“following receipt of the Case Investigator’s report and after careful consideration of its contents I have formed the view that it is reasonable to conclude (based on the evidence obtained) that my initial considerations that there may be capability issues were not the case. I have expanded further on this below with respect to individual elements.”
“…it is clear that in not complying with the GMC’s Good Medical Practice and Good Psychiatric Practice, the conduct of [Dr. Ardron] as evidenced by the [Investigation Report], falls short of good practice in a number of areas. All of which amount to gross misconduct, in that it is capable of being determined to be wilful or grossly negligent”
“Your employment is also subject to policies, procedures and guidance locally agreed through the Trust's Medical Negotiating Committee (MNC) and/or Trust Staff Forum.”
“Wherever possible, any issues relating to conduct, competence and behaviour should be identified and resolved without recourse to formal procedures. However, should we consider that your conduct or behaviour may be in breach of the Trust's Code of Conduct or that your professional competence has been called into question we will resolve the matter through our disciplinary or capability procedures. For the avoidance of doubt these are The Regulating Personal & Professional Conduct of Medical and Dental Staff, The Trust's Disciplinary Policy, the Trust's Employee Capability Policy (both found on the Trust lntranet), the NHS guidance HSC20A31012 "Maintaining High Professional Standards in the NHS' and the GMC Good Medical Practice Codes of the duties and responsibilities of a doctor.”
“On review of the Trust’s Disciplinary Policy and Procedure, this behaviour [the behaviour cited earlier] if founded potentially falls into the definitions of: . Negligence - any action or failure to act which could result in serious loss, damage or injury. Includes failure to give appropriate care and protection to service users. . Wilful breaches of professional codes of conduct. . Breach of trust and confidence - conduct which amounts to a breach of the implied contractual term of trust and confidence. Which are considered gross misconduct with Appendix 3 of the Trust’s Disciplinary Policy and Procedure”. (ii) This language suggests, on its face, that Dr. Angus (author of the Management Statement of Case, as Case Manager) appears to have directed himself in accordance only with the Appendix 3 definition and not in accordance with the stricter standards as to what can amount to gross misconduct which I have set out above. As I also set out above, the Trust (in argument before me) agreed that the Appendix 3 definitions are not in themselves sufficient and must be read subject to the gloss required by the general law. (iii) It can accordingly be argued that there is a realistic prospect of success in the argument that there has been a misdirection of law in the Management Statement of Case. (iv) However, I would not have necessarily been attracted by this point against the Trust if one could identify within the body of the Management Statement of Case that the gloss or its equivalent was in fact being applied when Dr. Angus was assessing whether there was a case to answer for gross misconduct or gross negligence. In other words, was it obvious that the type of conduct he was describing would be properly classified as gross misconduct or gross negligence? (v) Having considered the body of that document, it is in my view clearly arguable to the level of realistic prospect of success (and I put it no higher) that behaviour or conduct which on its face might not (even when assessed cumulatively) amount to gross misconduct or gross negligence appears to be the basis of the charges. (vi) Although this point can be made in relation to a number of the conclusions on the TORs set out in Management Statement of Case, the most striking to me are those which suggest that actions which may have been regrettable errors of judgment in making records (in the difficult prison context), or acts which are called “inappropriate or careless” are arguably being wrongly categorised as gross misconduct. I will set out some examples. (vii) First, in relation to TOR 4 (was there a psychiatric assessment by Dr. Ardron at the earliest opportunity following JO’s return from ITU?), the Management Statement of Case records that the Investigation Report concluded that “Dr Ardron completed her assessment [of JO] at the earliest opportunity on25 November 2015 …[but] she did not record her formulation or treatment plan in the clinical record. Dr Parrott, emphasised that the records were not detailed accurate or verified. This is not consistent with ‘Good Psychiatric Practice’. ”