“The Tribunal’s Overall Determination on the Facts 132. The Tribunal has determined the facts as follows: 1. At all material times you were the Consultant with overall responsibility for Patient A’s labour of Patient B. Determined and found proved 2. On8 March 2017 between the hours of 07:50 and 09:11 you: a. recommended the commencement of syntocinon without direct clinical review of Patient A; Determined and found proved b. failed to: i. obtain consent for the commencement of syntocinon, in that you did not: 1. discuss your recommendation for the administration of syntocinon with Patient A; Not proved 2. explain the: a. benefits of syntocinon; Not proved b. risks of syntocinon; Not proved 3. take into account Patient A’s views of syntocinon; Not proved 4. obtain verbal consent from Patient A for the commencement of syntocinon; Not proved ii. maintain adequate records, in that you did not: 1. record the reasons to justify your recommendation of the commencement of syntocinon as set out at paragraph 2. a.; Not proved 2. formally prescribe syntocinon in the drug chart. Not proved 3. On8 March 2017 at or around 09:15 you reviewed Patient A and you failed to: a. in the alternative to paragraph 2. b. obtain consent for the continuation of syntocinon, in that you did not: i. engage in a discussion with Patient A regarding the continuation of syntocinon; Determined and found proved ii. explain the: 1. benefits of syntocinon, including achieving adequate contractions with a view to aim for vaginal delivery of Patient B in breech presentation; Determined and found proved 2. risks of syntocinon, including hyper stimulation of the uterus which could lead to fetal compromise; Determined and found proved. Amended under Rule 17(6) iii. 3. take into account Patient A’s views of syntocinon; Determined and found proved Amended under Rule 17(6) iv. 4. obtain verbal consent from Patient A for the continuation of syntocinon; Determined and found proved Amended under Rule 17(6) b. recognise high risk features, including: i. full cervical dilation since 07:25 with active pushing since 08:12; Not proved ii. breech presentation; Not proved iii. persistent fetal tachycardia for approximately one hour; Not proved c. adequately interpret Patient A’s cardiotocographic trace (‘CTG’), in that you did not: i. assess all features of the CTG; Determined and found proved ii. regardtake into account the whole clinical picture and progress of labour, including the factors set out at paragraph 3. b.; Determined and found proved Amended under Rule 17(6) d. follow NICE guidelines, in that you did not undertake a systematic assessment of Patients A and B; Not proved e. communicate your overall impression of the CTG to the delivery team; Not proved f. take appropriate action, including: i. discussing the interpretation of the CTG findings with: 1. Patient A; Not proved 2. the midwifery team; Not proved ii. undertaking a systematic assessment of Patient A by: 1. assessing: a. the maternal early warning score; Not proved b. maternal hydration; Not proved c. excluding possible causes of tachycardia including sepsis; To be determined 2. excluding possible causes of tachycardia including sepsis;Not proved Amended under Rule 17(6) 43. investigating persistent fetal tachycardia by: a. checking maternal observations; Not proved b. recommending hydration; Not proved 34. formulating a safe management plan in discussion with Patient A and her partner; Determined and found proved g. stop the use of syntocinon and offering a caesarean section, in light of: i. a suspicious CTG; Not proved ii. in-coordinate uterine contractions and slow descent; Not proved iii. the factors as set out at paragraph 3. b.; Not proved h. obtain consent for: i. Patient A’s management plan, and ensuring shared decision- making, in that you did not discuss with Patient A the: Amended under Rule 17(6) 1. suspicious CTG; Determined and found proved 2. factors as set out at paragraph: a. 3. a. i; Determined and found proved b. 3. a. ii. 1. and 2.; Determined and found proved c. 3. b.; Determined and found proved in relation to 3bi and 3bii but not proved in relation to 3biii ii. vaginal examinations; Not proved i. maintain adequate records, in that you did not sign the CTG or ensure it was signed on your behalf. Not proved 4. In the alternative, you failed to record discussions that took place with Patient A with regards to consent as set out at paragraph: a. 2. b. Not proved b. 3. a. Not proved” a. recommended the commencement of syntocinon without direct clinical review of Patient A; Determined and found proved b. failed to: i. obtain consent for the commencement of syntocinon, in that you did not: 1. discuss your recommendation for the administration of syntocinon with Patient A; Not proved 2. explain the: a. benefits of syntocinon; Not proved b. risks of syntocinon; Not proved 3. take into account Patient A’s views of syntocinon; Not proved 4. obtain verbal consent from Patient A for the commencement of syntocinon; Not proved ii. maintain adequate records, in that you did not: 1. record the reasons to justify your recommendation of the commencement of syntocinon as set out at paragraph 