“Of course darling. I miss you”
“… must not behave in a way which is likely to diminish the trust and confidence which the public places in you or in the profession.”
“80. It is important to record that the BSB did not allege that the sexual activity was non-consensual. The allegation was that it was “inappropriate and/or unwanted”
“Findings and Decisions on Charges 2,4, and 6 re Person 2 – the hotel bedroom 85. Charge 2 The Tribunal applied the criminal standard of proof and was unanimous in making the following findings. The Respondent was acting in a professional capacity when he invited Person 2 to go to his hotel that evening to work on legal arguments. Up until the invitation to stay, all interactions between the two had been professional not personal. He had invited her to do a mini-pupillage. He knew that she had no previous experience of the Bar and was interested in a career at the bar. He held himself out as someone who could help. In the circumstances, the Respondent was in a position of trust. There was a power imbalance between the Respondent and Person 2 by virtue of his professional status as senior silk and her status as an aspiring barrister. Person 2 had gone to the room expecting to work and nothing had prepared her to expect to be invited to stay the night in the Respondent’s hotel room. Despite Person 2’s repeatedly expressed wish to leave, the Respondent persisted with the invitation to stay in his room. The Respondent insisted that Person 2 should sleep on the bed rather than the sofa. The Respondent changed into his night clothes while Person 2 was in the room. The invitation to stay the night and to sleep on the bed was sexually motivated, inappropriate and unwanted and the Respondent knew or ought to have known that it was inappropriate and unwanted.The Respondent’s conduct is likely to diminish the trust and confidence which the public places in him or the profession. Accordingly, Charge 2 was proved. The decision was unanimous. 86. Charge 4 The above findings of fact apply to Charge 4. In addition, having applied the criminal standard of proof, the Tribunal was unanimous in finding that the Respondent initiated sexual activity, that the sexual activity was inappropriate and that the Respondent knew or ought to have known that it was inappropriate. The Respondent’s conduct is likely to diminish the trust and confidence which the public paces in him or the profession. Accordingly, Charge 4 was proved. The decision was unanimous. 87. Charge 6 Neither Ms Horlick nor Mr Williamson addressed the Tribunal on the difference between the allegations in Charge 6 and Charge 4. Both Charges include the allegation that the Respondent initiated sexual activity and that he knew or ought to have known that sexual activity was inappropriate. The Tribunal found that allegation proved. The only discernible distinction between the allegations in Charge 4 and Charge 6 is that: Charge 4 reads: e) He initiated sexual contact with Person 2 when they were alone together in the bedroom; f) He knew or ought to have known that Person 2 did not wish to engage in sexual activity. Charge 6 reads: b) He initiated sexual contact with Person 2 when they were alone together. c) He knew or ought to have known that Person 2 did not want him to initiate sexual contact with her. d) He knew or ought to have known that Person 2 did not wish to engage in sexual activity. Thus, Charge 6 contains an additional allegation that the Respondent knew or ought to have known that Person 2 did not want him to initiate sexual activity. The distinction between not wanting sex to be initiated, and not wanting any engagement in sex, was not addressed in submissions. The Tribunal could not be sure that the evidence established that there was a distinction. In the circumstances, given that the Tribunal could not be sure that the sexual activity per se was unwanted, it followed that the question of whether or not the Respondent knew or ought to have known that, at any stage, the sexual activity was unwanted fell away. However, the Tribunal’s unanimous finding applied equally to Charge 6. Charge 6 was proved, but on the basis set out above in relation to Charge 4 i.e. that the initiation of sexual activity and the engagement in sexual activity were inappropriate and that the Respondent knew or ought to have known that they were inappropriate. The Tribunal’s findings of fact mean that there is no distinction between Charges 4 and 6.” (Emphasis added)
