"The disciplinary hearing took place on9 December 1996 . The panel members were: Dee Jethwa Asian/female Sam Knox-Hooke African/male Suhas Khale Indian/male"
"Further, it is clear from the applicant's originating application that the alleged incident upon which she relies in relation to her claim of sex discrimination arose on or before 18 th May 1996. The originating application was presented on 10 th March 1997. The applicant's claim is therefore outside the three month time period for any such claim. The Tribunal therefore has no jurisdiction to hear this element of the applicant's claim."
"It is not clear from the Originating Application why the London Borough of Enfield ("the Council") is named as a Respondent since the Council was not the employer of the Applicant. A preliminary hearing will be requested to determine this issue."
"The Applicant was fairly dismissed by reason of gross misconduct. In any event the Applicant has not been employed for sufficient period of time to bring a claim for unfair dismissal."
"It did not discriminate against or victimise the Applicant on the grounds of sex or race and in any event the matters complained of are outside the statutory period for a claim to be brought (other than in relation to her dismissal). There was no breach of the Applicant's contract of employment."
"(a) The Tribunal has jurisdiction to consider the Applicant's complaint under theRace Relations Act 1976 . (b) The Tribunal has jurisdiction to consider the Applicant's complaint under theSex Discrimination Act 1975 . (c) The Applicant was employed by the First Respondent and the Second Respondent is dismissed from these proceedings [the second one now is EREC]. (d) The Applicant's application to amend her Originating Application in respect of an additional claim underSection 70 of the Employment Rights Act 1996 is refused. (e) The hearing is adjourned until23 January 1998 when the Tribunal's jurisdiction to consider the complaint of unfair dismissal and the Applicant's application to join a number of named individuals will be considered, following which there will be a Pre-Hearing Review."
"(a) The applications by the Applicant and the Respondent for a review of the Tribunal's decision of24 October 1997 are granted. (b) The Tribunal reviews that decision and makes the following amendments to it."
"(d) The Applicant's application to bring a claim under theEqual Pay Act 1970 , being out of time, is dismissed on withdrawal by the Applicant"
"14 The Tribunal accordingly dismisses the Second Respondent from these proceedings; the issue of whether the Third Respondent is properly a party in relation to the Applicants allegations of racial discrimination and sex discrimination is deferred until the next hearing."
"(c) That the Applicant's unfair dismissal claim be dismissed on withdrawal. (d) The Tribunal has jurisdiction to consider the Applicant's claim for damages for breach of contract. (e) That the Applicant's application for leave to amend the Originating Application to join sixteen individual defendants be refused. (f) That the Second Respondent Ms C. Bhatia is properly a party to these proceedings. (g) That all remaining matters arising in relation to this preliminary hearing, and the pre hearing review, be adjourned until Friday20 March 1998 ."
"(iv) the Applicant may deliver a request for further and better particulars of the Notice of Appearance of the Second Respondent within three weeks of the date hereof and the Second Respondent will furnish such particulars within three weeks thereafter; (v) orders for discovery will be made after the Tribunal has considered written submissions from the parties; (vi) this case will be listed for a full merits hearing but not until after the disposal of the Applicant's appeal to the Employment Appeal Tribunal; (vii) when listed it is to be for 15 days before a differently constituted Tribunal."
"(ii) The Applicant's application that the Second Respondent be debarred from taking any further part in the proceedings, on the grounds that she had lodged no Notice of Appearance, is dismissed. (iii) The parties should give discovery of the documents referred to in the orders attached hereto. (iv) The Applicant and the Second Respondent should give the further and better particulars referred to in the orders attached hereto. (v) A witness order is granted against Mr S Bell requiring the production of the documents referred to in the order attached hereto. (vi) The parties should comply with the directions given below as to the tape recording of the Applicant's disciplinary hearing."
"Accordingly, we allow the appeal and order that the numbers [members] of the executive committee for the time being at the date when the proceedings were instituted should be named and added as parties to the proceedings, and that it will be for the Employment Tribunal to decide in due course, whether rather than having 16 names, it would be preferable to have just one person who was going to be speaking on behalf of the executive committee."