2. a.; Not proved 2. formally prescribe syntocinon in the drug chart. Not proved a. benefits of syntocinon; Not proved b. risks of syntocinon; Not proved a. in the alternative to paragraph 2. b. obtain consent for the continuation of syntocinon, in that you did not: i. engage in a discussion with Patient A regarding the continuation of syntocinon; Determined and found proved ii. explain the: 1. benefits of syntocinon, including achieving adequate contractions with a view to aim for vaginal delivery of Patient B in breech presentation; Determined and found proved 2. risks of syntocinon, including hyper stimulation of the uterus which could lead to fetal compromise; Determined and found proved. Amended under Rule 17(6) iii. 3. take into account Patient A’s views of syntocinon; Determined and found proved Amended under Rule 17(6) iv. 4. obtain verbal consent from Patient A for the continuation of syntocinon; Determined and found proved Amended under Rule 17(6) b. recognise high risk features, including: i. full cervical dilation since 07:25 with active pushing since 08:12; Not proved ii. breech presentation; Not proved iii. persistent fetal tachycardia for approximately one hour; Not proved c. adequately interpret Patient A’s cardiotocographic trace (‘CTG’), in that you did not: i. assess all features of the CTG; Determined and found proved ii. regardtake into account the whole clinical picture and progress of labour, including the factors set out at paragraph 3. b.; Determined and found proved Amended under Rule 17(6) Amended under Rule 17(6) d. follow NICE guidelines, in that you did not undertake a systematic assessment of Patients A and B; Not proved e. communicate your overall impression of the CTG to the delivery team; Not proved f. take appropriate action, including: i. discussing the interpretation of the CTG findings with: 1. Patient A; Not proved 2. the midwifery team; Not proved ii. undertaking a systematic assessment of Patient A by: 1. assessing: a. the maternal early warning score; Not proved b. maternal hydration; Not proved c. excluding possible causes of tachycardia including sepsis; To be determined 2. excluding possible causes of tachycardia including sepsis;Not proved Amended under Rule 17(6) 43. investigating persistent fetal tachycardia by: a. checking maternal observations; Not proved b. recommending hydration; Not proved 34. formulating a safe management plan in discussion with Patient A and her partner; Determined and found proved a. the maternal early warning score; Not proved b. maternal hydration; Not proved c. excluding possible causes of tachycardia including sepsis; To be determined Amended under Rule 17(6) a. checking maternal observations; Not proved b. recommending hydration; Not proved g. stop the use of syntocinon and offering a caesarean section, in light of: i. a suspicious CTG; Not proved ii. in-coordinate uterine contractions and slow descent; Not proved iii. the factors as set out at paragraph 3. b.; Not proved h. obtain consent for: i. Patient A’s management plan, and ensuring shared decision- making, in that you did not discuss with Patient A the: Amended under Rule 17(6) 1. suspicious CTG; Determined and found proved 2. factors as set out at paragraph: a. 3. a. i; Determined and found proved b. 3. a. ii. 1. and 2.; Determined and found proved c. 3. b.; Determined and found proved in relation to 3bi and 3bii but not proved in relation to 3biii ii. vaginal examinations; Not proved a. 3. a. i; Determined and found proved b. 3. a. ii. 1. and 2.; Determined and found proved c. 3. b.; Determined and found proved in relation to 3bi and 3bii but not proved in relation to 3biii i. maintain adequate records, in that you did not sign the CTG or ensure it was signed on your behalf. Not proved a. 2. b. Not proved b. 3. a. Not proved”
“On an appeal from a determination by the GMC, acting formerly and in this case through the FPP, or now under the new statutory regime, whatever label is given to the section 40 test, it is plain from the authorities that the court must have in mind and give such weight as is appropriate in the circumstances to the following factors: (i) The body from whom the appeal lies is a specialist tribunal whose understanding of what the medical profession expects of its members in matters of medical practice deserve respect. (ii) The tribunal had the benefit, which the court normally does not, of hearing and seeing the witnesses on both sides. (iii) The questions of primary and secondary fact and the overall value judgment to be made by the tribunal, especially the last, are akin to jury questions to which there may reasonably be different answers.” (i) The body from whom the appeal lies is a specialist tribunal whose understanding of what the medical profession expects of its members in matters of medical practice deserve respect. (ii) The tribunal had the benefit, which the court normally does not, of hearing and seeing the witnesses on both sides. (iii) The questions of primary and secondary fact and the overall value judgment to be made by the tribunal, especially the last, are akin to jury questions to which there may reasonably be different answers.”
