“… Nor is this general position affected by hearing some evidence, as is often the case when deciding a preliminary issue, unless a Tribunal can be confident that no further evidence advanced at a later hearing, which is within the scope of the issues raised by the pleadings, would affect the decision.” 7. What is less well travelled by the authorities but also clear is the basis upon which a Tribunal Judge must assess a case if she considers that there may be appropriate grounds upon which it should be struck-out. They were addressed obiter in Chandhok v Tirkey itself from paragraphs 16 to 19. In that it was emphasised that, in order to determine what a claim is, it is defined for the purposes of the Tribunal Rules of 2013 at Rule 1 as meaning “any proceedings before an Employment Tribunal making a complaint”, a definition which is developed in the rules which relate to presenting a claim using a completed claim form, which may be rejected on certain grounds (see Rule 10) and which may call for a response (see Rules 15 and following), to which plainly the power in Rule 37 relates. As said, therefore, in Chandhok v Tirkey the claim is something which has an element of formality about it. There at paragraph 16 this was said: “… The claim, as set out in the ET1, is not something just to set the ball rolling, as an initial document necessary to comply with time limits but which is otherwise free to be augmented by whatever the parties choose to add or subtract merely upon their say so. Instead, it serves not only a useful but a necessary function. It sets out the essential case. It is that to which a Respondent is required to respond. A Respondent is not required to answer a witness statement, nor a document, but the claims made - meaning, under the Rules of Procedure 2013, the claim as set out in the ET1.”
“Please action. If you are unfamiliar with the form let me know and I will show you how to complete it. Regards.”
“These are the facts that I have found which, in large part, are not disputed …”
“… because they arise from the documentary evidence provided to me. Some of them I have been able to ascertain from either the claim form or the response form, or from written submissions presented to me by the claimant as he was not in attendance. The bundle of documents was extensive; more than 800 pages and, of course, I could not possibly consider all of those pages to determine this preliminary issue. I need to contain my deliberation to those which will assist me with deciding there are no or little reasonable prospects of success and I estimate that I looked at about 40 or 50 documents over the course of this preliminary hearing. …”
“In determining these issues I obviously have to concentrate on the facts as presented to me. At a preliminary hearing of course, I did not hear, or I have not in this case, heard live evidence. Ms Osho has from time-to-time assisted me in part but by far the largest part of my deliberations have relied upon documents brought to my attention. The claimant, of course, had the opportunity to be present here but he decided to submit a statement which I have read and two separate submissions which I have also read. …” 21. There is no reference that I can see in the Judge’s self-direction, apart from a recognition that it is unusual to strike-out a claim at a Preliminary Hearing, using the words: “This is an unusual case but I do take the view that I have had enough information before me to be able to form the view that this is a matter which should be struck out at this stage” (paragraph 8.18) , to the general principle, which is that a Claimant’s case should be taken at the highest, as revealed by the claim, unless contradicted by plainly inconsistent documents. 22. The fourth ground of appeal, covering the entirety of the claims struck-out, was that this approach was flawed. Mr Pourghadiri, who appears for the Claimant on the appeal, argues at the outset that the Judge simply failed to approach the exercise of her discretion in an appropriate manner. In Ezsias v North Glamorgan the Judgment of Maurice Kay LJ, from paragraphs 25 to 32 set out the central point that, if there is any dispute as to central facts, a case cannot be dismissed by way of strike-out on the grounds of no reasonable prospect of success. He is plainly right in that. The general approach of the courts, and the Tribunals in the employment field too, is adversarial. The system of open justice involves a public hearing. In our system that generally requires evidence on matters of fact which may be critical or disputed. As has been pointed out in Anyanwu , that cannot simply be reduced to a paper exercise nor should it be. 23. The purpose, as it seems to me, of the provision of the strike-out rule is twofold. In an appropriate case it serves to avoid the exposure of a Respondent to unnecessary expense. A Respondent may not be able to recover its costs of defending a labyrinthine, detailed, lengthy claim, which may be ill-formulated and which may take several days of hearing brought by a party who, if they lose, will have no substantial assets with which to pay any award of costs to which the Respondent might otherwise be entitled under the costs provisions in the Rules . However, its other and central purpose is to provide for straightforward and obvious cases where, on any showing, there is no prospect in reality of success (other than perhaps a fanciful one) to be removed from consideration and in that way preserve the resources of the court and the parties and ensure that other cases have a better chance of being heard promptly before the Tribunal. It can thus serve a very important function, but it is important to keep it in its proper place. There is no room, as indeed was observed in ED & F Man Liquid Products Ltd v Patel [2003] CP Rep 51 , for the proceedings to become something of a mini-trial, as the suggestion of finding facts begins to imply. 