“common ground that should the Claimants application be allowed the Employment Tribunal decisions will not be admissible. However, on this hearing, when establishing a prima facie case, I can have regard to the findings of the Employment Tribunal.”
“11. The argument advanced depends on taking a few narrow points, for example, as to the non-compellability of the defendant in terms of oral evidence on the committal application under CPR. 81.28(3), and the inadmissibility of civil judgments as probative in criminal trials (see R v. D[1996] QB 283 ). Unwinding those narrow points out, the result is a situation which one might practically say is a “through-the- looking-glass” situation, is potentially reached in which committal applications would have to take place shorn of all prior evidence originating from one party and be conducted on the most limited basis with the judge unable to look at even, say, the judgment, which is integrally involved in the committal application… 15. The starting point for the defendant’s submissions is, it seems to me, broadly sound. The defendant says that the general position is that a defendant to a criminal charge is entitled to remain silent, he cannot be compelled to give evidence. It is also true of committal proceedings, given their quasi criminal nature, and, similarly, he cannot be required to give evidence or provide disclosure, including by answering interrogatories. 16. However, this submission and the law that it states is all geared to what happens after a defendant is in peril of committal. On my reading of the rules and the authorities, it tells us nothing about the position where committal happens, for example, after documents are disclosed or after a defendant gives evidence. In this regard, the authorities and the rules tell the same story and it is a very different story to the one that Mr Marshall urges upon me.”
“18. One sees a similar thing in relation to the cases dealing with the use of prior judgments, a point to which I shall return in relation to the question of prior judgments itself. I was referred to JSC BTA Bank v. Mukhtar Ablyazov[2016] EWHC 3081 (Comm) which stated that there is no absolute rule of inadmissibility, and indicates that the rule, despite statements in cases such as R v. D, is really much more nuanced. The court in that case, in giving “considerable weight” to previous findings as to ownership of certain companies held: “There can be no objection to reliance on the evidence referred to in earlier judgments, such as the contents of documents or the evidence of witnesses….. Nor can there be objection in my view to a second category of case, where the court takes into account, in a like manner as it would any other factual evidence, statements of fact in earlier judgments, giving them such weight as it thinks fit. … The rule in Hollington v F Hewthorn & Co turns on fairness. That accords with the Overriding Objective of the CPR of dealing with cases justly and at proportionate cost….” 19. This indicates clearly that the court can consider the findings of an earlier judge and look at statements and facts and give such weight as is thought fit to those statements. The court there held that the court is entitled to have regard to matters of primary fact recorded in the judgment and, if those matters of fact justify the conclusions reached in the judgment, the court is entitled to reach the same conclusion. And, in reaching that conclusion, the court referred back to the judgment of Eder J in the Okritie v Gersamia[2015] EWHC 821 case, in particular at paragraph 23… 20. This approach is also, in my judgment, inherent in the reasoning in the passages alluded to in Otkritie and Summers v Fairclough Homes Ltd[2012] 1 WLR 2004 per Lord Clarke at [59], that one may in a general way expect a trial judge to hear contempt applications in relation to those proceedings and positively indicating the desirability of a judge familiar with the case hearing subsequent applications… 21. If this is true for judgments and the original judge can, as a matter of practice, hear the committal application, even though he heard the main trial, it makes no sense to exclude the documentary record, whether that means disclosure of transcripts or skeletons, and that dovetails with the authorities which I have already indicated. 22 There is nothing, it seems to me, in the authorities which were cited by the defendant that really engages with this. The authorities which the defendant cites are looking at a different point, the protection of a party once a committal application is underway… In essence, the law allows a party who is subject to committal proceedings to protect himself in various ways going forward, so he cannot be compelled to give oral evidence in those proceedings (seeCPR 81.28 (3)). He cannot be compelled to provide interrogatories or comment. It would seem, although no specific authority was given for this, also to cover disclosure in committal proceedings. 23. But none of this affects the matters which are already in play by the time the committal application comes to be made. In my judgment, a party cannot retrospectively invoke that protection. That is also reflected in the summary of the law given by the claimant in its skeleton; in particular, there is nothing in the defendant’s right to silence that renders transcripts, skeletons, judgments, witness statements and any other documents from a liability trial inadmissible on a later committal application. The right of silence or to avoid self- incrimination is to avoid being compelled to self- incriminate. It does not restrict the use of information provided voluntarily at an earlier stage, nor is a litigant compelled to provide information for these purposes, simply because, if he fails to do so, he may incur civil liability.” “There can be no objection to reliance on the evidence referred to in earlier judgments, such as the contents of documents or the evidence of witnesses….. Nor can there be objection in my view to a second category of case, where the court takes into account, in a like manner as it would any other factual evidence, statements of fact in earlier judgments, giving them such weight as it thinks fit. … The rule in Hollington v F Hewthorn & Co turns on fairness. That accords with the Overriding Objective of the CPR of dealing with cases justly and at proportionate cost….”
“17i) It is, it has to be said, a startling notion that the very judgment which gives rise to the order from which springs a committal application cannot be admitted in evidence. How else is a court to make sense of the order which has been made? ii) Logically, on H’s case, no judgment in a final hearing conducted according to the civil standard of proof can ever be referred to within subsequent committal proceedings. Thus, in a family context, a judge hearing a contempt application would not be permitted to take account of, or refer to, or in any way rely upon, findings made at a substantive trial of financial remedy, or public law, or private law proceedings, or indeed any other part of the family jurisdiction. Further, H’s submission that “findings of fact by earlier tribunals are inadmissible in subsequent civil proceedings because they constitute opinion evidence” means that it would never be open to the court to be referred to the prior judgment upon a subsequent enforcement application of whatever nature. Moreover, following the logic through, a substantive judgment including findings as to, for example, periodical payments, could not be before the court upon a variation application unders31 of the Matrimonial Causes Act 1973 (as amended). All of this seems to me to be extremely doubtful. iii) Counsel for H were not able to point me to a single authority where a substantive judgment was ruled inadmissible in a subsequent committal application made in respect of the order springing from that very same judgment, whether in family proceedings or elsewhere in the civil jurisdiction. My personal experience (and I believe reflected in published judgments on committal in the Family Court or Family Division) is entirely to the contrary. The closest they came was brief obiter dicta by Sir James Munby P (who appears to have received no submissions by counsel on the point) in Re L (A child)[2016] EWCA Civ 173 … iv) The rule can be encapsulated in one sentence. Goddard LJ said at 596-597 of Hollington v Hewthornthat “A judgment obtained by A against B ought not to be evidence against C”