“101. The breadth of the section 40 appeal and the appellate nature of the court's jurisdiction was recognised by the Judicial Committee of the Privy Council in Ghosh and set out at [33] and [34] of the judgment of the Board given by Lord Millett. At [33] Lord Millett noted that the statutory right of appeal of medical practitioners under section 40 of the 1983 Act “does not limit or qualify the right of the appeal or the jurisdiction of the Board in any respect. The Board’s jurisdiction is appellate, not supervisory. The appeal is by way of a rehearing in which the Board is fully entitled to substitute its own decision for that of the committee.” 102. Derived from Ghosh are the following points as to the nature and extent of the section 40 appeal and the approach of the appellate court: i) an unqualified statutory right of appeal by medical practitioners pursuant to section 40 of the 1983 Act; ii) the jurisdiction of the court is appellate, not supervisory; iii) the appeal is by way of a rehearing in which the court is fully entitled to substitute its own decision for that of the Tribunal; iv) the appellate court will not defer to the judgment of the Tribunal more than is warranted by the circumstances; v) the appellate court must decide whether the sanction imposed was appropriate and necessary in the public interest or was excessive and disproportionate; vi) in the latter event, the appellate court should substitute some other penalty or remit the case to the Tribunal for reconsideration. 103. The courts have accepted that some degree of deference will be accorded to the judgment of the Tribunal but, as was observed by Lord Millett at [34] in Ghosh, “the Board will not defer to the Committee's judgment more than is warranted by the circumstances”
“10. The decisions in Ghosh and Preiss are a reminder of the scope of the jurisdiction of this Board in appeals from professional conduct or practices committees. They do indeed emphasise that the Board’s role is truly appellate, but they also draw attention to the obvious fact that the appeals are conducted on the basis of the transcript of the hearing and that, unless exceptionally, witnesses are not recalled. In this respect these appeals are similar to many other appeals in both civil and criminal cases from a judge, jury or other body who has seen and heard the witnesses. In all such cases the appeal court readily acknowledges that the first instance body enjoys an advantage which the appeal court does not have, precisely because that body is in a better position to judge the credibility and reliability of the evidence given by the witnesses. In some appeals that advantage may not be significant since the witnesses’ credibility and reliability are not in issue. But in many cases the advantage is very significant and the appeal court recognises that it should accordingly be slow to interfere with the decisions on matters of fact taken by the first instance body. This reluctance to interfere is not due to any lack of jurisdiction to do so. Rather, in exercising its full jurisdiction, the appeal court acknowledges that, if the first instance body has observed the witnesses and weighed their evidence, its decision on such matters is more likely to be correct than any decision of a court which cannot deploy those factors when assessing the position. In considering appeals on matters of fact from the various professional conduct committees, the Board must inevitably follow the same general approach. Which means that, where acute issues arise as to the credibility or reliability of the evidence given before such a committee, the Board, duly exercising its appellate function, will tend to be unable properly to differ from the decisions as to fact reached by the committee except in the kinds of situation described by Lord Thankerton in the well-known passage in Thomas v Thomas[1947] AC 484 , 487–488.”
