" … 2. The Issues (1) Unfair dismissal . The issues are what was the reason for dismissal, and if it was a reason relating to the Applicant's capability, whether the dismissal was fair within the criteria set out inSection 98(4) of the Employment Rights Act 1996 . (2) Disability. The issues are: (i) whether the Applicant had a disability within the meaning of theDisability Discrimination Act 1995 and the Guidance Notes; (ii) whether the Respondent unlawfully discriminated against the Applicant by (a) dismissing him contrary toSection 2(4)(2)(d) of the Disability Discrimination Act ; (b) by failing to redeploy him as a Mastering Engineer and/or make reasonable adjustments, contrary toSection 6 of the Disability Discrimination Act . … 3. It was agreed and the Chairman directed that there shall be a preliminary hearing of the issue of whether the Applicant had a disability within the meaning of the Disability Discrimination Act and the Guidance Notes. 4. Medical Reports . It was agreed and the Chairman directed that the Applicant shall produce to the Respondent his expert's report as to his disability. It was further agreed that in the meanwhile the parties shall arrange for the Respondent's consultant to examine the Applicant and produce a report …"
"1. This is a preliminary hearing to consider whether the Applicant has a disability within the meaning of the Disability Discrimination Act and the guidance notes. The Applicant gave evidence as to the nature of the injuries from which he suffered which are detailed in the report of Dr Phelan who gave evidence on behalf of the Respondents ………. 2. Dr Phelan is a Consulting Physician in Orthopaedic sports medicine and psychosomatic medicine. He prepared a very lengthy report on the condition of the Applicant whom he saw for most of the day on which the examination was conducted. He also considered a number of reports which the Applicant had obtained from orthopaedic surgeons and osteopaths who had been consulted by the Applicant as to his condition which stemmed from an accident which the Applicant had sustained at work in 1991 exacerbated by a further injury in 1994. Dr Phelan goes at great length in his report into the Applicant's condition. It is not disputed that the Applicant suffered a work related injury which gave rise to symptoms on his right side generally extending down the right arm to the base of his spine and down the right leg. Dr Phelan then went on to describe the history of the Applicant's complaints and the complaints which he suffered at the present time including continuous and intermittent pains which had an effect on the Applicant's day-to-day activities. Dr Phelan records a certain unusual effect which he found during his physical examination and concluded his report by saying that there seemed to be nothing objective organically which would explain the Applicant's condition. The Applicant was clearly expressing psychological turmoil throughout his skeletal system and was psychologically very disturbed. Dr Phelan rejected the report of Mr Constandinou an Osteopath. He also arranged for a scan to be taken of the Applicant's cervical spine and came to the conclusion that the psychological factors were the most important. 3 We do not think that we need to comment in detail on the evidence which the Applicant gave. He gave in our view a fair and true history of what he says he is suffering from. The question which we have to answer is whether this amounts to his suffering from a disability as that expression is defined in theDisability Discrimination Act 1995 . Mr Wynter in his closing submission submitted that we had to consider separately a question of the physical injury from which the Applicant undoubtedly did suffer at some time and the psychological effects which this might have caused. He submitted that this was the conclusion which should be made from Dr Phelan's report and the evidence which he gave namely that the matter was now a question not of a physical injury sustained by the Applicant but of a psychological overlay. He also referred us to the First Schedule of the Disability Discrimination Act and the definition therein of mental impairment pointing out that the words in paragraph 1(1) of the First Schedule were:- "
"2. As a result of an accident at work on 23/10/95 I suffered a compression injury to my spine which has left me quite severely disabled. … 6. On 8 th October 1993 I was refused the right to work. I believe that my employers have (A) Discriminated against me because of my disability (B) Failed to make any or any reasonable adjustments to my employment arrangements to ensure that I was not substantially disadvantaged."
"….I cannot explain the unusual symptoms demonstrated by Mr McNicol, especially regarding both shoulders and the inability for him to move his shoulders up, as resulting from the injury sustained on23 October 1995 . The residual symptoms after about 6 months after the injury cannot be explained on the basis of an organic pathology. I believe that the persistent residual symptoms beyond that time are related to a non-organic pathology, for example in the form of abnormal illness behaviour. ….. …..I believe that it is likely that he has sustained a lumbar muscle/ligamentous/soft tissue strain to the low back which would have resulted in significant symptoms in the low back or back pain and stiffness lasting for about 6 months up to a maximum of about one year. I cannot explain his present continuous symptoms after that time on the basis of organic pathology. I do not believe that the injury sustained on23 October 1995 has resulted in bony injury or significant ligamentous injury to result in subluxation or dislocation of the spine. I do not believe that as a result of the injury sustained on23 October 1995 he had, or will have, any exacerbation of the degenerative process in his cervical or lumbar spine." adding in a covering letter: "
"It does not seem to me to be in the interests of justice to proceed with litigation which is based on the existence of a disabling physical impairment when the available evidence clearly calls into question the existence of both the impairment and the disabling symptoms said to have been experienced, but does not resolve it even on the balance of probabilities one way or the other."