"It seems to us to be consistent with that approach to the evidential difficulties in discrimination cases, that Tribunals should be prepared to be generous in the orders for discovery which they make in cases such as these."
"It seems to us that, what is required by the Employment Tribunal, is for them to look at the material in relation to certain named people who Ms Sivanandan will supply (which runs to four to five names), to see whether any of the statements that those people made, and any of the notes of evidence of those people at the enquiry, will or might cast light on the motivation of those who are relevant to the issues in these proceedings."
" …it does seem to us that the Tribunal should carry out an examination of that documentation to satisfy itself, whether it may provide some useful information to the Applicant, or to the Respondents, and cast light on the motivation and intentions of those parties."
"In the light of our decision as to the parties, it is right that, there should be a further directions hearing before the Employment Tribunal at which any outstanding questions of discovery against EREC can then be considered. We propose to say nothing more about those items other than that it must be considered by an Employment Tribunal."
"This is a case which broadly speaking, in the view of the Employment Appeal Tribunal, that is myself and my colleagues, has got quite out of control and out of proportion. There have been legal arguments about the identity of the parties, arguments about discovery, arguments about particulars, and it seems to us, that what is needed is for an early hearing date, so that the interests of justice can be served by the Tribunal themselves, adjudicating on the contentious issues between the parties."
"I wish to make it plain that although there were allegations of bias, which were raised by Ms Sivanandan, and not formally abandoned, it would appear to us, from a reading of the Tribunal decisions, that Mr Barry and his colleagues have endeavoured to give proper consideration to all the issues before them. The fact that we disagree with their approach in law to the question of discovery and to the appropriateness of Further and Better Particulars, should not be taken to imply a serious criticism of his conduct of the proceedings; indeed very much to the contrary. Looking at the decision which was given in relation to these interlocutory matters, we would respectfully say that he is to be congratulated for the care with which he has sought to approach them."
"All those documents in her possession or power relevant to the issues in this case and on which she intends to rely."
"I believe that the decision / orders of the Tribunal are indicative of bias against me and this is a complaint that I have consistently made, (see earlier EAT case nos. noted above)."
"This appeal concerns the decisions made at the last preliminary hearing and this affidavit concerns my complaint of continuing bias by the Stratford Employment Tribunal panel who dealt with me, who are the same people involved in the earlier hearings."
"At the end of the second day of the hearing (2 nd February 2000) Ms Bates for the Respondents, requested delivery of documents relating to other legal action alleging discrimination that I have taken against other bodies and mentioned a few, which were taken after I was dismissed from my job on 11 th December 1996. I argued that these issues were irrelevant to the matters to be determined in this case as they occurred after my dismissal, (the main act about which this tribunal case is about), though one case taken by myself many years before my employment with the Respondents was relevant and was known to the Respondents already. I argued that such evidence could only be for the purpose of what I called 'character assassination' and I asked the Tribunal to rule that they were inadmissible. The Chair of the Tribunal said as it was nearly the end of the day, he would defer the matter and hear argument the next day and also he wished to look up a case relating to this issue. The following day, the Tribunal heard Ms Bates' arguments as to why such evidence was relevant and her arguments are summarised in the Tribunal written decision dated 24 th February 2000 … . However, when I started to speak, the Tribunal Chair would not allow me to speak on the issue at all and said, 'This is one occasion, Miss Sivanandan, when you will not speak' and instead presented his own sheet of paper on the issue of 'credit' which referred to case law and he gave a copy to all the parties. On the basis of this, the Tribunal ruled that this issue was not relevant as its sole purpose was to impeach the credit of a party, and discovery was refused. However, the point here is in relation to bias, because the Chair did not allow me to speak on this issue."
"I believe that any reasonable observer of the proceedings would have concluded that there was bias in not allowing me to speak on this issue and in failing to note my request, made on the previous day, that such evidence should be ruled as inadmissible."