“11. The issue is as to the circumstances in which an appeal court will interfere with findings of fact made by the court or decision maker below. This is an issue which has been the subject of detailed judicial analysis in a substantial number of authorities and where the formulation of the test to be applied has not been uniform; the differences between formulations are fine. I do not propose to go over this ground again in detail, but rather seek to synthesise the principles and to draw together from these authorities a number of propositions. 12. First, the degree of deference shown to the court below will differ depending on the nature of the issue below; namely whether the issue is one of primary fact, of secondary fact, or rather an evaluative judgment of many factors: Assicurazioni Generali at §§16 to 20… 13. Secondly, the governing principle remains that set out in Gupta §10 referring to Thomas v Thomas. The starting point is that the appeal court will be very slow to interfere with findings of primary fact of the court below. The reasons for this are that the court below has had the advantage of having seen and heard the witnesses, and more generally has total familiarity with the evidence in the case. A further reason for this approach is the trial judge's more general expertise in making determinations of fact: see Gupta, and McGraddie v McGraddie at §§3 to 4. I accept that the most recent Supreme Court cases interpreting Thomas v. Thomas (namely McGraddie and Henerson v Foxworth) are relevant. Even though they were cases of "review" rather than "rehearing", there is little distinction between the two types of cases for present purposes (see paragraph 16 below). 14. Thirdly, in exceptional circumstances, the appeal court will interfere with findings of primary fact below. (However the reference to "virtually unassailable" in Southall at §47 is not to be read as meaning "practically impossible", for the reasons given in Dutta at §22.) 15. Fourthly, the circumstances in which the appeal court will interfere with primary findings of fact have been formulated in a number of different ways, as follows: - where "any advantage enjoyed by the trial judge by reason of having seen and heard the witnesses could not be sufficient to explain or justify the trial judge's conclusions": per Lord Thankerton in Thomas v Thomas approved in Gupta; - findings "sufficiently out of the tune with the evidence to indicate with reasonable certainty that the evidence had been misread" per Lord Hailsham in Libman; - findings "plainly wrong or so out of tune with the evidence properly read as to be unreasonable": per (sic) in Casey at §6 and Warby J (as he then was) in Dutta at §21(7); - where there is "no evidence to support a … finding of fact or the trial judge's finding was one which no reasonable judge could have reached": per Lord Briggs in Perry after analysis of McGraddie and Henderson. In my judgment, the distinction between these last two formulations is a fine one. To the extent that there is a difference, I will adopt, in the Appellant's favour, the former… 16. Fifthly, I consider that, whilst noting the observations of Warby J in Dutta at §21(1), on the balance of authority there is little or no relevant distinction to be drawn between "review" and "rehearing", when considering the degree of deference to be shown to findings of primary fact: Assicurazioni §§13, 15 and 23. Du Pont at §§94 and 98 is not clear authority to the contrary. Rather it supports the proposition that there may be a relevant difference when the court is considering findings of evaluative judgment or secondary or inferential findings of fact, where the court will show less deference on a rehearing that on a review. Nevertheless if less deference is to be shown in a case of rehearing (such as the present case), then, again I will assume this in the Appellant's favour.”