"8… I also note that Mr McNicol's case is pleaded firmly on the basis of a physical injury to the spine. As far as I am aware, his claim for damages for personal injury is also pleaded firmly on the basis of physical injury. I say that because it is possible for a person to be disabled by physical symptoms which stem not from physical injury but from psychological injury following a trauma. Those symptoms may mimic accurately the symptoms that would arise from physical injury. Equally, they may be bizarre and random indicating an absence of physical injury. But no such psychological injury is alleged in either these proceedings or the personal injury proceedings. I am not clear whether the Respondent has it in mind that Mr McNicol should submit himself to the kind of further investigation that Mr Khazim suggested, but if they are I am not prepared to require Mr McNichol to do so as the point does not seem to arise."
"4 The respondents had made a secret video of the applicant, which was shown to us and which the applicant accepted was of him. It was taken the day before our hearing. The video showed the applicant walking down the street without any apparent problem, putting his child into the back of his car and for that purpose leaning into the back of the car for a significant period of time, getting into the car to drive it away quite normally and leaning to the right in order to hold his child's hand. The applicant told us that that was one of his good days when he was able to do that."
"5 … On that occasion the applicant had told Mr Khazim that he had severe episodes of neck pain, at least once a week (which is contrary to the evidence he gave to us), he also referred to low back pain, which was worse than when Mr Khazim had seen him the year before, and that his back pain also became worse usually about twice a day. Mr Khazim reported that the assessment was difficult because the applicant was reluctant to answer questions. The examination performed by Mr Khazim showed no evidence of any physical injury to his neck or back. X-rays and an MRI scan showed some slight degree of degeneration at the G5/6 level (which is the middle of the neck) but Mr Khazim confirmed to us that this was of mild appearance, similar to about 40% of the population of the applicant's age and of whom the vast majority have no problems of any significance. The applicant had filled out a disability questionnaire giving his own assessment of pain and his difficulties, which indicated that he was severely disabled. Mr Khazim confirmed that it is well-known that neck and back-related symptoms can be as a result of non-physical organic pathology. Psychological damage would be referred to as being a functional overlay and a number of points could contribute to that. In the case of the applicant the factors which might point to that are the fact that he had been off work for a long time and particularly of the medico-legal proceedings, including his personal injury claim and the Tribunal claim. 6. Mr Khazim made a number of comments about the examination of the applicant and in particular that the applicant had alleged pain over most of his back and shoulders and down to his feet. That was not consistent with a back or neck injury of the kind he claimed. …. Although Mr Khazim told us that the type of injury described by the applicant being a compression injury could have caused an exacerbation of pre-existing neck symptoms of the mild degenerative type seen in the applicant, those would not have lasted for more than six months and that any low back-related symptoms would have lasted for a similar time up to a maximum of one year. Any symptoms longer than that could not be explained on the basis of any organic physical pathology. 7. Mr Khazim accepted that the applicant's problems could be a functional overlay, but he confirmed that he was not qualified to say whether that was the case or whether the applicant was fabricating his symptoms."
"11. We reminded ourselves that like all disability discrimination claims the onus is on the applicant to satisfy us of his claim. In addition, the issue we have to determine is the issue put forward by the applicant. It is clear from the originating application in this case that the applicant has throughout alleged that he had a physical impairment. Even if that had not been the case, and we appreciate the fact that he is not represented by a legally qualified representative, the previous hearing of this Tribunal made it crystal clear that the application was brought as one of physical impairment and not mental impairment. Accordingly, the only issue we have to determine is whether the applicant has satisfied us that he suffered from a physical impairment within the Disability Discrimination Act definition. We have no hesitation in accepting the evidence of Mr Khazim in every respect. We accept that whilst the applicant has mild degenerative change in his spine, that would not account for the symptoms claimed by the applicant and that he has no physical impairment of any significance, which would result in symptoms of the kind he has outlined to us. As the applicant has failed to satisfy us that he has a physical impairment, he has failed to show that he is a disabled person within the Act and his application must fail. 12. We have gone on to consider the question of the allegation of functional overlay. It is of course quite possible for a person to suffer pain which has no physical cause. We do not accept the submission of Mr Turner that a mental condition, which causes pain, is by reason of that a physical impairment. The pain is merely a symptom of the mental condition."