“Sanction 91. The Tribunal applied the Sanctions Guidance Version 6 issued on1 January 2022 (the “Guidance”) applicable to all decisions on sanctions regardless of when the misconduct occurred. The Tribunal bore in mind the purpose of sanctions for professional misconduct. The following were of particular importance: the maintenance of public confidence and trust in the profession and the enforcement system; the maintenance and promotion of high standards of behaviour and performance at the Bar; the deterrence to the individual barrister and to the wider profession from engaging in the misconduct subject to the sanction. 92. The misconduct falls within Group B – misconduct of a sexual nature. The Guidance points out that such behaviour, which is prevalent at the Bar, seriously undermines public trust and confidence in the Bar and has a negative impact on recruitment and retention at the Bar. 93. The Tribunal was unanimous in identifying the following factors from the list in Group B and in the Annex 2 in relation to culpability and harm: • The misconduct took place in a professional context; • The misconduct was intentional; • The Respondent’s motivation was his own sexual gratification; • The use of his position to pursue an inappropriate relationship; • The misconduct was directed at a person in a vulnerable situation; • There was sexual touching; • The misconduct involved elements of planning at least on the day it happened if not earlier; • It was a one-off incident but it was sustained; • The Respondent acted in breach of a position of trust; • There was a significant disparity in seniority and experience between the Respondent and Person 2; • The Respondent had sole responsibility for the circumstances giving rise to the misconduct; • The harm to Person 2 could have reasonably been foreseen; • The misconduct caused injury to Person B’s feelings; • The misconduct impacted on Person 2’s emotional well-being. • The misconduct had a detrimental impact on the public confidence in the legal profession. 94. Having taken all of the above factors into account, the conclusion of the Tribunal, by a majority of 3 to 2, was that the misconduct involved significant culpability and significant harm and that it fell within the upper range of seriousness. The majority considered that misconduct caused significant harm to public confidence in the profession and was particularly serious in view of the Respondent’s seniority and prominent position at the Bar. The conclusion of the minority of the Tribunal was that the misconduct fell within the middle range of seriousness and involved moderate culpability and moderate harm which included harm to the confidence in the profession. There was consensus that the fact that the misconduct took place six years ago had no bearing on culpability or harm. The indicative sanction for upper range seriousness is disbarment and for middle range seriousness is suspension for over 24 months up to disbarment. 95. The Tribunal then considered aggravating and mitigating factors and was unanimous in its conclusion that there were no aggravating or mitigating factors under Group B. 96. With reference to aggravating factors in Annex 2, the Respondent’s senior level of experience was relevant. 97. There was no reflective (or indeed any) statement from the Respondent so it was not possible to draw any conclusion favourable or unfavourable on the questions of remorse and insight. 98. With reference to mitigating factors in Annex 2, the Tribunal had medical evidence and evidence about the personal circumstances of the Respondent. It was not suggested that these caused or influenced the misconduct. The Tribunal was informed that the Respondent was undertaking therapy. 99. The relevant mitigating factors were the previous good character and good references. The Tribunal took account of the fact that not only had there been no previous disciplinary findings but also that he was highly regarded as a talented and hardworking advocate who was committed to the profession and to encouraging aspiring barristers from underrepresented groups. There were many excellent references from male and female colleagues and from mentees past and present all of whom spoke of the Respondent’s dedication to the profession and to his commitment to the promotion of diversity and inclusivity at the Bar. The Tribunal accepted all the references. 100. The Tribunal was mindful of the need to treat areas of mitigation with caution when dealing with misconduct of a sexual nature. 101. The Tribunal applied the principle of proportionality which requires sanctions to be no more than is necessary to achieve the purposes of sanctions. 102. Having considered all of the above matters, the majority decision (by 3 to 2) was that the indicative sanction of disbarment was the only just and proportionate sanction in all the circumstances. The minority decision was that the just and proportionate sanction was a term of suspension of 25 months less credit for the time spent under the interim suspension order imposed on9 December 2024 . 103. The Tribunal imposed a sanction of disbarment on Charge 2 and 4. The Tribunal imposed no separate penalty on Charge 6 since the findings of fact on which it was proved did not differ from those in Charge 4 with the result that the Charges as proved were indistinguishable.” (Emphasis added)
“(1) Every appeal will be limited to a review of the decision of the lower court unless - … the court considers that in the circumstances of an individual appeal it would be in the interests of justice to hold a re-hearing.”