“40. Dr Schofield was unequivocal that the recommendation to commence syntocinon did not come from her. In her evidence, she stated that at some time before 09:00, she had a conversation with Ms Fowler who advised that Patient A’s contractions had slowed down. She stated that Ms Fowler asked her about augmenting the contractions with syntocinon. She stated that she advised Ms Fowler that she would not use syntocinon to augment a fully dilated vaginal breech delivery and said that Ms Fowler accepted this and went back to her managerial duties. 41. Dr Schofield stated that at the 09:00 handover she spoke to Dr Veeravalli about Patient A, and informed him that she was the patient they had discussed on the phone earlier and who wanted to try for a vaginal breech birth. Dr Schofield stated: ‘… Dr Veeravalli requested that the patient be given Syntocinon (Oxytocin)… I said words to the effect of ‘‘are you sure about that?’’ (i.e because of everything that I had just discussed at the handover) and he replied ‘‘yes’’…. …. After the handover, I left my shift. At around 09:08am I saw Ms Fowler in the treatment room, and I stated that Dr Veeravalli wanted the Syntocinon (Oxytocin) to be commenced as per his decision at departmental handover. I told Ms Fowler this, in light of our previous conversation where I advised that I would not recommend the use of Syntocinon (Oxytocin) in the augmentation of vaginal breech deliveries. Ms Fowler stated that she was already preparing the Syntocinon (Oxytocin) as per Dr Veeravalli’s request… …to my knowledge, Dr Veeravalli was not on the labour ward until the 09:00am handover and had not physically reviewed the patient prior to the handover. As far as I’m aware, Dr Veeravalli’s decision to prescribe Syntocinon (Oxytocin) was made before physically seeing the patient…’’ 42. The Tribunal noted that Dr Schofield’s evidence is supported by that of Dr Misiura. In her statement, Dr Misiura stated that the decision to commence syntocinon was made by Dr Veeravalli: ‘…I do recall that Dr Veervalli requested that a syntocinon infusion be commenced, and Valerie Fowler left to prepare the infusion. ... I can’t recall there being any concern expressed about the commencement of syntocinon, I just recall it being discussed generally. Although it is difficult to recall now, at the time I wrote the coroner’s statement, I remember being very sure that Dr Veeravalli requested the syntocinon infusion and I remember Valerie Fowler leaving to prepare the infusion…’ 43. Dr Minas was also adamant that he did not recommend the commencement of syntocinon. In his witness statement he stated that: ‘‘…At around 8:45am, Ms Fowler asked me words to the effect of ‘‘what do you think about giving syntocinon to this patient?’’. I said that I would not, as the baby was breech… I was not asked to prescribe syntocinon at any point and did not do so either verbally or by way of written prescription. I have been trained not to use syntocinon on breech babies, therefore would not do so… …Shortly after Dr Veeravalli took over the role of Consultant, he was asked by Midwife Valerie Fowler the same question, whether the patient should be given syntocinon to enhance her contractions. From my recollection, Dr Veeravalli said words to the effect of ‘‘yes’’. This conversation took place in the handover area, around 9am…’’ 44. In Ms Fowler’s evidence she stated that she went to speak to Dr Veeravalli regarding Patient A. She stated that she thought the handover had finished at this point and she told Dr Veeravalli that Patient A’s contractions had reduced in strength and that Patient A was fully dilated. She stated: “Dr Veeravalli said words to the effect of “lets start oxytocin”
“49. The Tribunal considered the consistent evidence of Dr Schofield, Dr Minas, Dr Misiura and Ms Fowler suggests that Dr Veeravalli did request the commencement of syntocinon. It considered that it was unlikely that Dr Schofield or Dr Minas made the recommendation. The Tribunal noted that Dr Veeravalli accepted that he advised that syntocinon could be given in the circumstances and under Consultant supervision as per his understanding of the Trust’s guidelines. The Tribunal considered this to amount to a recommendation which perhaps was made in the context of answering a question raised by Ms Fowler at the handover (the evidence suggests she had previously asked both Dr Schofield and Dr Minas for their opinions regarding syntocinon). 50. While the Tribunal considered that Dr Veeravalli assented to and effectively recommended that syntocinon could be used, it concluded that it was likely his recommendation was effectively a decision in principle, not a decision that it should be commenced without reviewing Patient A or obtaining proper consent. It accepted that he would have reviewed the patient as was his practice. 51. Nevertheless, the Tribunal determined that, as a matter of fact, he did recommend the commencement of syntocinon, and he did so at a time when there had not been a direct clinical review of Patient A.”
“38. The Tribunal read this paragraph of the Allegation to be that Dr Veeravalli recommended the commencement of synotcinon [sic] and had done so without having made a direct clinical review of Patient A; rather than that his recommendation was to start the syntocinon and to do so without directly clinically reviewing Patient A.”
