“… by you not attending your disciplinary hearing or providing written representations … I have not been able to take into consideration any arguments which run contrary to Cheryl Musgrave’s [the investigating officer] findings. On considering those findings I note that there is evidence to support the allegations against you. On the strength of the evidence it appears to me that those findings and associated recommendations are not unreasonable. …”
“13. It goes without saying that it is far preferable if an employee such as Mrs Smith attends her disciplinary hearing. It is her opportunity to put her case to the decision maker. All reasonable steps should be taken in order to ensure she can do so. 14. There will be cases where it is reasonable to proceed in the absence of the employee, for example where she is being difficult or trying to inconvenience her employer. There will also, no doubt, be situations where, even without bad faith on the part of the employee, proceedings have gone on for long enough and a decision must be taken. Put shortly, none of those situations applied here. There had been no sort of misbehaviour on the part of Mrs Smith, proceedings had not been on foot for a particularly lengthy period and the further delay that would have ensured her attendance was a short one. 15. I took the view that no reasonable employer would have refused a further short postponement and gone ahead in the absence of Mrs Smith.”
“23. The totality of what Mr Sartin [the dismissing officer] might reasonably have concluded amounted to misconduct on the part of Mrs Smith was that she had sent improper emails to a third party. Any reasonable employer would have been bound to reach that view. There was nothing within the disciplinary code that would have alerted an employee in Mrs Smith’s position to the prospect that the commission of this act might be regarded as gross misconduct. 24. The Company pointed out that the recipient of the emails in question was a representative of a key business contact and furthermore Mrs Smith could not have known who would become aware of the contents of the emails at the other end. It seemed to me that, even in the absence of a “surrogate warning” in the disciplinary code, there was a prospect that a reasonable employer might consider that this amounted to gross misconduct. However, that would be most unlikely. It would be a relatively small proportion of such employers that would take the view what that [sic] Mrs Smith had done would warrant dismissal, particularly in the light of her long service. 25. The same issues fell to be considered in the context of contribution. The only contribution that the claimant had made to her dismissal was the sending of those emails. That was misconduct for which she was bound to have been disciplined. 26. The issues of contribution on the one hand and the prospect of dismissal are two separate matters but they clearly relate to each other. I had to consider the interaction of the two and make a sensible declaration under each head, taking into account the aggregate effect. I concluded that Mrs Smith had contributed to her dismissal such that it would be just and equitable for any award of compensation to be reduced by 15%. In addition, the compensatory award will be reduced by a further 15% to reflect the likelihood that she would have been fairly dismissed if a fair procedure had been adopted.”
“12. Employers and employees (and their companions) should make every effort to attend the meeting. At the meeting the employer should explain the complaint against the employee and go through the evidence that has been gathered. The employee should be allowed to set out their case and answer any allegations that have been made. The employee should also be given a reasonable opportunity to ask questions, present evidence and call relevant witnesses. They should also be given an opportunity to raise points about any information provided by witnesses. Where an employer or employee intends to call relevant witnesses they should give advance notice that they intend to do this. … 25. Where an employee is persistently unable or unwilling to attend a disciplinary meeting without good cause the employer should make a decision on the evidence available.”
“17. A substitution mindset is all too easy to allege. There is a great danger which is readily apparent to those of us who sit day by day in this tribunal that employers who do not like the result which a tribunal has reached, but cannot go so far as to say it is necessarily perverse, seek to argue that the very fact of the result in the circumstances must indicate a substitution. That is not, in our view, a proper approach. We bear in mind thats.98 of the Employment Rights Act 1996 in sub-section 4 provides as follows: ‘… the determination of the question whether the dismissal is fair or unfair (having regard to the reason shown by the employer) - (a) depends on whether in the circumstances (including the size and administrative resources of the employers undertaking) the employer acted reasonably or unreasonably in treating it as a sufficient reason for dismissing the employee, and (b) shall be determined in accordance with equity in the substantial merits of the case.’ 18. In other words, the very business of the employment tribunal is considering whether once the employer has established the reason for the dismissal the decision to dismiss for that reason was fair or unfair. In order to see if a tribunal has stepped beyond the permissible and gone outside the scope of its duty as set out in s.98(4), it is necessary to have regard to a tribunal’s decision as a whole, but what one is looking for is some indication that the tribunal has, in dealing with a complaint of unfair dismissal, asked not whether what the employer did was fair but asked instead what it would have done in the light of the basic and underlying facts.”
“(4) If - (a) a worker has a right under this section to be accompanied at a hearing, (b) his chosen companion will not be available at the time proposed for the hearing by the employer, and (c) the worker proposes an alternative time which satisfies subsection (5), the employer must postpone the hearing to the time proposed by the worker. (5) An alternative time must - (a) be reasonable, and (b) fall before the end of the period of five working days beginning with the first working day after the day proposed by the employer.”
“14. There will be cases where it is reasonable to proceed in the absence of the employee, for example where she is being difficult or trying to inconvenience her employer. There will also, no doubt, be situations where, even without bad faith on the part of the employee, proceedings have gone on for long enough and a decision must be taken. Put shortly, none of those situations applied here. There had been no sort of misbehaviour on the part of Mrs Smith, proceedings had not been on foot for a particularly lengthy period and the further delay that would have ensured her attendance was a short one. 15. I took the view that no reasonable employer would have refused a further short postponement and gone ahead in the absence of Mrs Smith.”
“59. … A Tribunal’s percentage finding of contributory fault is very much a matter of fact for the Tribunal …”
“19. The second allegation was that the criticisms themselves in those emails amounted to breaches of the Company’s bullying and harassment policy. It was not clear how that might be the case, since the recipient of the emails was not the person being criticised and those being criticised would not, on the face of it, ever hear about the criticism. …”
“1. Policy Statement 1.1. The purpose of this policy is to ensure that all employees are treated and treat others with dignity and respect, free from harassment and bullying. … … 1.3. Employees must treat colleagues and others with dignity and respect, and should always consider whether their words or conduct could be offensive. Even unintentional harassment or bullying is unacceptable. 1.4. We will take allegations of harassment and bullying seriously and address them promptly and confidentially where possible. Harassment or bullying by an employee will be treated as misconduct under our Disciplinary Procedure. In some cases it may amount to gross misconduct leading to summary dismissal. … 4. What is bullying? 4.1. Bullying is offensive, intimidating, malicious or insulting behaviour involving the misuse of power that can make a person feel vulnerable, upset, humiliated, undermined or threatened. Power does not always mean being in a position of authority, but can include both personal strength and the power to coerce through fear or intimidation. 4.2. Bullying can take the form of physical, verbal and non-verbal conduct. Bullying may include, by way of example: (a) shouting at, being sarcastic towards, ridiculing or demeaning others; (b) physical or psychological threats; (c) overbearing and intimidating levels of supervision; (d) inappropriate and/or derogatory remarks about someone’s performance; (e) abuse of authority or power by those in positions of seniority; or (f) deliberately excluding someone from meetings or communications without good reason.”