Fuentes Bobo v Spain(2000) 31 EHRR 1115 at [38]; and also Heinisch v Germany[2011] IRLR 922 at [44] and [63]; Matuz v Hungary[2015] IRLR 74 at [26] and [31]-[34] and Rubins v Latvia[2015] IRLR 319 . 126. The Claimant also relies on the following Charter rights: “Article 11: Freedom of expression and information 1. Everyone has the right to freedom of expression. This right shall include freedom to hold opinions and to receive and impart information and ideas without interference by public authority and regardless of frontiers.” … Article 47: Right to an effective remedy and to a fair trial Everyone whose rights and freedoms guaranteed by the law of the Union are violated has the right to an effective remedy before a tribunal in compliance with the conditions laid down in this Article. … Article 52: Scope of Rights and Principles 3. Insofar as this Charter contains rights which correspond to rights guaranteed by the Convention for the Protection of Human Rights and Fundamental Freedoms, the meaning and scope of those rights shall be the same as those laid down by the said Convention. This provision shall not prevent Union law providing more extensive protection.” 127. Mr Milsom accepts that although the Charter was given direct effect by the adoption of the Lisbon Treaty, it only binds member states when they are implementing EU law: see article 51(1). However, the phrase “implementing EU law” is to be interpreted broadly and in effect, means, whenever a member state is acting “within the material scope of EU law”: see RFU v Viagogo Ltd[2012] UKSC 55 (Lord Kerr at [27-28]). 128. Mr Milsom contends that the Charter is engaged by the Claimant’s case for two reasons: first, the Employment Tribunal was acting “within the material scope of EU law” when interpreting the Joint Action (an EU Council decision). Secondly, in light of the application ofArticle 10 of the Convention which is a fundamental right and freedom, in circumstances where a derogation from a fundamental right or freedom is put in place by a member state, it must be regarded as “implementing EU law” and acting within the material scope of EU law accordingly: see ERT AE v DEPCase C-260/89 and the AG Opinion in PflegerCase C-390/12 at paragraphs 44 and 46. 129. In light of the principles summarised above, it is the Claimant’s case thatArticle 10 of the Convention has wide application and the rights which it guarantees are to be exercised “regardless of frontiers”
“64. In the light of the above neither articles 6 or 10 give the Claimant an extended right to a “European” remedy in Kosovo. Also the EULEX respondents are not contracting parties to the ECHR. The Charter cannot assist as there is no EU right to enforce. 65. I can understand why EULEX does not have a more robust internal disciplinary system, it is a mission and not an institution, but this has left holes and given rise to ironies which arguably should have been avoided”. 131. Mr Milsom submits that these conclusions provide no coherent answer to the Claimant’s case that Convention and Charter rights apply and reflect a number of errors of law. These were not freestanding claims of contravention of those rights and it was unnecessary for the Claimant to establish that Kosovo is a protectorate or part of the EU for the interpretive obligations to apply. Moreover, so far as the territorial scope of either right fell to be considered, EJ Wade erred in law and misapplied the principles established in Al Skeini(2011) 53 EHRR 18 (as applied in Smith v MoD[2013] UKSC 41 ). Further, the Tribunal set a number of thresholds for the application of the Charter and Convention (such as a requirement for the EULEX Respondents to be signatories and concluding that there was no EU right to enforce) which are unsustainable in law. 132. The conclusions I have reached above, that the ERA affords a cause of action in domestic law that extends to the actions of Ms Fearon and Mr Ratel in addition to the FCO, were reached without reference to Convention or Charter rights. Since I have concluded that the whistle blowing provisions of the ERA extend extraterritorially in their cases, it is unnecessary to consider the domestic legislation in light of the Convention and/or the Charter in relation to these Respondents. I note however that in light of the decision in Ravat that it is a question of fact and degree whether an individual working abroad has a sufficient connection with Great Britain to entitle the individual to claim under the ERA, there is no obvious justification for introducing a more generous test of extraterritoriality in cases involving whistleblowing, and respectfully agree with the conclusions reached by Langstaff J in Smania v Standard Chartered Bank[2015] ICR 436 on this point (rejecting similar arguments as those pursued by Mr Milsom on this appeal). 133. The position is different in relation to EULEX (and/or Mr Meucci in his representative capacity as Head of Mission). As a matter of domestic law EULEX has no legal personality as a Mission and the unchallenged finding of EJ Wade is that there is no territorial jurisdiction in respect of EULEX which is based only in Kosovo and staffed by people drawn from many countries. Here, the Claimant’s argument cannot be about the state infringing her right to freedom of expression: the UK state has not done so. It has only allegedly failed to provide her with a particular remedy in the sense of a cause of action. The argument raises the question whether the Convention and/or the Charter can be relied on to extend the Tribunal’s territorial jurisdiction to cover acts or omissions of EULEX in Kosovo thereby affording the Claimant a cause of action that she would not otherwise have. 134. It is common ground that the jurisdiction of the Convention is primarily territorial and that Kosovo is outside Convention territory. Exceptional circumstances are required to found a non-territorial jurisdiction for Convention rights. To date a number of exceptions to this principle have been recognised and developed in the Strasbourg jurisprudence: see Al Skeini v United Kingdom(2011) 53 EHRR 589 (paragraphs 131 to 137) where the ECHR held that as an exception to the principle of territoriality, a contracting state’s jurisdiction underarticle 1 of the convention may extend to acts of its authorities which produce effects outside its own territory. This may occur where diplomatic and consular agents present on foreign territory in accordance with provisions of international law exert authority and control over others. It may occur where, through the consent, invitation or acquiescence of the government of the other territory, a contracting State exercises all or some of the public powers normally exercised by that government. It may occur where the use of force by a state agents operating outside its territory brings the individual under control of the state’s authorities into the state’s article 1 jurisdiction. 135. In Smith v MoD[2013] UKSC 41 , having discussed the principles summarised above as established by Al Skeini , Lord Hope continued in relation to the judgment in Al Skein : “36. The following words are set out at the end of para 136 which sum up the essence of the general principle: “The court does not consider that jurisdiction in the above cases arose solely from the control exercised by the contracting state over the buildings, aircraft or ship in which the individuals were held. What is decisive in such cases is the exercise of physical power and control over the person in question.” 37. The description of the category of state agent authority and control concludes with an important statement in para 137. It is in these terms: “It is clear that, whenever the state through its agents exercises control and authority over an individual, and thus jurisdiction, the state is under an obligation under article 1 to secure to that individual the rights and freedoms under section 1 of the convention that are relevant to the situation of that individual. In this sense, therefore the convention rights can be “divided and tailored”.”