“77. The Tribunal considered whether Dr Veervalli failed to adequately interpret Patient A’s CTG by not assessing all the features of the CTG and taking into account the whole clinical picture and progress of labour including the high risk features set out at paragraph 3b. 78. The Tribunal noted that the experts identified the core features of a CTG which form part of a systematic review are the fetal heart rate, beat-to-beat variability, decelerations and acceleration. Having had regard to Dr Veeravalli’s entry in Patient A’s medical records in relation to his attendance at 09:15, the Tribunal noted that he identified just three of these features but mis-recorded the base rate. On this basis, the Tribunal was not satisfied he assessed all the features of the CTG. 79. Accordingly, the Tribunal found paragraph 3ci proved. 80. The Tribunal then considered paragraph 3cii. Given its determination in relation to paragraph 3b of the Allegation, it did not find this matter proved on the basis of those features set out at paragraph 3b of the Allegation. However, this paragraph of the Allegation refers to taking into account the whole clinical picture and the Tribunal has noted that Dr Veeravalli’s notes record that at 09:15, the CTG shows a baseline of 160, there being no concerns identified. However, the Tribunal had regard to the expert evidence in this case which showed that the baseline at 09:15 was 170 and not 160 and hence was suspicious. By failing to identify this error, the Tribunal found that Dr Veeravalli failed to take into account the whole clinical picture and, as such, the Tribunal found the factual Allegation proved albeit not in relation to the factors set out at paragraph 3b. 81. Accordingly, the Tribunal found paragraph 3cii proved.”
“75. In Dr Veeravalli’s evidence, he stated that he was aware of these matters but he did not accept that the CTG tracing at 09:15 could be described as showing a tachycardia which had been persistent for an hour. The Tribunal noted that, while it is accepted that at 09:15 there was fetal tachycardia, the experts did not agree as to whether it had been persistent for one hour. Having regard to the expert evidence of Mr Jarvis that there is no definition of a ‘persistent fetal tachycardia’, the Tribunal could not be satisfied on the balance of probabilities that there was a persistent fetal tachycardia for approximately one hour and so it did not conclude that there was a failure on Dr Veeravalli’s part to recognise this. 76. Accordingly, the Tribunal found paragraphs 3bi-iii not proved.”
“I turn to the advice that I give my colleagues. We have now reached a stage set out in Rule 17(2)(l) of the rules where we have to consider the question of whether Dr Veeravalli’s fitness to practise is currently impaired and, as Ms Johnson has quite rightly said – I will only deal with these matters very briefly because she has dealt with them – it is a two-stage process, the first of which is to decide whether or not the matters that have been found proved and those matters only amount to misconduct, which case law has repeatedly said should amount to a serious falling short of the standard expected. As she said, there is no burden or standard of proof to be applied to findings of misconduct or impairment and they remain matters of judgement for us alone. Ms Johnson said there has been no definition of “misconduct” given, but there was some very helpful guidance given in the case of Roylance v GMC, in that, “Misconduct is a word of general effect, involving some act or omission which falls short of what would be proper in the circumstances. The standard of propriety may often be found by reference to the rules and standards ordinarily required to be followed by a medical practitioner in the particular circumstances.”
“Impairment generally refers to the suitability of a doctor to remain on the register without any restriction. We should bear in mind that, even if we have established that there has been a breach required by the standards established by the GMC, it does not automatically follow that a doctor’s fitness to practise is impaired. It remains a separate and discrete judgement for us to make. Again, as I indicated before, there is no burden or standard of proof to be applied. As Ms Johnson quite rightly states, in reaching our decision we should bear in mind the overarching objective as set out in section 1 of the Medical Act, which she has referred to and I’m not going to repeat here, although I can, of course, further during the course of our deliberations. I would emphasise the importance of considering the objective as a whole; that we should not give excessive weight to any one limb. I’d like to turn to the question of considering the relationship between a doctor denying or contesting allegations and its impact on the question of insight. It potentially has impact on the question of sanction, but we’re not at that stage. Some guidance was given in the recent case of Sayer v The General Osteopathic Council[2021] EWHC 370 (Admin) . It set out a number of principles that we may find helpful in considering how the question of denial of the allegations sits with the question of insight to be considered. It was said in that case that, “(1) Insight is concerned with future risk of repetition. To this extent, it is to be distinguished from remorse for the past conduct. (2) Denial of misconduct is not a reason to increase sanction”