“The NMC's allegations against the Appellant were all of 'misconduct' by reason of which her FtP was impaired. Accordingly, insofar as any conduct charges were found 'proved' against her (whether by reason of their having been admitted by her, or otherwise), the next steps would then be to consider: (a) whether the proved conduct constituted 'misconduct'; and, if it did, (b) whether her FtP was currently impaired.”
“The appeal court will allow an appeal where the decision of the lower court was: (a) wrong; or (b) unjust because of a serious procedural or other irregularity in the proceedings in the lower court.” (a) wrong; or (b) unjust because of a serious procedural or other irregularity in the proceedings in the lower court.”
“i) Proceedings under section 40A of the 1983 Act are appeals and are governed byCPR Part 52 . A court will allow an appeal underCPR Part 52.21 (3) if it is 'wrong' or 'unjust because of a serious procedural or other irregularity in the proceedings in the lower court'. ii) It is not appropriate to add any qualification to the test inCPR Part 52 that decisions are 'clearly wrong'... iii) The court will correct material errors of fact and of law…. Any appeal court must however be extremely cautious about upsetting a conclusion of primary fact, particularly where the findings depend upon the assessment of the credibility of the witnesses, who the Tribunal, unlike the appellate court, has had the advantage of seeing and hearing…. iv) When the question is what inferences are to be drawn from specific facts, an appellate court is under less of a disadvantage. The court may draw any inferences of fact which it considers are justified on the evidence: seeCPR Part 52.11 (4). v) In regulatory proceedings the appellate court will not have the professional expertise of the Tribunal of fact. As a consequence, the appellate court will approach Tribunal determinations about whether conduct is serious misconduct or impairs a person's fitness to practise, and what is necessary to maintain public confidence and proper standards in the profession and sanctions, with diffidence… vi) However there may be matters, such as dishonesty or sexual misconduct, where the court "is likely to feel that it can assess what is needed to protect the public or maintain the reputation of the profession more easily for itself and thus attach less weight to the expertise of the Tribunal …"…: the appellate court "will afford an appropriate measure of respect of the judgment in the committee … but the [appellate court] will not defer to the committee's judgment more than is warranted by the circumstances". vii) Matters of mitigation are likely to be of considerably less significance in regulatory proceedings than to a court imposing retributive justice, because the overarching concern of the professional regulator is the protection of the public. viii) A failure to provide adequate reasons may constitute a serious procedural irregularity which renders the Tribunal's decision unjust...”
“The test to be applied in these cases is a two-stage test. Firstly, whether the challenges in the circumstances of the case provided sufficient information to enable those charged to know, with reasonable clarity, the case they have to meet. Secondly, whether they know enough about the charges to enable them to prepare their defences…”
“…. in this sort of situation where there has been a prior investigation and prior findings by a local disciplinary or investigatory person or body, the findings of that person or body are not, and should not be, normally admissible in proceedings before the NMC, nor put before the Committee, although Miss Marsh says that the Committee does sometimes receive a redacted version of such a report or findings.”
“A ground of appeal relying on the incompetence of counsel involves an undesirable form of satellite litigation which is to be discouraged... It is no doubt for this reason that the test is a strict one: was the incompetence of such degree that no reasonable advocate would have acted in that way and did any such incompetence cause the hearing to be unjust?....”
“Between27 December 2019 and30 June 2020 , on one or more occasions, in relation to patient G did not record that plans had been followed through.” ii) Charge 7 was that: “Despite being allocated patient J on or around29 November 2019 did not ensure that their formulation was added to their record prior to June 2020.” iii) Charge 9 was: “Between 1 April and30 June 2020 had minimal contact with patient M and/or did not record that plans had been carried through.” iv) Charge 14(a) was: “on28 May 2020 , despite being asked to no longer work with patient D, left a voicemail on their phone and/or attended their home address.”. v) Charge 14(b) was: “on28 May 2020 , having been informed of a concern relating to patient D’s dog did not inform your manager and/or make an incident report.”
“Charge 5 “That you, a registered mental health nurse, between27 December 2019 and30 June 2020 , on one or more occasion, in relation to Patient G did not record that plans had been followed through.”