“11. The applicable legal framework for appeals of this nature was considered by Calver J, in Owusu-Yianoma v Bar Standards Board[2023] EWHC 2785 (Admin) . His judgment provides a comprehensive review of the relevant provisions and case law. My summary of these principles draws directly from that review. … 12. The nature of an appeal by way of review is flexible. As Lang J stated in Bar Standards Board v Stephen Howd[2017] EWHC 210 (Admin) at [16]: “an appeal against the decision of a Disciplinary Tribunal is by way of review, not re-hearing. However, the nature of an appeal by way of review under rule 52.11 is flexible and differs according to the nature of the body, which is appealed against, and the grounds upon which the appeal is brought.” 13. The review will engage the merits of the appeal, but it “will accord appropriate respect to the decision of the lower court”
“A review here is not to be equated with judicial review. It is closely akin to, although not conceptually identical with, the scope of an appeal to the Court of Appeal under the former RSC. The review will engage the merits of the appeal. It will accord appropriate respect to the decision of the lower court. Appropriate respect will be tempered by the nature of the lower court and its decision-making process”. 14. Deference to specialist tribunals is a significant consideration. Pepperall J in Hewson v Bar Standards Board[2021] EWHC 28 (Admin) observed that: “Appeal courts should not lightly interfere with decisions of specialist disciplinary tribunals as to the appropriate sanction for professional misconduct. First, the appeal is by way of review and not re-hearing. The discretion as to sanction is therefore reposed in the tribunal and not the court. Secondly, the court should accord deference to the evaluative decision of the specialist tribunal”. 15. An appeal court should only interfere with a Tribunal’s evaluative decision on sanction if it made an error of principle or if it fell outside the bounds of what it could properly and reasonably decide. This principle was reiterated in Bawa-Garba v The General Medical Council[2018] EWCA Civ 1879 , where the Court of Appeal said there was “limited scope” for overturning such decisions, stating that an appellate court should interfere: “only if (1) there was an error of principle in carrying out the evaluation, or (2) for any other reason, the evaluation was wrong, that is to say it was an evaluative decision which fell outside the bounds of what the adjudicative body could properly and reasonably decide”
“ 2. If a legal rule requires a fact to be proved (a “fact in issue”), a judge or jury must decide whether or not it happened. There is no room for a finding that it might have happened. The law operates a binary system in which the only values are zero and one. The fact either happened or it did not. If the tribunal is left in doubt, the doubt is resolved by a rule that one party or the other carries the burden of proof. If the party who bears the burden of proof fails to discharge it, a value of zero is returned and the fact is treated as not having happened. If he does discharge it, a value of one is returned and the fact is treated as having happened.”
“Applying the culpability and harm factors is not a science. Generally, the greater the number of applicable factors, the greater the level of assessed culpability and/or harm will be. However, it is possible that only one, or a couple of factors, will be so serious as to result in an assessment that there is significant overall culpability and/or harm and the sanction should be in the upper range for the relevant misconduct.” (Emphasis added)
“5.7 Numerous studies have shown that incidents of sexual misconduct, discrimination, harassment and bullying are prevalent in the professions, including the Bar. Such behaviour seriously undermines public trust and confidence in the Bar and has a negative impact on diversity, recruitment, and retention at the Bar. It is therefore important that misconduct of these types is marked by serious sanctions to maintain public confidence, act as a deterrent and encourage the reporting of such misconduct. 5.8 Misconduct of a sexual nature encompasses a wide range of conduct from criminal convictions for sexual offences to misconduct, that may or may not amount to a criminal offence. The misconduct could involve colleagues, clients or others. It is particularly serious where there has been an abuse of trust by the barrister, the misconduct involves a vulnerable person or there has been an abuse of their professional position. 5.9 The starting point for proved misconduct of these types is a suspension from practice of over 12 months. However, panels may form the view that disbarment is appropriate given the particular circumstances of the misconduct, for example the nature of an abuse of trust or professional position by the barrister or misconduct involving a vulnerable person. 5.10 When deciding on sanctions for sexual misconduct, discrimination, harassment and bullying, panels should be mindful not only of the serious harm that can be caused to the recipient’s emotional and mental well-being but also the impact on others at the Bar, those considering entering the profession and wider society. A single incident can have a significant harmful impact and misconduct of this nature should not be regarded as less serious because it did not form part of a course of conduct. 5.11 Mitigation based on the respondent’s personal circumstances, health, good character/references needs to be treated with caution in the context of sexual misconduct, discrimination and harassment. The nature of such misconduct means that serious sanctions are required to protect others and promote standards regardless, in most instances, of the respondent’s own circumstances. Many practitioners will face personal challenges, such as ill-health, bereavement and divorce, but do not resort to committing misconduct.” (Emphasis added)
