“38. The ‘touchstones’ by which fairness is usually considered are as follows [footnote: ‘See Williams v Compair Maxam[1982] ICR 156 ’]. There must be appropriate warning to the employees likely to have affected about the proposals, and thereafter proper consultation should take place. Where there is a recognised union, as here, then the procedure and selection criteria will be discussed and hopefully agreed. Those criteria should as far as reasonably possible be ones which can be assessed objectively, and not simply the opinion of one person. Redeployment will be considered where possible. 39. The role of an Employment Tribunal in such a case is limited. The matter has been considered very recently by HHJ Serota QC in the Employment Appeal Tribunal in Dabson v David Cover and Sons LtdEAT/0374/10 . He reviewed the authorities and in paragraph 65 helpfully and succinctly summarised the position as follows: ‘The Claimant correctly recognised that the Employment Tribunal should not go beyond seeing whether the selection, including the marking, was fair and should only investigate marking where there was an absence of good faith or obvious error.’ […] 43. Having said that, it is not our function to substitute our decision for that of the Respondent. We must consider whether the Respondent acted within the range of reasonable responses of an employer in such circumstances. Those circumstances included a reduction of expenditure, which resulted in a reduction in the number of staff from five to three but an increase in the expertise required from them, along with more limited supervision.”
“45. We have accepted the evidence on behalf of the Respondent that during the application and interview process it had been concluded that the Claimant was not appointable to the new post even if there had been a vacancy. We have rejected any allegation of bad faith. In her witness statement the Claimant made reference to the scores of each of the interviewees in their last appraisals, and compared that with the final marks allocated. That it [sic] to misunderstand the process. The process was directed to ascertaining those who were most likely to be capable of fulfilling the new role. The marks obtained in an earlier appraisal were therefore of marginal relevance. 46. The process was clearly carefully prepared and had been agreed with Unison. We are satisfied that it was properly applied in the circumstances. The outcome was that the Claimant was not appointable. In such circumstances we accept that there was absolutely no point in offering her the post vacated by Mrs White. That would have negated the purpose of the process. 47. Two further points were made by the Claimant in her closing submissions. She said that she had been prevented from talking about her telephone experience during her interview. The Claimant secretly recorded the interview and produced what she said was an accurate transcript. On the assumption that the transcript is correct (which is not a finding of fact) the Claimant was told that she could not refer to telephone experience before working for the Respondent when asked a question as to whether she had set up any such systems for the Respondent. We do not consider that there is anything in this point. 48. The final point is that in her submissions the Claimant said that she had asked in her appeal for the scores to be reconsidered. That is not something which had been raised previously during this hearing. The transcript of the appeal is 75 pages long and we were not taken to the relevant extract. However, in the absence of some grounds for calling the accuracy of the scores into question we do not consider that it is the proper function of an appeal in such circumstances to undertake a remarking exercise. 49. We therefore find the dismissal to have been fair.”
