“may serve the claim form on the defendant out of the United Kingdom where each claim against the defendant to be served and concluded in the claim form is a claim which the court has power to determine under…the Lugano Convention…”
“the 1982 Act, the Lugano Convention,” and “, the Judgments Regulation”
“6.33(3) The claimant may serve the claim form on a defendant out of the United Kingdom where each claim made against the defendant to be served and included in the claim form is a claim which the court has power to determine other than under [the Convention on Choice of Court Agreements concluded on30th June 2005 at the Hague], notwithstanding that (a) the person against whom the claim is made is not within the jurisdiction; or (b) the facts giving rise to the claim did not occur within the jurisdiction.”
“Permission required or not? 41. … Claim 1 was issued during the post-Brexit transition period. Prior to Brexit, jurisdiction over Ferland as a Cypriot company was governed by the Recast Judgments Regulation (EU) No. 1215/2012 (“Brussels Recast”) while jurisdiction over Mr Sokolenko, who is domiciled in Switzerland, was governed by the Lugano Convention. Pursuant toCPR Part 6.33 (1) and (2), claims falling within the scope of either of these conventions could be served out of the jurisdiction without permission. 42. With effect from31 December 2020 (the final Brexit withdrawal date), theCivil Jurisdiction and Judgments (Amendment) (EU Exit) Regulations 2019 (SI 2019/479) came into force. Regulations 92 and 93A expressly preserved the pre-existing jurisdictional regime in respect of proceedings issued but not concluded prior to that date. Jurisdiction in relation to Claim 1 accordingly continues to be assessed by reference to Brussels Recast and the Lugano Convention as appropriate. 43. Amendments to the CPR were introduced with effect from the same date by theCivil Procedure Rules 1998 (Amendment) (EU Exit) Regulations (SI 2019/521). These included transitional provisions in relation to service out of the jurisdiction, including Regulation 18(3A), which specifically maintains the pre-existing position that permission is not required for a claim form issued prior to withdrawal where jurisdiction is based on Brussels Recast. However, there is no equivalent saving for claim forms where jurisdiction exists under the Lugano Convention. 44. This is, on the face of it, surprising. Given that claims falling within both the Lugano Convention and Brussels Recast could have been served pre-Brexit without permission, there is no obvious reason why permission should still be required for the former but not the latter. …”
“ … is now wide enough to permit service where the court has expressly “preserved” jurisdiction under the Lugano Convention and Judgments Regulation in respect of claim forms issued but not served prior to withdrawal.”
“… if that is right it does not explain why an express saving provision was nonetheless felt necessary for claims falling within the Judgments Regulation as recast by Brussels Recast.”
“3.10 Where there has been an error of procedure such as a failure to comply with a rule or practice direction – (a) the error does not invalidate any step taken in the proceedings unless the court so orders; and (b) the court may make an order to remedy the error.”
“as a third party in an action on a warranty or guarantee, or in any other third party proceedings, in the court seised of the original proceedings, unless these were instituted solely with the object of removing him from the jurisdiction of the court which would be competent in his case;”
“… a connection must exist between the proceedings commenced by the Claimant and the proceedings commenced by the Defendant against a Part 20 Defendant before the Part 20 proceedings can be considered to fall within Article 6(2). It is not possible to define the nature of that connection notwithstanding the understandable desire that Article 6(2) is understood and applied by all contracting states in the same way. It seems clear, however, that the connecting factor must be a close one … and there must be good reason to conclude that the efficacious conduct of proceedings is best promoted by both the claim between Claimant and Defendant and claim between Defendant and Part 20 Defendant being considered by one Court.”
“… as the main action is no longer live there is no discretion to be exercised. If the Part 20 claim were to continue in England, it would be as a separate claim, simply because there is no main action to be carried forward. Thus the requirements of Article 6(2) of the regulation are simply not met as matters have turned out.”
“… on the facts, the relevant connection between the main and the Part 20 claims in the present case is that the latter were contingent upon the success of the main claim. If that claim succeeded, so that the Part 20 claims then had to go ahead, there would be nothing to prevent UBS and GP taking all the same points that we had taken, unless of course they were party to the proceedings in which judgment in CAIS’s favour had been given. And this jurisdiction is the only one in which these disputes could be heard in order to prevent the risk of irreconcilable judgments. … The fact that the juridical nature of the main proceedings differed from that of the Part 20 proceedings is irrelevant, as is the fact that different laws govern the claims against GP and UBS. At the very least, each of those last two claims would have to take account of the other, in quantum terms, and the two would undoubtedly be part of the same overall factual investigation.”
“But in a case where there is not only a common investigation but also an inevitable interrelationship between the main and the Part 20 claims and between the quantum of each Part 20 claim [the Court] should accept that it carries the day.” “[England & Wales] was the only forum which could house all the claims, CAIS’s claims against AG and MG, and AG and MG’s claims against GP and UBS.”
“The underlying legal policy is one of certainty in jurisdictional matters so that litigating parties know where they stand on the preliminary (and often strategic or decisive) question of jurisdiction.”
“Article 470(2) [of the Swiss Code of Obligations] determines the time up to which a payment instruction can be revoked by the payor. A payment instruction cannot be revoked from the moment the paying agent (UBS in the present case) has expressly or impliedly indicated to the payee (GP in this case) that it has unconditionally accepted the instruction and acknowledged its own obligation to the payee in the amount of the payment. A credit made to the payee’s account is deemed to be the paying agent’s acceptance and acknowledges the paying agent’s obligation to the payee, provided the payee received notice of the credit. Notice is deemed to be received, inter alia, in the following circumstances: a) the payee can remotely access the account by electronic means such as e-banking (whether or not the payee has effectively accessed its account), unless according to the terms and conditions governing the e-banking services, the entries shown in the e-banking application are not deemed to be a true and correct reflection of the payee’s accounts; or b) the payee has physically or electronically received an account statement or a transaction notice from the paying agent.”