"Ms Bates and Mr Cawston applied for the production by the Applicant of all pleadings in respect of all claims brought by the Applicant against other bodies in which discrimination was alleged. Ms Bates said that there appeared to be striking similarities between the allegations made in such cases and in the present case."
"The Tribunal was mindful of the fact that discovery solely for the purpose of impeaching the credit of a party should not be ordered."
"It appeared to the Tribunal that the sole purpose of seeking this discovery was intended to assist the Respondents in demonstrating the untruthfulness of the Applicant, and accordingly went directly to the question of her credit. The application was accordingly refused. The Tribunal noted that such documents are in any case a matter of public record."
"At the start of the hearing on 21 December I asked why only one wing panel member was present. I had gone to all the trouble and expense of providing three bundles for the panel. The Chair explained that as the absent panel member had missed the 20 th March hearing she was not allowed to attend any subsequent hearings. I asked why this had not been explained to me previously and pointed out that, as a litigant in person, I had not known this. This is an example of a breach of the EAT guidelines of the Chair failing to explain procedures to me as a litigant in person. Had I known that if I agreed to a two person panel for one hearing on20 March 1998 this decision meant that thereafter for all subsequent preliminary hearings the panel would consist of only two members, I would not have given my consent. Clearly the lawyers understood this but I did not and this should have been clearly explained to me when the earlier consent was being sought."
"The decision or order of the Tribunal in refusing discovery of some documents held by the Respondents, (e.g. refusing access to uncensored minutes of meetings), was an error in law and was unreasonable and perverse and one no reasonable tribunal could have reached given all the relevant circumstances of the case and the relevance of the documents to issues involved in my claims and given in the earlier EAT decision in this case. …"
"In reconsidering her applications for discovery, and the previous orders made, this Tribunal has therefore had regard to the letter and spirit of the decision of the EAT."
"(b) Nonetheless, the parties are reminded that in compiling an agreed bundle they should include only those documents actually relevant to the issues and necessary for the just disposition of the case. In making orders for discovery the Tribunal has also had regard to the general principles of discovery in civil cases, since its powers as set out in Rule 4(1)(b) are to order such discovery and inspection (including the taking of copies) of documents as might be ordered by the County Court."
"The Tribunal also reconsidered the question of the production of the minutes of meetings of the Executive Council of EREC and its various sub-committees. A bundle of these had been produced to the Applicant with items, which, in the view of EREC, were irrelevant, blacked out. Having seen an unedited copy of the minutes the Tribunal ordered that a number of those blacked out should also be disclosed. The Tribunal has carefully considered the Applicant's argument that she should have access to all the minutes; having again considered those withheld, the Tribunal is satisfied that they are not relevant to any of the issues in the case and no order is made in respect of them."
"It is reasonable for all parties to be bound by orders for discovery in similar terms, apart from specific orders for discovery of particular documents. The order for discovery on the part of the Applicant is accordingly set aside, and substituted by an order that the Applicant will not later than5 May 2000 disclose to the Respondents all the documents in her possession on which she intends to rely, with inspection 14 days thereafter. Similar orders are made against the respondents. The relevant order is enclosed with this letter. If after reviewing the process of discovery the Respondents or any of them are satisfied that they have complied with the order made, they should notify the Applicant accordingly."
"The Tribunal HEREBY ORDERS the Applicant to send to the Respondent's representative on or before5 May 2000 a list of such of the documents specified below as are or have been in the Applicant's possession or power and to send a copy of the list to this office. And then, what is typed in: "all documents in her possession on which she intends to rely."
"AND on reasonable notice 14 further days to produce the documents for inspection at: a place agreed between parties and permit copies to be taken."
"The Chairman has considered the requests that the Applicant disclose all notes of meetings and telephone conversations and the passages from her personal diary relating to the issues for the decision by the Tribunal. These are clearly material, whether or not the Applicant intends to rely on them. The Chairman notes that the Applicant has agreed in her letter of March 30 to produce these and will not at this time require an order. Should these not be produced by 5 May the Respondents may apply for a specific order for this discovery."
