"Has the particular departure from a regulation pursuant to section 58 (3) (c) of the 1990 Act or a requirement in section 58, either on its own or in conjunction with any other departure in this case, had a materially adverse effect either upon the protection afforded to the client or upon the proper administration of justice?"
"The "protection afforded to the client" is a reference to the protection afforded by virtue of the 2000 Regulations. If paras 106 and 107 [in Hollins] are read as a whole, the court was saying that, if there has been a failure of substantial compliance or a material departure from what is required by the 2000 Regulations, that failure or departure of itself has a material adverse effect on the protection afforded to the client or upon the proper administration of justice"
“19. My clients NEVER sign the CFA at the first appointment. Funding options alone is a complicated topic and there is a lot of initial information for my lay client to “digest”
“Other than a conditional fee agreement (CFA) you have no other way of funding this claim. I am pleased to offer you a conditional fee agreement. I am prepared to back date your agreement to the date of my original instructions and in this way, all of the work that I do on your case will be covered under the terms of the CFA.”
“12. … We discussed CFA’s as the most probable method of funding. If we proceed with the CFA the agreement will be back dated to cover the initial meeting. I said that, unless, at the outset, I can see a good chance of success I do not normally offer CFA’s (conditional fee agreement). I explained the difficulties on liability. I said that if I offer a CFA from the outset I will need to do a substantial amount of work (interview witnesses, engineer’s reports, etc) on a case where there is a better than even chance of losing. On this particular occasion, I said that I will risk my time under a CFA on condition that we do not incur disbursements until liability has been established and thereafter my firm will only pay for disbursements if Mr Ahmed applies for after the event insurance cover.”
“I still do not have a signed CFA from Mr Ahmed! Instead of him signing and returning the copy that he has got I said that the Law Society had brought out a new version of the agreement. I will discuss this new version with him at our appt.”
“Either the CFA can be backdated to the original meeting or Mr Ahmed can pay for my time to date privately. Agreement to be backdated.”
“These are for work done from now until the review date1 January 2002 . Our hourly rates are …”
“19. [counsel for the Claimant] submitted that the agreement was, on its face, retrospective. That is incorrect. It was not retrospective: it was back-dated, which is a very different thing. … The written agreement in this case was misleading. Anyone who saw it would assume that it had been executed on the agreement date, that is, … in fact it was not … 22. Whether the back-dating of the agreement had a material effect on the administration of justice is a separate question. An allegation that the agreement was deliberately back-dated in order to mislead the Defendant or its solicitors or the court into believing that it was entered into on the date it bore … would be a serious allegation of impropriety (indeed of dishonesty) which, if established, would certainly lead to unenforceability of the agreement. However the Defendant has disclaimed any allegation of impropriety on the part of Mr Dench. The fact that the agreement had been back-dated was apparent from the files provided to [the Costs Judge] and was noticed by him. In these circumstances there is no basis for a conclusion that the agreement is unenforceable on the ground that its back-dating had a material effect on the administration of justice. 23. I would emphasise, however, that the back-dating of documents as was done in this case is generally wrong. It is wrong to seek to give an agreement retrospective effect by back-dating it. If it is agreed that a written agreement should apply to work done before it is entered into, it should be correctly dated with the date on which it was signed and expressed to have retrospective effect, ie, to apply to work done before its date. Back-dating is liable to mislead third parties, and is liable to lead to the suspicion that it was done in order to mislead third parties, including a court before which the agreement is to be placed. The dangers may be seen in the Claimant’s bill of costs. … The costs draftsman seems to have taken the date of entering into the agreement as the date it bore … Back-dating is at best due to incompetence or lack of thought, and at worst to dishonesty. It should not be done.”
“What is covered by the agreement: your claim for damages for personal injury suffered on10 March 2001 and also the words which I have previously quoted which define the term “basic costs”: “These are for work done from now until the review date1 January 2002 …”
“I will arrange for an insurance policy to be taken out which will cover any liability you may have for outlays (third party expenses) and also the costs of your opponent, if the claim is unsuccessful. There is a premium for the policy, the cost of which I will let you know as soon as I can. If you win, that premium will be sought from your opponent. I will try to take out insurance that also covers the premium. You are unlikely to be offered an insurance policy until such time as I have obtained sufficient evidence to suggest that you have a better than 60% chance of winning your case.”
“Under a CFA the opponent’s costs can be insured, as can disbursements, however, until a supportive engineer’s report and other witness evidence is available an after the event insurer (Capita/Litigation Protection) is unlikely to consider going on risk. It is a chance Mr Ahmed will take. I will do all that I can to take the Defendant’s involvement to a minimum pending my enquiries. If sufficient supportive witness evidence is unobtainable we will review the wisdom of continuing with this case. Once the supportive witness evidence is available then at that stage we would make an application for the after the event insurance to be put in place.”
“(vii) We believe it is desirable for you to insure your opponent’s costs and disbursements to safeguard the risk of you losing your case and becoming liable to pay your opponent’s costs and disbursements and/or any disbursements that may occur in your case. We recommended that you take out a policy with Litigation Protection and/or Capita. We do not have an interest in recommending Litigation Protection Ltd or Capital or any of their products. We are not insurance brokers and cannot advise you on the range of products that these companies offer. We simply recommend a standard after the event insurance policy to safeguard you against the risk of you losing your case and having to pay your own disbursements and/or your opponent’s costs and disbursements.”
“Litigation Protection Ltd or Capita An insurance policy is available through Litigation Protection Ltd/ Capita. If there is any risk of you losing your case we will advise you to take out the insurance. If your insurance is accepted by Litigation Protection Ltd/ Capita and you lose your case the insurance policy will cover our disbursements, your barrister’s fees and your opponent’s costs and disbursements. The minimum cover is£25,000 although this can be extended by paying additional premiums.”