"188 (1) Where an employer is proposing to dismiss as redundant 20 or more employees at one establishment within a period of 90 days or less, the employer shall consult about the dismissals all the persons who are appropriate representatives of any of the employees who may be affected by the proposed dismissals or may be affected by measures taken in connection with those dismissals."
"(1A) The consultation shall begin in good time and in any event— (a) where the employer is proposing to dismiss 100 or more employees as mentioned in subsection (1), at least 90 days, and (b) otherwise, at least 30 days, before the first of the dismissals takes effect."
"Between 26 January and20 February 2004 there were probably three meetings between Amicus and Insolvency Practitioner's representatives. Mr Money told the tribunal that the questions put to him were along the line of "when" rather than "if" employees were likely to be made redundant, and the tribunal is satisfied that during this period nothing was said to Amicus representatives which would reasonably lead them to believe that continued employment of their members was other than precarious and short-term in the absence of new work or a business sale – neither of which were indicated as either likely or even in prospect. Also during this period, employees who asked for time off in order to attend interviews for other jobs, had their requests granted."
"(1) Where an employer has failed to comply with a requirement of section… a complaint may be presented to an employment tribunal on that ground- … (c) in the case of failure relating to representatives of a trade union, by the trade union, … (2) If the tribunal finds the complaint well-founded it shall make a declaration to that effect and may also make a protective award. (3) A protective award is an award in respect of one or more descriptions of employees – (a) who have been dismissed as redundant, or whom it is proposed to dismiss as redundant, and (b) in respect of whose dismissal or proposed dismissal the employer has failed to comply with a requirement of section 188, ordering the employer to pay remuneration for the protected period. (4) The protected period— (a) begins with the date on which the first of the dismissals to which the complaint relates takes effect, or the date of the award, whichever is the earlier, and (b) is of such length as the tribunal determines to be just and equitable in all the circumstances having regard to the seriousness of the employer's default in complying with any requirement of section 188; but shall not exceed 90 days…"
"It may at first sight seem surprising to say that the fact that consultation would have been futile is something which an employment tribunal should not take into account when assessing the length of time for which a protective award should be made. But the argument that took place has convinced me (1) that there is nothing in the statutory wording which requires such futility to be taken into account and (2) that in a collective claim brought by a union it would be impossible to take such futility into account in a fair and practical way."
"(7) If in any case there are special circumstances which render it not reasonably practicable for the employer to comply with a requirement of subsection (1A), (2) or (4), the employer shall take all such steps towards compliance with that requirement as are reasonably practicable in those circumstances…."
"45. I suggest that Employment Tribunals, in deciding in the exercise of their discretion whether to make a protective award and for what period, should have the following matters in mind: (1) The purpose of the award is to provide a sanction for breach by the employer of the obligations in s. 188: it is not to compensate the employees for loss which they have suffered in consequence of the breach. (2) The Employment Tribunal have a wide discretion to do what is just and equitable in all the circumstances, but the focus should be on the seriousness of the employer's default. (3) The default may vary in seriousness from the technical to a complete failure to provide any of the required information and to consult. (4) The deliberateness of the failure may be relevant, as may the availability to the employer of legal advice about his obligations under s. 188. (5) How the Employment Tribunal assesses the length of the protected period is a matter for the Employment Tribunal, but a proper approach in a case where there has been no consultation is to start with the maximum period and reduce it only if there are mitigating circumstances justifying a reduction to an extent which the Employment Tribunal consider appropriate. Conclusion 46. In my judgment, in guiding themselves as they did in para. 40 of their decision the Employment Tribunal, for the reasons I have given, did not misdirect themselves in law. On the facts of this case I readily acknowledge that another Employment Tribunal might have taken a less serious view of the default given the relatively generous notice period. However, I find it impossible to say that the decision to make a protective award of the maximum period was perverse, given the findings that no consultation at all took place, although the Company had been advised by its solicitor of the need for consultation, that on one occasion when consultation might have taken place, the Company was merely going through the motions of what it considered to be consultation – a far cry from meaningful consultation with a view to reaching an agreement – and that none of the information required to be supplied in writing was supplied."
"30. In this case it was conceded there was no consultation at all after the proposal to dismiss for redundancy was formulated on 19 February. Mr Money told the tribunal that he was not even aware of the section 188 obligations - an admission which occasioned some surprise to the tribunal coming, as it did, from a [licensed] Insolvency Practitioner. No special circumstances are relied upon as rendering it not reasonably practicable for [the Respondent Company] to have complied with its obligations. The employees were not given any notice of termination of employment. Futility of consultation is apparently not something the tribunal should take into account. That only leaves as a possible mitigating factor that [the Respondent] , initially through the Director, and subsequently through the Administrators and their representatives, had taken steps to keep Amicus and the employees informed in general terms of its situation, and the possibility of some redundancies was something in the contemplation of Amicus who had had the opportunity to put forward suggestions but – with the exception of a reduction in pay – appear not to have done so. 31. Bearing these matters in mind, the tribunal determines that a protected period of 70 days beginning with20 February 2004 if just and equitable in all the circumstances having regard to the seriousness of [the Respondent's] admitted default in complying with requirements of section 188 of the 1992 Act."
"…a proper approach in a case where there has been no consultation is to start with the maximum period and reduce it only if there are mitigating circumstances justifying a reduction to an extent which the Employment Tribunal consider appropriate."