“In respect of charge 5, the panel noted that you did not record that plans had been followed through in respect of sleep hygiene and anxiety management. The panel acknowledged that you may have engaged with these two plans but there is nothing recorded in Patient G’s notes. The panel determined that your failure to record that the plans had been followed through in Patient G’s notes constitutes a breach of the Code, particularly concerning the requirement to maintain clear and accurate records relevant to one’s practice as outlined in Paragraph 10.1 of the Code ‘complete all records at the time or as soon as possible after an event, recording if the notes are written some time after the event’. The panel was of the view that given that the patient in question was a vulnerable individual with mental health challenges, the recording in relation to these plans was essential to ensure continuity of care. The panel determined that your failure to document relevant information in relation to the plans could have exposed Patient G to a potential risk of harm. The panel determined that your failure to record that the plans had been followed through was a serious departure from the standards expected of a registered nurse and amounted to misconduct.”
“The panel carefully considered your misconduct in relation to working cooperatively with your colleagues, in particular in relation to your poor record-keeping. It concluded that your failure to document critical information involving vulnerable patients was a serious failing that put vulnerable individuals at unwarranted risk of harm. The panel was of the view that the absence of relevant and important information in the patients’ records could have prevented other healthcare professionals from making informed, timely decisions regarding patient care and, therefore, potentially compromised patient safety.”
“The panel noted its finding that you had breached a number of paragraphs of the Code, specifically paragraphs 8.2, 8.3, 10.1, 10.2, 20.3, and 20.6 and, in particular, that there were repeated breaches in respect of your failure to work cooperatively with colleagues by not recording important information in patients’ records. It was of the view that these breaches signified a substantial departure from the Code, which sets out the standards required for registered nurses. The panel was, therefore, satisfied that you had, in the past, breached fundamental tenets of the nursing profession.”
“The panel was of the view, however, that in relation to your failure to work cooperatively with colleagues, in particular your poor record keeping, and your failure to act upon instructions not to contact a patient, there is a risk of repetition in the future. This is based upon the fact that there is insufficient evidence before the panel of insight and strengthened practice in relation to these areas of your misconduct. The panel therefore decided that a finding of current impairment is necessary on the grounds of public protection.”
“The panel also took into account that following the last breach of professional boundaries you continued to work as a registered nurse for a further period of three years without any further breaches of professional boundaries occurring. Taking all of this into account, the panel was satisfied that you have strengthened your practice sufficiently and that your misconduct in relation to the breaches of professional boundaries have been remedied. The panel was satisfied that it is highly unlikely that this area of your misconduct would be repeated in the future.”
“The panel had regard to the contextual circumstances of your case. The panel noted that you were employed as a mental health agency nurse for 8-months by the Trust when the concerns arose. The panel took into account that, during this period of your employment with the Trust, COVID-19 restrictions were in place, you were provided with limited induction, and in practice support appeared to be very limited. This resulted in a difficult working environment for you. Additionally, the panel noted that in relation to your record keeping failings, you were only made aware of these failings when your line manager undertook a retrospective audit of your record keeping. No formal concerns, regarding your record keeping, were raised with you at the relevant time whilst you were under supervision.”
“As to the duty to give reasons: i) The purpose of a duty to give reasons is to enable the losing party to know why they have lost and to allow them to consider whether to appeal...; ii) It will be satisfied if, having regard to the issues and the nature and content of the evidence, reasons for the decision are apparent, either because they are set out in terms or because they can readily be inferred from the overall form and content of the decision..; iii) There is no duty on a tribunal, in giving reasons, to deal with every argument made in submissions..; iv) In a straightforward case, setting out the facts to be proved and finding them proved or not will generally be sufficient both to demonstrate to the parties why they have won or lost and to explain to any appellate tribunal the facts found..; v)Where the case is not straightforward and can properly be described as "exceptional", the position will be different: a few sentences dealing with "salient issues" may be essential..; vi) Specific reasons for disbelieving a practitioner are not required in every case that is not straightforward..; and vii) Where a Tribunal's stated reasons are not clear, the court should look at the underlying materials to seek to understand its reasoning and to identify reasons which cogently justify the decision. An appeal should not be allowed on grounds of inadequacy of reasons unless, even with the benefit of knowledge of the evidence and submissions made below, it is not possible for the appeal court to understand why the tribunal reach the decision it did...”