“Whether an employee who has been dismissed by the transferor, but whose appeal has yet to be heard, is employed in the undertaking that is transferred within the meaning of [now Regulation 4] of TUPE depends on whether the appeal against dismissal succeeds and reinstatement is ordered. In such a case, the employee’s employment is preserved for the purposes only of determining their appeals. If the appeal succeeds and the dismissals are set aside, the dismissal vanishes, viewed retrospectively. The employees continue in employment, but with the transferees as a result of the transfer. If the appeal is unsuccessful, the original dismissal stands and the employee would not then have been employed by the transferors immediately before the transfer.”
“We felt that the 2 care assistants (Salmon and Snape) should not have been dismissed and their dismissals were deemed unsafe. I am not aware of the recommendations of the appeal panel being changed at a later stage by Danshell. Prior to the TUPE transfer we had been expected to inform the Administrator of the proposed outcome of the appeal. After the transfer the situation was more complicated. The outcome of the appeal was as we reported to the administrator. However Peninsula were acting for Danshell on employment matters so our findings had to be reported to them …”
“This was due to the passage of time since their dismissal and Danshell's view that they were not employed by that company. I believe that Peninsula were advised to prepare the terms of the settlement agreement. …”
“Therefore in my judgment the requirement of a clear decision to reinstate which has been communicated to the Claimants does not succeed on the evidence.”
“There appear to be no authorities directly upon the point but it seems to me as a matter of common sense that a decision is not a decision until it is communicated to the employees involved in the appeal process.”
“10. …Once they [ie Danshell] became aware of the outcome of the appeals in this case they should either have supported them or informed the Claimants that they were not going to do so and explained why. It may well be that the appeals were heard contrary to Ms Germaine’s instructions but once she or other senior officers at Danshell became aware of the appeals which were in my opinion carried out by people with ostensible authority to act, they should have acted as I have indicated. 11. Notwithstanding that reprehensible behaviour, I decline to take a purposive approach on the facts of this case. It follows therefore that the requirements of G4S are not met and that none of these employees, viewed retrospectively became employees of Danshell.”
“… The Employment Appeal Tribunal possesses a discretion, which must be exercised in accordance with established principles, to allow a new point to be raised before it for the first time. It is a general principle of the law that it is a party’s duty to bring forward the whole of his case at the proper time. The reasoning of Robert Walker LJ in Jones v Governing Body of Burdett Coutts School[1998] IRLR 521 is, with great deference, consonant with this. A new point ought only to be permitted to be raised in exceptional circumstances, as Robert Walker LJ held at p.44B. If the new issue goes to the jurisdiction of the Employment Appeal Tribunal below, that may be an exceptional circumstance, but only, in my judgment, if the issue raised is a discrete one of pure or hard edged law requiring no or no further factual inquiry. There is a public interest, beyond the interests of individual parties, that statutory tribunals exercise the whole of but exceed none of the jurisdiction which Parliament has given them upon such facts as are proved or admitted before them. …”
“Where a contractual disciplinary procedure permits the employers, on appeal, to impose the sanction of demotion in place of an earlier decision to dismiss, that demotion does not involve the termination of the existing contract of employment or the entering into of a new contract. The effect of the decision on the appeal is to revive retrospectively the contract of employment terminated by the earlier decision to dismiss so as to treat the employee as if he had never been dismissed. The fact that the employee made a complaint of unfair dismissal at a date between the initial dismissal and the hearing of the appeal does not affect the legal position in deciding whether or not he was dismissed for the purposes of an unfair dismissal claim.”
“… Adopting the analysis which found favour in J Sainsbury Ltd v Savage[1980] IRLR 109 , if the domestic appeal succeeds the employee is reinstated with retrospective effect; if it fails the summary dismissal takes effect from the original date …” and went on to observe: “Both the original and the appellate decision by the employer, in any case where the contract of employment provides for an appeal and the right of appeal is invoked by the employee, are necessary elements in the overall process of terminating the contract of employment. To separate them and to consider only one-half of the process in determining whether the employer acted reasonably or unreasonably in treating his real reason for dismissal as sufficient is to introduce an unnecessary artificiality into proceedings on a claim of unfair dismissal calculated to defeat, rather than accord with, the “equity and the substantial merits of the case” and for which the language of the statute affords no warrant.”
“(6) It was within the terms of that contract that the appeal decision was taken. It was not necessary to effect an express reinstatement to the position of chef previously held by him, nor was it necessary to make an offer to him to enter into a new contract in order to continue Mr Roberts’s contract of employment.”
“… the employee is reinstated with retrospective effect. As the appeal decision has been taken within the terms of the relevant contract, it is not necessary to effect an express reinstatement to the position previously held by the employee, nor is it necessary to make an offer to him to enter into a new contract in order to continue the contract of employment. If the contractual appeal fails, the summary dismissal takes effect from the original dismissal.”
“The fundamental purpose served by an agreed appeal disciplinary procedure is to ensure that both sides have a full and fair opportunity to put their respective cases and secure a just outcome to any dispute including putting right, where necessary, any errors or shortcomings apparent in the initial hearing. As a matter of principle, it is difficult to accept that the effective operation of an appeal could be simply prevented by an employer either refusing an employee the right to resort to such an agreed procedure or by rejecting an outcome considered to be adverse to his or her interest leaving the frustrated employee with compensation for breach of contract as his or her only remedy. …”
“… clear authority for the proposition that - unless there was a contractual provision to a contrary effect as a result of an appeal process - the decision to dismiss is replaced by the decision which means that the employee is not to be regarded as having been dismissed [where an appeal was successful].”