24. Here, as recognised by Mr Davies, the reference to Ms Osho having assisted the Judge is problematic and would give rise to the appeal having to be allowed, though he would seek to resist that upon the basis that there was no specific incident referred to by the Judge in which she related that Ms Osho’s observations had been of critical importance. I accept the latter point, but it seems to me I have to take those words as meaning what they say at face value: that the decision was in part influenced by what Ms Osho had to say, whatever it was, to the Judge at the time. Given that, upon what I regard as a fair reading of the ET1, the central problem may have been between her on the one hand and the Claimant on the other, this could not, it seems to me, fairly resolve the issues arising between the parties. 25. Secondly, the Judge, by the use of the words “she adopted” in paragraph 6.1, suggests that she found some facts which were disputed. A Judge on a strike-out has no right to do that unless the facts are simply unimportant, in which case the question arises why the facts needed to be found at all. The Judge indicated that she was having regard to the bundle of documents, but it is plain that she looked at 40 to 50 documents and there are 800 pages. Moreover it looks as though she was determining the decision on the documents rather than upon taking the pleadings at their reasonable highest. This is not in line with the approach established by the cases. Accordingly, it seems to me that the Judge erred in her approach. She should not have adopted the approach of conducting what appears to be something of a mini-trial, however much she may have hoped to avoid the Respondents facing a number of allegations which, in the interim claim, were shadowy and might very well be, and realistically seemed to have been, of little value. 26. I have no hesitation in, therefore, allowing the appeal. That does not, however, resolve the issues which arise before me. That is because I would allow the appeal in every respect unless the Judge were plainly and obviously right in the conclusion to which she came. She was entitled to come to conclusions separately in respect of each of the matters claimed. That is what the Rule means. Mr Davies sought to persuade me that in many cases she was entirely right to strike-out the claim. 27. In dealing with this I should say simply that, so far as the claim for constructive unfair dismissal is concerned, the way in which Mr Davies put his response was to say that the law requires more simply than that there is, taken overall, what might be or might have been at some stage a repudiatory breach by the employer. In a case in which, as here, the pleading was alleging effectively a last straw, one had to see whether the last straw did indeed justify that title. If not, then there was no incident which had arisen within a short period of the resignation, and that court would effectively be bound to reject the claim for constructive dismissal. 28. The Judge, as to that, dealt with the email of 20 December, beginning “Please action”, which I have cited above. She commented (paragraph 8.2) that at the time the Claimant actually resigned he gave no reasons at all for the resignation. That is correct. What he said on 21 December was simply, “I reserve my comment on the reasons but shall confirm with HR in due course”
“… The difficulty is, of course, that that email of 8 January came to the respondent’s attention after his resignation. What he says in that is that the breach that he relies upon is the ‘last straw’ being asked to respond to an email about a leavers form set out above … His response to that seems to me to be completely unreasonable. There is absolutely nothing wrong with what Ms Osho asked him to do and his response is, what might be said to be, “over the top”, but there is no breach by the respondent at that point.” 30. I cannot accept the reasons that she gives for being so dismissive of the Claimant’s case in this respect. The meaning that correspondence or observations have when they are directed by one person to another may often depend very much upon the context of the relationship between the two. As I have indicated already, this email might be entirely innocuous. But it might be read, realistically, by a Tribunal as meaning precisely what the Claimant complains about. Without putting it in proper context, a court would simply be unable to determine which it was. 31. The second problem with it is that the Judge appears to be looking to see whether taken in isolation this is a breach of contract or not. That, together with what else she says about Ms Osho’s management style, is perhaps to fail to see the eloquence of the story painted by the whole of the series of events and to focus instead upon events taken individually as though they were in silos. In a constructive dismissal case arising out of a poisoned relationship between parties, what matters is the totality of the picture rather than any individual point along the way. It is therefore possible that there could be a perfectly reasonable claim here for constructive dismissal. For my part, I would not even have thought it necessarily weak. It will all depend upon the way in which the parties come across in the evidence given before a Tribunal. 32. Accordingly I do not accept Mr Davies’ primary response on this ground. In my view the Judge’s decision in respect of constructive dismissal cannot be said to be plainly and obviously correct. 