"(i) the applications of the Respondents to strike out the Applicant's claims for failure to comply with the Order dated4 April 2000 relating to discovery are dismissed; (ii) the Order relating to discovery by the Applicant sent herewith (and dictated to the parties during the course of the hearing) is made; (ii) the direction made at the hearing on 1-3 February 2000 in respect of mutual exchange of witness statements is set aside and replaced by the Order sent herewith. (iv) the Applicant's application to postpone the hearing on the merits fixed for 35 days from5 September 2000 was not pursued. At the suggestion of the Applicant the Tribunal has made a direction in respect of obtaining relevant evidence, as set out below, and this matter may be pursued by the Applicant on5 September 2000 if she wishes to do so; (v) in respect of the Applicant's applications to amend her Originating Application:- (a) the application for leave to allege direct sex discrimination by the First Respondent in consequence of treatment of the Applicant arising from a supposed sexual relationship between the Applicant and a Councillor is refused; (b) the application to add victimisation under the Sex Discrimination Act in respect of the Applicant's complaints about the appointment to Mr Shaik is permitted and the paragraph numbered 3 on the Applicant's letter to the Tribunal dated29 May 2000 shall stand as that amendment; (c) the application to add or to amend the breach of contract claim is adjourned to be dealt with on5 September 2000 . (vi) the applications of the Respondents to introduce into the full hearing documents (essentially pleadings) relating to other discrimination claims brought by the Applicant and/or to cross-examine the Applicant about such claims are refused."
"Failure to comply with Orders for INSPECTION and/or FURTHER PARTICULARS and/or WRITTEN ANSWERS may result in the Originating Application / Notice of Appearance being struck out in whole or in part before or at the hearing and the proceedings dismissed or the Respondent being debarred from defending altogether."
"To prepare witness statements from which their witnesses will read when giving evidence before the Tribunal at the hearing of this matter and that on or before 4 pm on25 August 2000 you send to the other parties copies of your witnesses' statements as you intend to rely on them for evidence in chief at the full hearing of this matter."
"The Applicant's application to postpone the hearing on the merits fixed for 35 days from5 September 2000 was not pursued. At the suggestion of the Applicant the Tribunal has made a direction in respect of obtaining relevant evidence, as set out below, and this matter may be pursued by the Applicant on5 September 2000 if she wishes to do so."
"(i) The Applicant had notified the Tribunal of her intent to apply to postpone the full hearing, in part by reason of her ill-health. She recognised that she had no current medical evidence, explained that she had attended at her GP yesterday (ie Monday14 August 2000 ) and told us that she expected to be able to pick up a letter/certificate on Friday18 August 2000 . (ii) At this juncture the Applicant's McKenzie friend spoke with her and the Applicant proposed that the Tribunal should write to her GP posing appropriate questions so as to establish her fitness (or otherwise) to conduct these proceedings now and from 5 September. With the assistance of the Applicant, her McKenzie friend, Mr Cawston and Miss Bates the Tribunal drafted a suitable letter. The Applicant undertook to leave at the Tribunal a manuscript authorisation for the Tribunal to send the GP in respect of this correspondence and she subsequently did so. The Tribunal's letter (a copy of which is annexed to this decision) has been sent with the authorisation. It is hoped that the GP will reply to the Tribunal but if she does not the Applicant has undertaken and is directed straightaway to send copies to the Tribunal and the Respondents' representatives. (iii) The Applicant will decide how, if at all, she wishes to use this latest medical information. If she intends to seek an adjournment of the full hearing, she will do so at its commencement."
"The refusal to postpone the full merits hearing pending the decision of the EAT as to my application to postpone the full hearing (due to be heard on 13 October) was wrong in law and was perverse and unreasonable in the circumstances of this particular case"
"(b) the decision and orders relating to discovery and the production and exchange of witness statements between 18 th and 25 th August, despite my information that my GP was writing a letter to say I was unfit to prepare for and attend a 35-day tribunal hearing and that this letter would be received by the Tribunal on or by 18 th August."