“49. Williams v Compair Maxam concerned a workplace where there was a trade union but it was held in Freud v Bentalls[1982] IRLR 443 that the same principles would apply to a workplace where there was no trade union. The essential matter to be determined where the employee’s only complaint is of unfair selection for redundancy, and no other complaints are made, is that the method of selection was fair in general terms and that it was applied reasonably in the case of [that employee] (from the headnote in Buchanan v Tilcon Ltd[1983] IRLR 417 per Lord Emslie, Lord President in the First Division, cited by His Honour Judge McMullen QC in Inchcape Retail Ltd v Symonds [2009]EAT/0316/09 ). 50. The EAT and the courts have considered on a number of occasions the principles that pertain to the investigation of marking and scores in a redundancy exercise and have made clear that close scrutiny is inappropriate. What is in issue is the question of fairness of the selection procedure and marking should only be investigated where there are exceptional circumstances such as bias or obvious mistake; see Eaton v King[1995] IRLR 75 (Employment Appeal Tribunal (Scotland)) subsequently upheld by the Court of Session. Lord Coulsfield observed at paragraph 11 that: ‘every redundancy situation is one of distress for employees who are affected; and every redundancy situation is one in which hard decisions have to be made. It is, however, essential to remember that what is required of the employer is that he should act reasonably’”
“29. There are some redundancy cases, of which this is one, where redundancy arises in consequence of a re-organisation and there are new, different, roles to be filled. The criteria set out in Williams did not seek to address the process by which such roles were to be filled. 30. We shall turn in a moment to the authorities which support this proposition. But it is, we think, an obvious proposition. Where an employer has to decide which employees from a pool of existing employees are to be made redundant, the criteria will reflect a known job, performed by known employees over a period. Where, however, an employer has to appoint to new roles after a re-organisation, the employer’s decision must of necessity be forward-looking. It is likely to centre upon an assessment of the ability of the individual to perform in the new role. Thus, for example, whereas Williams type selection will involve consultation and meeting, appointment to a new role is likely to involve, as it did here, something much more like an interview process. These considerations may well apply with particular force where the new role is at a high level and where it involves promotion. […] 36. To our mind a Tribunal considering this question must apply section 98(4) of the 1996 Act. No further proposition of law is required. A Tribunal is entitled to consider, as part of its deliberations, how far an interview process was objective; but it should keep carefully in mind that an employer’s assessment of which candidate will best perform in a new role is likely to involve a substantial element of judgment. A Tribunal is entitled to take into account how far the employer established and followed through procedures when making an appointment, and whether they were fair. A Tribunal is entitled, and no doubt will, consider as part of its deliberations whether an appointment was made capriciously, or out of favouritism or on personal grounds. If it concludes that an appointment was made in that way, it is entitled to reflect that conclusion in its finding under section 98(4).”
“The Claimant has accepted that the reason for her dismissal was redundancy. The Tribunal must therefore consider whether in all the circumstances the dismissal was fair or unfair in accordance withsection 98(4) of the Employment Rights Act 1996 .”
“Every effort will be made by the Council to reduce the number of possible redundancies. This may include: Training, re-training or redeploying employees to different work for which there is a requirement […].”
“If the employee does not have sufficient experience for the vacant post, they may be offered the role on a trial basis for a period not exceeding three months. This allows the employee and the manager to identify whether or not the employee is suitable for the role and to identify a development programme to achieve the level of competence required over an agreed period.”
“The process was directed to ascertaining those who were most likely to be capable of fulfilling the new role. The marks obtained in an earlier appraisal were therefore of marginal relevance.”
“ First, as regards para. 103 of the Reasons (see para. 33 above), we note that the Tribunal found that "it would have been reasonable" to use past performance appraisals, not – which is the relevant question – that it was unreasonable not to do so. We are reluctant to convict the Tribunal of substitution on what may be a mere verbal inexactitude, though it is a bad start. The real point, however, is that if the Tribunal did in fact mean [to] say that it was unreasonable of the Appellant not to use past performance appraisals, we do not believe that that decision was open to it. What assessment tools to use in an interview of this kind – which is not, we should repeat, a redundancy selection exercise – is prima facie a matter for the discretion of the employer. If the tools used had been plainly inappropriate that might be influential in the issue of the fairness of the dismissal, but we do not believe that that could be said here. The Appellant regarded Business Region Team Leader as a new job, whatever similarities it might have had with the Claimant's previous role; and it is understandable that it should choose to interview for it on a forward-looking basis (cf. the observations of Judge Richardson in Morgan , at para. 30). It is true that the criticism made in this paragraph is not clearly picked up in para. 110, which summarises the Tribunal's reasons for finding the process unfair: this focuses on the Appellant's apparent use of other (less reliable) indicators of past performance. But it is hard to say that it did not form part of the Tribunal's reasoning. ”
“ Good faith assessments of an employee's qualities are not normally liable to be second-guessed by an employment tribunal: cf. [ Symonds ] at para. 29. ”