33. I turn to the central heads, as identified in the CMD. I should add that part of the purpose within the system for there being a case management discussion is to refine and define the issues, particularly in a case in which the facts may not be well-focussed or carefully categorised by the Claimant concerned or, for that matter, by the Respondent involved. An issues list would cease to provide a useful function if it were not generally to be taken as the template from which a later Tribunal was fully entitled to proceed. I therefore entirely accept Mr Davies’ opening remarks to me in submission that here the Tribunal was entitled to begin with the issues as they had appeared to the Tribunal at the CMD. It would not preclude it from accepting an alteration or an amendment to that if that had been suggested, but although the Claimant here made a reference to his desire to amend the list of issues, he never said in what respect, and a completely unspecific suggestion that there might be some amendment cannot now give him carte blanche to say that it should have been this or that specific matter. The Judge had to treat the case as it appeared to be his case at the time on the basis of the issues as set out in the CMD. 34. Taking, then, those issues which the Judge herself set out at the start of her decision, she examined the cases first of race and sex discrimination. Here the Claimant would have to show (see the references to Madarassy made in Chandhok v Tirkey to which I have already referred) that there was more than just a difference of race or sex and a difference of treatment. To show those would be to show only a possibility of discrimination. On that basis the burden of proof would not reverse. On that basis it was for him to assert facts from which the Tribunal could conclude that there was indeed here race operating as a reason, or sex operating as a reason, for the mistreatment of which he complained. 35. The way in which the Judge dealt with this is best approached by what she said at paragraph 8.13: “As far as sex discrimination is concerned the claimant refers only to one matter. He seeks to compare himself with a female worker with respect to flexible times. Quite simply put, that worker is one who is of Chinese decent, so that might go to his race claim and it certainly goes to his sex discrimination claim. Ms Wong was simply engaged on a different contractual arrangement and what is more, the respondent says, there is a particular reason why she needed to start at 10.00am which is very different to his reason.” 36. The Claimant’s case is that this was more than simply a difference of sex or race and treatment. There was in addition a reason advanced for the treatment by the Respondent, which was flawed. He does not accept that the different contractual arrangement is relevant. Parties need to be in materially the same circumstances if they are to be compared (see the Equality Act , section 23). The word is “materially”
“… where a provision, criterion or practice of A’s puts a disabled person at a substantial disadvantage in relation to a relevant matter in comparison with persons who are not disabled, to take such steps as it is reasonable to have to take to avoid the disadvantage.” 43. Allowing that the word “avoid” does not necessarily mean avoid entirely, nonetheless this looks to outcome and not to process. That point has been well established at Appeal Tribunal level and above (see the cases of Environment Agency v Rowan[2008] ICR 218 and Royal Bank of Scotland v Ashton[2011] ICR 632 ). The complaint that it is a breach of that duty to fail to consider making an adjustment is not in itself and could not in itself be a failure to make an adjustment. What is not in terms complained of is an actual failure to take a step which it would be reasonable to take to avoid the disadvantage, emphasising those last four words. It might have been reasonable to talk about what steps might be taken, but that is not what the section requires. 44. That is a narrow basis upon which to rule out a claim for a failure to make reasonable adjustments at this stage. I have considered whether, in adopting it, I am entitled to conclude that the Judge is plainly and obviously right. It seems to me I am. There is a second ground for my conclusion too. This would not, on its own, have justified me, I think, in concluding that the Judge was necessarily correct. But it is simply that the case in respect of the failure to facilitate church attendance was a case which involved a number of links in a logical chain which might be thought to be a little tenuous. The case was that it was necessary for the Claimant to attend church, that he placed great value on faith, that faith assisted him in dealing with his cancer and its effects and to fail to have the support which faith and prayer would give him would expose him to greater stress which worsened his condition. To facilitate church attendance alleviated it. Therefore it was or would have been a substantial disadvantage to him in coping with his cancer and its effects for him to have been denied the opportunity of the spiritual refreshment which the church would give him. 45. I asked during the course of submissions from Mr Pourghadiri whether there was any medical evidence in support of this. I am told that there is. Mr Pourghadiri rightly reminded me in his reply that, on a strike-out, it is not for the Claimant to produce the whole of the evidence upon which he might ultimately rely since the question is whether, if taken at his highest and assuming that he is able to make out the allegations he does, he can succeed. But regard must be had to the nature of those allegations and their correspondence with common experience. I would have thought that if the matter had rested on that alone, it would not have been a strong claim. It lends me a degree of confidence in thinking that, on the earlier ground on which I did base my decision, the Judge was right to eliminate at this stage the claim in respect of a failure to make reasonable adjustments. 46. I turn, then, to the question of victimisation. This was item number 10.1 in the list of CMD issues. Victimisation requires a protected disclosure to have been made. A protected disclosure must fit the description insection 27 of the Equality Act 2010 . Section 27(2) reads: “Each of the following is a protected act— (a) bringing proceedings under this Act; (b) giving evidence or information in connection with proceedings under this Act; (c) doing any other thing for the purposes of or in connection with this Act; (d) making an allegation (whether or not express) that A or another person has contravened this Act.”