"We heard the Applicant and the Respondents at length about both specific and general discovery. With their assistance the Tribunal was able to make a general list (by subject heading) of documents in the Applicant's possession, custody or control which it was agreed were or were likely to be relevant and necessary to the resolution of the issues before this Tribunal. The Applicant expressed herself willing to give discovery of all of them, subject only to the editing or annotating of her diarised notebooks on a temporary basis (eg by use of stick-edged labels) so as to exclude irrelevant and/or personal matters. She expressed herself overwhelmed at the contemplation of having to list, sift and sort her 10 boxes of documents. In view of the extremely limited time available for the parties to resolve matters relating to discovery and the production of bundles, the Tribunal decided that the interests of justice necessitate dispensing with the formal stage requiring the Applicant to list her documents and to move straight to production and copying of relevant documents. This is to commence as soon as possible and we fixed on Friday18 August 2000 as the start date. The appropriate Order was made at the hearing and has already been sent in written form."
"The parties agreed and were directed in respect of the preparation and exchange of witness statements at the hearing on 1-3 February 2000 . 1 August was fixed as the latest date for exchange. Unfortunately the Applicant has not prepared her own statement or obtained final statements from either of her two witnesses. The reasons the Applicant gives for non-compliance are medical and she does so in highly charged, emotive terms – for example threatening that her death is likely to result if she is required to produce a statement within the next 3 weeks (ie at any time before the full hearing commences)."
"Once again, although the medical evidence referred to above is some support for her complaints of stress, we are handicapped by having no current medical certificate, no letter more recent than 13 July and nothing which supports or explains incapacity from February (when the direction was agreed) up to date. Even if we accept that this litigation causes the Applicant's stress, there is nothing which could cause us to believe that the Applicant is likely to recover while this litigation hangs over her."
"(c) The refusal to allow an amendment to the originating application or IT1 despite the fact that a claim of sex discrimination had been part of the IT1 from the outset."
"The 'relationship with a Councillor' application would not be permitted. Our reasons are that this is a substantial amendment, adding a new sex discrimination claim not related to that already pleaded, at a very late date."
"Finally under this head, we accept that the Respondent has prepared its case for trial and has not questioned witnesses about this matter and is not intending to call Councillor Stafford or Councillor B. It will be prejudicial to cause it now to direct attention from discovery / final preparation and to chase additional witnesses in respect of a weak claim (with no real likelihood of recovering the costs involved). There is significant (not minor or trivial) prejudice here."
"(d) The refusal to allow evidence of any of my past complaints or legal action under the 1976 Race Relations Act / 1975 Sex Discrimination Act against other bodies as evidence in the full merits hearing of this case."
"The applications of the Respondents to introduce into the full hearing documents (essentially pleadings) relating to other discrimination claims brought by the Applicant and/or to cross-examine the Applicant about such claims are refused."
"We therefore direct that: (a) no documents in respect of other litigation should be included in the bundles for the hearing; (b) there should be no evidence in chief and no cross-examination about this other litigation (since it would inevitably call for support from the documents and lead to the additional copying and costs and time-wasting that we seek to avoid.)"
"It was vital that I be allowed to speak on this matter, as one of the cases I had taken in the past and complaints made in relation to the earlier case constituted 'protected acts' and were relevant to my claim of discrimination."
"The Respondents had previously indicated that they wished to rely upon documents (presumably pleadings) from other cases alleging unlawful discrimination brought by the Applicant. Mr Barry understood this, in the context of an application for discovery, to go to credit only and declined to Order discovery."
"The Respondents' case was that the documents show 'strikingly similar' allegations of collusive race discrimination, demonstrating the Applicant is 'a serial litigator'. Some seven cases, not all in Tribunals, were mentioned. We were not to be asked to determine the veracity or otherwise of the allegations in those other cases, but rather to infer from the similarities involved that they could not all be genuine and that the Applicant was far too ready to see conspiracy / collusion resulting in discrimination. That was it. No documents were put before us."
"I therefore seek leave to make an amendment to that effect, as it is clear from my 'Grounds of Appeal' that I believed that I was discriminated against and an amendment at this stage causes no prejudice."