“The Judgment of the Employment Tribunal is that the claimants have complied withsection 32 of the Employment Act 2002 and that accordingly the Employment Tribunal has jurisdiction to consider their claims.”
“These include road sweepers, refuse collectors and drivers and gardeners.” and (b) that they were paid less than men employed on “Red Book” terms even although their jobs were of equal value to: “…such as building labourers, painters and fitters.”
“The claimant contends that her job is of equal value and/or rated as equivalent to the relevant posts listed below:- Refuse Driver Road Sweeper Gardener Glazer Driver Labourer.”
“GRADE MW1 CLAIMANTS – Road Sweeper MW1 Gardener MW1 CLEANSING OPERATIVES YARD STORE LABOURER GRADE MW2 CLAIMANTS – all of the above plus Gardener MW2 Refuse collector MW2 Storekeepers Labourers CLEANSING DRIVER VOID SECURITY OPERATIVE GRADE MW3 CLAIMANTS – all of the above plus Gardener MW3 Public Lighting attendants Driver labourers Roadworker MW3 BURIAL GROUNDS WORKER KITCHEN INSTALLER GRADE MW4 CLAIMANTS – (and apt &c claimants scales 1 and 2) all of the above plus Refuse Drivers Gardener supervisors MW4 Glazers Roadworker MW4 SUPERVISORS – KITCHEN CONTRACT GRADE MW5 – (and apt & c scales 3 and above) – all of the above plus Painter Road worker MW5 TRADES SUPERVISOR” and in their forms ET1 they stated: “THE CLAIMANT CONTENDS THAT HER JOB IS OF EQUAL VALUE AND/OR RATED AS EQUIVALENT TO THE RELEVANT POSTS LISTED BELOW: GRADE MW1 CLAIMANTS – ROAD SWEEPER MW1 GARDENER MW1 CLEANSING OPERATIVES YARD STORE LABOURER GRADE MW (sic) CLAIMANTS –ALL OF THE ABOVE PLUC (sic) GARDENER MW2 REFUSE COLLECTOR MW2 STOREKEEPERS LABOURERS CLEANSING DRIVER VOID SECURITY OPERATIVE GRADE MW3 CLAIMANTS ALL OF THE ABOVE PLUS – GARDENER MW3 PUBLIC LIGHTING ATTENDANTS DRIVER LABOURERS ROADWORKER MW3 BURIAL GROUNDS WORKER KITCHEN INSTALLER GRADE MW4 CLAIMANTS (AND APT & C CLAIMANTS SCALES 1 AND 2) ALL OF THE ABOVE PLUS– REFUSE DRIVERS GARDENER SUPERVISORS MW4 GLAZER ROADWORKER MW4 SUPERVISORS - KITCHEN CONTRACT GRADE MW5 AND APT & C SCALES 3 AND ABOVE – ALL OF THE ABOVE PLUS – PAINTER ROADWORKER MW5 TRADES SUPEVISOR (sic)”
“I am satisfied that that in the context of the equal pay claims before the Tribunal, a heading of equal pay is sufficient.”