“50 The Panel found that the interested party had breached the Professional Standards relating to Authority, Respect and Courtesy, Integrity and the Standard relating to Discreditable Conduct. It identified the breaches of the Standards as representing a significant departure by Mr Mason from the behaviour expected of a police officer and found that he had behaved in such a fundamentally inappropriate way that his behaviour constituted gross misconduct. In my view, what the Panel did not do in making its findings was to provide any analysis of the seriousness of Mr Mason’s misconduct, in particular in respect of culpability and harm. I accept the appellant’s contention that listing the aggravating and mitigating factors does not of itself represent the required analysis, indeed counsel on behalf of Mr Mason did not seek to suggest otherwise. 51 This was deliberate and targeted misconduct by a police officer holding a position of trust and authority. It involved sexual impropriety towards a vulnerable victim. No reference is made by the Panel to the fact that misconduct involving sexual impropriety, of itself, is serious (para 4.39) and that more serious action is likely to be appropriate where the officer has demonstrated predatory behaviour motivated by a desire to establish a sexually inappropriate emotional relationship with a member of the public (para 4.40). The Panel recognised the vulnerability of the victim but did not identify the part this played in its assessment of seriousness and harm. The Panel did identify aggravating factors but it failed to properly assess or identify the weight to be attached in terms of harm or culpability to such factors and ultimately to the issue of the seriousness of the misconduct.” (Emphasis added)
“Harm • Causing fear, humiliation and/or anxiety. • Impact on working life/career of those affected by the misconduct. • Impact on mental health/wellbeing, whether physical or psychological, of those affected by the misconduct. • Injury to feelings.” • Causing fear, humiliation and/or anxiety. • Impact on working life/career of those affected by the misconduct. • Impact on mental health/wellbeing, whether physical or psychological, of those affected by the misconduct. • Injury to feelings.”
“4.6… Character evidence is likely to hold little weight where it relates to … misconduct of a sexual nature… . This is because it is very possible that when instances of such proven misconduct come to light, they will be perceived by many as “out of character” but this does not mitigate the conduct itself or the harm it will have caused.”
“[79] In our system of justice, the law jealously guards the rights of women workers to protection against predatory, ignorant men who feel entitled to prey on female colleagues in the way that this doctor did; but our system is not so inflexible that every transgression of this kind must be met with erasure. This appellant’s conduct was not at the very bottom of the scale; it was very serious, but it was not anywhere near the top of that scale. The mitigation, for what it was worth, was there. No patient’s safety was endangered. The appellant was of previous good character. He had some insight into his offending behaviour, although it was given slight weight and came late. He had a long record of unblemished service, which included about two and a half years after the second incident without any further offending.” (Emphasis added)
“That confidence [in the profession] will surely be maintained by imposing such sanction as is in all the circumstances appropriate. Thus in considering the maintenance of confidence, the existence of a public interest in not ending the career of a competent doctor will play a part.”
“3. Panels should set out their reasons in sufficient detail to enable the parties and the public to understand the basis for the panel’s decisions on findings of law, fact, misconduct and sanction. The length of the Report and the level of detail setting out the reasons will vary according to the nature of the matter in question. The Report does not have to rehearse every point arising in the case or the detail of all evidence presented so long as the panel’s reasoning is clear and the evidence on which it is based is referred to in the report.”
“16 We would put the matter at its simplest by saying that justice will not be done if it is not apparent to the parties why one has won and the other has lost. … 19 It follows that, if the appellate process is to work satisfactorily, the judgment must enable the appellate court to understand why the judge reached his decision. This does not mean that every factor which weighed with the judge in his appraisal of the evidence has to be identified and explained. But the issues the resolution of which were vital to the judge’s conclusion should be identified and the manner in which he resolved them explained. It is not possible to provide a template for this process. It need not involve a lengthy judgment. It does require the judge to identify and record those matters which were critical to his decision. …”
“Having taken all of the above factors into account, the conclusion of the Tribunal, by a majority of 3 to 2, was that the misconduct involved significant culpability and significant harm and that it fell within the upper range of seriousness. The majority considered that misconduct caused significant harm to public confidence in the profession and was particularly serious in view of the Respondent’s seniority and prominent position at the Bar. The conclusion of the minority of the Tribunal was that the misconduct fell within the middle range of seriousness and involved moderate culpability and moderate harm which included harm to the confidence in the profession...”