"12 … Although it is not part of the applicant's pleaded case that he suffers from a mental condition, he has failed to satisfy us that he does suffer from a mental impairment. He has put no evidence before us to show there is any functional overlay nor of any clinically well-recognised mental illness which applies to him. We have heard no evidence from anyone qualified to answer that point. If Mr Khazim who is a doctor, but does not specialise in mental issues, is unable to determine whether the applicant's alleged problems arise from a mental impairment or are fabricated, we as lay people are even less able to make that finding. Accordingly, the applicant has failed on the balance of probabilities to show us that he is suffering or has suffered from a clinically well-recognised mental illness. 13. Finally, we feel it is right that we should comment on evidence given by the applicant, because the onus is upon him to satisfy us that he has suffered from substantial long-term adverse effects on his ability to carry out his normal day-to-day activities. On a balance of probabilities he has not satisfied us on that issue. There are a number of points within the applicant's evidence where we have doubts as to his credibility. In particular, having seen the video, it is entirely inconsistent with the allegations of disability he has made to Mr Khazim, all the other doctors and the Tribunal itself. There was nothing on that video to suggest a person who had any significant difficulty with his back or neck. We particularly noted the fact that he seemed to have no problem in leaning into the back of his car for several seconds and no problem getting into the driving seat of the car. He was able to walk quickly down the street in a normal way without any apparent difficulty. All of that is inconsistent with his allegations."
"mental impairment" does not have the same meaning as in theMental Health Act 1983 or theMental Health (Scotland) Act 1984 but the fact that an impairment would be a mental impairment for the purposes of either of those Acts does not prevent it from being a mental impairment for the purposes of this Act:"
" Impairment 10 The definition requires that the effects which the person may experience arise from a physical or mental impairment. In many cases there will be no dispute whether a person has an impairment. Any disagreement is more likely to be about whether the effects of the impairment are sufficient to fall within the definition. Even so, it may sometimes be necessary to decide whether a person has an impairment so as to be able to deal with the issues about its effects. 11. It is not necessary to consider how an impairment was caused, even if the cause is a consequence of a condition which is excluded. For example, liver disease as a result of alcohol dependency would count as an impairment. 12. Physical or mental impairment includes sensory impairments, such as those affecting sight or hearing. 13. Mental impairment includes a wide range of impairments relating to mental functioning, including what are often known as learning disabilities (formerly known as "mental handicap"). However the Act states that it does not include any impairment resulting from or consisting of a mental illness unless that illness is a clinically well-recognised illness (Sch 1, para 1). 14. A clinically well-recognised illness is a mental illness which is recognised by a respected body of medical opinion. It is very likely that this would include those specifically mentioned in publications such as the World Health Organisation's International Classification of Diseases. The Act states that mental impairment does not have the special meaning used in theMental Health Act 1983 or theMental Health (Scotland) Act 1984 , although this does not preclude a mental impairment within the meaning of that legislation from coming within the definition in the Disability Discrimination Act (s 68)."
"Section 1(1) defines the circumstances in which a person has a disability within the meaning of the Act. The words of the section require a Tribunal to look at the evidence by reference to four different conditions. (1) The impairment condition. Does the applicant have an impairment which is either mental or physical? (2) The adverse effect condition. Does the impairment affect the applicant's ability to carry out normal day-to-day activities in one of the respects set out in paragraph 4(1) of Schedule 1 to the Act, and does it have an adverse effect? (3) The substantial condition. Is the adverse effect (upon the applicant's ability) substantial? (4) The long term condition. Is the adverse effect (upon the applicant's ability) long term? Frequently, there will be a complete overlap between conditions (3) and (4) but it will be as well to bear all four of them in mind. Tribunals may find it helpful to address each of the questions but at the same time be aware of the risk that disaggregation should not take one's eye off the whole picture."
"12. … I was myself in doubt in what sense the tribunal used the expression "functional overlay"
"Title to mobility allowance … depends on a claimant's physical condition; this may be contrasted with say the attendance allowance which … may be awarded in respect of either physical or mental disablement. It may be that in the last analysis all mental disablement can be ascribed to physical causes. But, if so, it is obvious that the Act on drawing the distinction between physical and mental disablement did not mean this last analysis to be resorted to …."
"For my part I agree with the approach which the learned Commissioner made to this problem. It seems to me that he directed himself on the facts of this case entirely correctly … [Counsel for the Appellant] who has put his argument very effectively, has submitted that here is a man who is in a wheelchair. If one asks oneself, "
"Hysteria is not itself a physical condition, since physical and hysterical conditions are often used as contrasting terms, and in my view correctly so."
"The role of the Industrial Tribunal contains an inquisitorial element, as Rule 9 of the Industrial Tribunals' Rules of Procedure 1993 indicates."