“[14] The statutory grievance procedures applied to these claims. The relevant procedure was the standard procedure. Accordingly, it is not open to the Employment Tribunal to entertain the complaints presented unless, at least 28 days prior thereto, each claimant had set out their grievance in writing and sent it to their employer (Employment Act 2002 s.32(2) and (3) and Schedule 2 Part 2, para 6). Compliance with section 32 of the 2002 is achieved under the standard procedure by setting out the grievance in writing. By contrast, under the modified procedure, to achieve compliance, the employee required to have set out in writing both the grievance and the basis for it at that first stage. [15] The statutory grievance procedures have given rise to a plethora of litigation, of which this is an example. It has been observed that rarely can there have been legislation that was more counter-productive but that is probably an understatement. That said, it is the law which applies to these cases and so it requires to be applied. [16] Once enacted, the terms of paragraph 6 of Part 2 Schedule 2 quickly gave rise to a question regarding the extent to which it was necessary for there to be congruence between the written grievance and the subsequent Employment Tribunal claim. Much judicial effort and energy has been expended on the matter and in his judgment in Sandwell, Elias P set out the principles which he considered were clearly established from the authorities: ‘The following principles are, in my judgment, clearly established from the authorities: (i) The underlying purpose of the statutory grievance procedures is to seek to encourage conciliation and to avoid disputes having to be resolved by a tribunal ( Shergold paragraph 26; Highland Council (EAT) paragraph 29). The provisions are to be construed having that purpose in mind. (ii) In determining whether a statement amounts to a grievance or not, the appropriate test is the following ( Highland Council paragraph 10): “the grievance document requires to be in such terms that, on a fair reading of it, the employer can be expected to appreciate that a relevant complaint is being raised ( Canary Wharf at paragraphs 24 and 25); he needs to be able to understand from the grievance document what is the general nature of the complaint that is being made ( Shergold at paragraph 37)” (iii) When construing the grievance – and this must apply both to the issue of whether a statement raises a grievance at all, as well as what complaint is identified by the grievance – the context is important. The point was put by the Lord President, Lord Hamilton, in the Cannop case as follows (paragraph 29): “Moreover, the grievance document need not necessarily be read in isolation. There may have been earlier communications with the employer which provide a context in which the grievance document falls to be interpreted ( Canary Wharf , paragraph 36). Thus, as seems to have been the case for some of the union - backed claimants in the present proceedings, prior communications between the unions on behalf of their members and the respondents, even if they do not give rise to deemed compliance by virtue of reg. 9 or 10 of the 2004 Regulations, may constitute a relevant context in which the grievance documents are to be understood. Events subsequent to the communication of the grievance document (for example, the giving of the “basis” prior to the step 2 meeting and exchanges between the parties at that meeting) may illuminate the nature and scope of the grievance.” (I confess to having some difficulty with the notion that the construction of the grievance can be made in the light of subsequent communications, but nothing turns on that issue in this case.) (iv) It is inappropriate to carry out an unduly technical or over-sophisticated approach to construing a grievance ( Shergold paragraph 27; Edebi paragraph 41, approved in Highland Council (CS) paragraph 29). (v) It is enough in relation to step 1 of the standard grievance procedure to identify ‘the complaint’ ( Edebi paragraph 21). That is to be distinguished from the obligation (arising at step 2 of the standard grievance procedure but in step 1 of the modified procedure) to set out the ‘basis’ of the complaint. (vi) The statement of grievance must be a statement of essentially the same complaint as the employee is seeking to have determined in the tribunal ( Edebi paragraphs 16,21); Cannop (Court of Session, at paragraph 29). In this context, however, it must be borne in mind that the grievance document and the claim form are designed to achieve different objectives and are addressed to a difference audience. In Cannop (CS paragraph 29) the Lord President explained it thus: “…We add only that in carrying out this exercise it should be recognised that the grievance document and the tribunal claim are designed to perform different functions and that their language can accordingly be expected commonly to be different. The correlation to be looked for is whether underlying the claim presented to the tribunal is essentially the same grievance as was earlier communicated” (vii) In accordance with European law principles, the procedural requirements, looked at in context, should not be applied so as to render access to the employment tribunal impossible in practice or excessively difficult: Cannop (paragraph 25). This question needs to be looked at broadly: Unison v Brennan IRLR 492 paragraph 51.’ [17] In Sandwell , there were three sets of cases. In none of them was the factual background the same as in the present cases. Rather, as was observed by Elias P, in the Sandwell cases, at paragraph 61, they came very close to the situation where a grievance states no more than that there is a claim under the Equal Pay Act. That was the factual context in which he made his decision that the requirements of section 32 were satisfied and the Employment Tribunal had jurisdiction to hear the claims. The factual background in Sandwell was not, as in the present cases, that comparators were specified in the grievances, comparators were specified in the complaints presented to the Employment Tribunal and it was contended that there was a material difference between the grievances and the subsequent claims. The Court of Appeal ([2009] IRLR 452 ) also concluded that, in the Sandwell cases, section 32 was complied with. Both Elias P and the Court of Appeal expressed the view that it was enough for a claimant simply to indicate that he or she was pursuing an equal pay claim and that that would be compatible with the definition of ‘grievance’; it seems clear that both considered that the grievances in the claims before them fell into that category. Elias P added the following obiter comments which were referred to in the present appeal: ‘73. I do recognise that the construction I have adopted has certain unsatisfactory and anomalous consequences. Perhaps potentially the most significant is that if this construction is correct, there is an argument that an employee who does identify with some precision the nature of the claim in his grievance statement but who subsequently, in the tribunal claim form, adds comparators who were not originally identified in the statement of grievance, may be unable to pursue the claim against those comparators not already identified in the grievance. By contrast, he or she would be able to do so if the grievance had been left suitably general and vague.’ [18] He then proceeded to suggest, in further obiter discussion, a solution to the problem he had identified: ‘74. I am inclined to think that this can be avoided without undue artificiality by treating a detailed statement of grievance as constituting in substance statement of the basic grievance that there is an equal pay claim and together with the detail, or some of it, which strictly is only required to be provided as part of the basis of the claim. I heard no argument about that and I reach no concluded view one way or the other.’ The last sentence of that paragraph plainly recognised, very properly, that it would not be appropriate for him to express any concluded view on the matter, not having heard any argument on it. [19] The issue identified by Elias P at paragraphs 73 and 74 was not addressed by the Court of Appeal. Rather, the focus in their judgments was on their conclusion that it was not necessary to give detailed specification in the grievance document. Lord Justice Pill referring to the need for the complaint submitted to the Employment Tribunal to be the same as that in the grievance statement as “the correlation principle”, said, at paragraph 57(g): ‘The correlation principle in my view operates in favour of grievance statement being required only in the most general terms. It is unthinkable that Parliament was creating a trap for employees by requiring detail in a grievance statement which, following legitimate and desirable negotiation and discussion, might well require amendment, by way of a further grievance statement or statements, and further discussion and delay, before complaint to the tribunal is possible. I reject the submission that the correlation principle is the mainspring of the procedure to the extent that the requirement to comply with it demonstrates the need for a detailed statement of grievance.’ [20] The Court of Appeal did not consider what would be the position, so far as compliance withsection 32 of the 2002 Act was concerned, where, far from the grievance document being only in the ‘most general of terms’, it gave specification of the comparators on whose circumstances the employee was relying. [21] In Highland Council v TGWU and others[2008] IRLR 272 , comparators were specified in the grievances and there was variation as between those comparators and the ones specified in the forms ET1 subsequently presented. The Employment Tribunal did not carry out any comparative exercise yet found thatsection 32 of the 2002 Act had been complied with. Sitting in this Tribunal, I considered that the reasoning of the Employment Tribunal (at paragraphs 51 and 57 of its reasons) involved the proposition that: ‘...[it] would not have mattered if the comparators referred to in her grievance document were quite different from those relied on in her subsequent claim.’ (paragraph 17 of the judgment of this Tribunal). and on appeal to the Court of Session ( Cannop and others v Highland Council sub nom Highland Council v TGWU and others[2008] IRLR 634 ) , the Inner House agreed with that construction of the Tribunal’s reasoning (see paragraph 31 of the opinion of the court, delivered by the Lord President). I had found that the Employment Tribunal had erred in failing to carry out a qualitative assessment to see if there were material changes between the grievances and subsequent claims and remitted the claims to the Employment Tribunal for that exercise to be carried out. Likewise, the Inner House considered that there required to be a remit to the Employment Tribunal, although the terms of the remit were varied. [22] The court specifically refrained from expressing any view on the hypothetical question of whether or not there would be compliance with the standard grievance procedure for the purposes of section 32 if all that the written grievance had said was ‘I have an equal pay claim.’ At paragraph 30, the Lord President explained: ‘We are not prepared to go further for the purposes of this appeal. In particular we consider it neither necessary nor desirable to express an opinion on the hypothetical question which the appellants urged us to answer. So far as appears, none of the present appellants communicated to the respondents any previously unforeshadowed grievance document in the stark terms ‘I have an equal pay claim’. In the nature of things it is unlikely that a communication in such stark terms would be made. It would be dangerous and potentially confusing for this court to address a hypothetical question without actual context.’ [23] The Inner House remit to the Employment Tribunal was in the following terms: ‘to consider whether in the case of each claimant the grievance underlying the form ET1 was essentially the same as the earlier intimated grievance.’ [24] Two points arise. The first is that the Inner House would appear to be using the terms ‘essentially the same’ to capture what the Court of Appeal referred to as the ‘correlation principle’. Secondly, it has to be concluded that the Inner House did not consider that the fact that the grievances and the subsequent claims both involved the assertion that the employers had failed to comply with their obligations under theEqual Pay Act 1970 of itself meant that the grievances and subsequent claims were essentially the same. If that had been their view, there would have been no need or basis for the remit or for the direction to the Employment Tribunal to carry out the task specified in it. [25] I would also refer to the case of Brett & Others v Hampshire County CouncilUKEAT/0500/08 , recognising at the outset that it concerns a group of claims involving the modified, not the standard, grievance procedure. That is not, however, to say that the approach of Underhill P is entirely irrelevant for the purposes of this appeal. The circumstances were that the grievance letters identified certain comparator posts (‘Mobile Library Assistant’, ‘Basic Technician’, ‘Storeman Driver’ and 'Weighbridge Test Operator”) but in the relevant ET1, in addition to the storeman driver and technician jobs, two other, different, comparator posts were referred to, namely ‘Mobile Library Driver/Assistant SC3000’ and ‘Mobile Library Driver Assistant SC4000’. Those were not the same jobs as specified in the grievance document. Underhill P approached matters on the basis that: ‘11…Analytically, each claim by reference to a different comparator is a different claim (or different cause of action, as it sometimes put). This was held by Elias P in this Tribunal in Redcar Cleveland Council v Bainbridge (no 2)[2007] IRLR 494 …In my judgment it follows that, even if a complaint to the Tribunal or a grievance document brings together more than one comparison, the correlation issue must be considered in respect of each comparison separately.’ [26] That analysis must, in my view, apply in exactly the same way to cases involving the standard grievance procedure when considering whether or not the requisite correlation exists for the purposes ofs.32 of the 2002 Act . In Brett, Underhill P directed that the relevant complaint be allowed to proceed but only insofar as it relied on comparisons with the jobs of storeman driver and technician, there being correlation as between the grievance and the Tribunal complaint in respect of those comparators. There would seem to be no reason why that approach should not also apply in a standard case. Thus, if a claimant specified comparators A, B and C in the grievance document and then specified comparators A, B, C, D, E and F in the form ET1 and a comparison of the two led to the conclusion that they were not essentially the same complaints because of the addition of D, E and F, the outcome would be that the claim could proceed insofar as the claimant sought to compare herself to A, B and C. She would not be deprived of the opportunity to pursue a claim.”
“(b) where the woman is employed on work rated as equivalent with that of a man in the same employment – (i) if (apart from the equality clause) any term of the woman’s contract determined by the rating of the work is or becomes less favourable to the woman than a term of a similar kind in the contract under which that man is employed, that term of the woman’s contract shall be treated as so modified as not to be less favourable, and (ii) if ( apart from the equality clause) at any time the woman’s contract does not include a term corresponding to a term benefiting that man included in the contract under which he is employed and determined by the rating of the work, the woman’s contract shall be treated as including such a term. (c) where a woman is employed on work which, not being work in relation to which paragraph (a) or (b) above applies, is, in terms of the demands made on her (for instance under such headings as effort, skill and decision), of equal value to that of a man in the same employment – (i) if (apart from the equality clause) any term of the woman’s contract is or becomes less favourable to the woman than a term of a similar kind in the contract under which that man is employed, that term of the woman’s contract shall be treated as so modified as not to be less favourable, and (ii) if (apart from the equality clause) at any time the woman’s contract does not include a term corresponding to a term benefiting that man included in the contract under which he is employed, the woman’s contract shall be treated as including such a term.”