“The continuing refusal to allow the claimant to return to her previous on-call duties and to work upon the Registrar Training Programme [between September 2011 and May 2013].”
“136. In broad terms this allegation had two components: the initial imposition of the restrictions preventing the claimant working on call and training registrars, and the subsequent continuation of those restrictions to the date of the claim form. 137. As far as the imposition of restrictions was concerned, we considered the conflict between Mrs Swindley and Mr Hughes as to whether the restrictions were imposed pursuant to the policy in the bundle … or not [that was a reference to the somewhat prescriptive policy adopted in respect of performance issues arising in the practice of a medical doctor]. At the start of her cross examination Mrs Swindley confirmed that the Trust had been using the power found in that procedure, but Mr Hughes did not regard these as restrictions on clinical activity within the policy. He said in oral evidence that Dr Shakespeare had felt the concerns were not serious enough to restrict clinical practice in accordance with the policy, but he was unable to allocate the claimant to work involving the supervision of registrars (thereby ruling out on call work) because of the Deanery “recommendation”
“146. It was unreasonable of Mr Hughes not to have done this on a matter which he must have appreciated was of importance to the claimant, but there was no evidence from which we could conclude that this omission was due to the claimant’s nationality. We considered it to be an example of a lack of attention to detail by Mr Hughes. It was an oversight, and an oversight alone is not sufficient to give rise to a finding that there has been (consciously or subconsciously) race discrimination (see Zafar [ v Glasgow City Council[1998] ICR 120 ]). This allegation failed.”
“The delay in disclosing Dr Allen’s alleged Report to the claimant and the failure to disclose a signed and dated Report.”
“150. We were concerned that there was no mention of this in paragraphs 26-27 of his witness statement, even though delay in disclosing the report was a specific allegation made by the claimant. However, on balance the Tribunal accepted the explanation which Mr Hughes gave. It was plain that during his oral evidence he was embarrassed by and apologetic over the delay. There was no evidence before us of any directly comparable case where he had provided a report without delay to a doctor of a different nationality. There was no material from which we could infer that he delayed this report, either consciously or subconsciously, because the claimant was Polish. We concluded that this was unreasonable conduct on his part, and a glaring omission, but it was not because of race.”
“The reliance and continued reliance upon the stereotypical view that the claimant’s training in Poland must have been inferior to British training.”
“157. … Firstly, it was evident from the report that Dr Allen had not reached his conclusion about the level of the claimant’s performance because of the fact she was trained in Poland. It was the other way round. He had reached his conclusion based on the evidence from the work he had reviewed and then mentioned her training as a possible reason because other people had mentioned it to him, and he thought it might be an explanation for her performance. His conclusion as to the performance deficiencies was based on an assessment of the evidence, not on a stereotypical assumption.”
“159. Further, there was merit in Mr Sugarman’s [who appeared below for the Trust, as he appears on this appeal today] argument that insofar as there was any stereotypical assumption in the report it was about the quality of Polish training, not about Poles themselves. It seemed to us that had the claimant been a Polish doctor who trained in Britain these comments would not have been made. Similarly, had the claimant been a British doctor who had undertaken her training in Poland, the comments would have been made. It was not about nationality but about where the doctor trained.”
“162. … That, however, was not race discrimination: we were satisfied the Trust would have done exactly the same for a report from an external RCP appointed assessor for any other doctor of whatever nationality. There was no reason to query Dr Allen’s report on its face.”
“184. In summary, therefore, there was one respect in which Dr M2’s [the Pakistani’s] complaints record was worse than the claimant’s (the number of complaints); one respect in which it was broadly comparable (repeated issues about communication); and one respect in which it was better than hers (the proportion of patients complaining). 185. However, this overall picture of M2’s complaints was not before Mr Hughes at the time. We concluded that he decided to speak to the claimant about her complaints record in December 2012 simply because he had been asked to take that step by the Chief Executive. She in turn had raised it with him because of a complaint which reached her about the claimant in September 2012 which seemed to her to show a common theme. The same had not been true of Dr M2. Mr Hughes would have done exactly the same had the Chief Executive raised the same concern with him about a consultant of a different nationality. We rejected the contention that the decision to raise such matters with the claimant in December 2012 was consciously or subconsciously because of race or related to it in any way.”
“197. However, had we found that there had been unlawful race discrimination beginning with Dr Shakespeare’s and Mr Hughes’ actions in July/August 2011, we would have found that there was an act extending over a period culminating with Mr Hughes’ referral to NCAS in May 2013.”
“(2) If there are facts from which the court could decide, in the absence of any other explanation, that a person (A) contravened the provision concerned, the court must hold that the contravention occurred.”
“ But subsection (2) does not apply if A shows that A did not contravene the provision ”
“… Although in general, it is good practice to apply the two-stage test and to require the claimant to establish a prima facie case before looking to the adequacy of the respondent’s explanation for the offending treatment, there are cases in which the claimant is not prejudiced by the tribunal omitting express consideration of the first stage of the test, moving straight to the second stage of the test and concluding that the respondent has discharged the burden on him under the second stage of the test by proving that the treatment was not on the proscribed ground. … Far from prejudicing the claimant, this approach relieved him of the obligation to establish a prima facie case based on facts from which the tribunal could infer, without regard to the respondent’s explanation for the treatment, an act of discrimination on the part of the respondents. …”
“36. … What matters is whether the tribunal placed the burden on [the Respondents] to explain the reason for the differential treatment of which Mr Brown complained and which the tribunal assumed in his favour established a prima facie case of discrimination for [the Respondents] to explain.”
“32. The points made by the Court of Appeal about the effect of the statute in these two cases could not be more clearly expressed, and I see no need for any further guidance. Furthermore, as Underhill J (President) pointed out in Martin v Devonshires Solicitors[2011] ICR 352 , para 39, it is important not to make too much of the role of the burden of proof provisions. They will require careful attention where there is room for doubt as to the facts necessary to establish discrimination. But they have nothing to offer where the tribunal is in a position to make positive findings on the evidence one way or the other. That was the position the tribunal found itself in in this case. …”