“Was the decision taken by the Defendant on10 January 2022 (“the January Decision”) to maintain, pending the outcome of the IBI, the cut-off date rule irrational?”
“As I am sure you will appreciate when the Department of Health established the fund last year expert, specialist advice was taken regarding the mechanical aspects of the fund and this included the screening of blood products for Hepatitis C. In this respect the information provided to the fund by the Blood Transfusion Service was that all blood products after5th September 1991 [sic] used within the NHS will have been screened for Hepatitis C. In the case of Ms Challis the application completed by Dr Cramp shows that her operations requiring blood products were dated February 1992 onwards, which is within the screened period. …” (Emphasis added.)
“the treatment which you believe gave rise to your infection with Hepatitis C took place after1 September 1991 . Unfortunately this takes your application outside the terms of the Skipton Fund and we have no discretion to change the time limits.”
“I am satisfied that Ground 2 is arguable. Whenever a point in time is used to define an entitlement there will always be hard cases that fall on the wrong side of the line. However it seems to me to be arguable that where the claimant does not know when she was infected, or whether she was infected by old blood, that the operation of the bright line in this case is arbitrary and irrational.”
“1.6 Having considered a petition calling for compensation for ‘HCV in blood’ patients, the Health and Community Care Committee of the Scottish Parliament recommended ex gratia financial and other appropriate practical support should be made available for this group of patients. … 1.7 The Committee’s recommendation was based on the following principles: - HCV patients were morally entitled to the same compensation as HIV patients; - HCV patients were morally entitled to similar support to that given in the support package provided for people who had contracted vCJD from food; - The unfairness of some people being able to benefit from the CPA judgement [i.e. A v National Blood Authority] but not others.” - HCV patients were morally entitled to the same compensation as HIV patients; - HCV patients were morally entitled to similar support to that given in the support package provided for people who had contracted vCJD from food; - The unfairness of some people being able to benefit from the CPA judgement [i.e. A v National Blood Authority] but not others.”
“We considered the provisions of some existing schemes that provide assistance, including the Macfarlane and Eileen Trusts, the vCJD scheme, the Criminal Injuries Compensation Act, the Pneumoconiosis etc (Workers’ Compensation) Act 1979, theVaccine Damage Payments Act 1979 and the compensation scheme in operation in the Republic of Ireland for persons infected with HCV through administration of infected blood and blood products. The evidence we considered on these schemes is set out in more detail in Annex F. We noted that all of these compensation schemes retain some test of causation or some limit on compensation.” (Emphasis added)
“People who have contracted HIV or HCV as a result of receiving blood, blood products or tissue transfer from NHS Scotland 2.3 We considered the arrangements already in place to provide financial support for those infected with HIV through blood, blood products or tissue transfer via the Macfarlane and Eileen Trusts and are impressed by the principles underlying these schemes. 2.4 We conclude that the fact that people who contracted HIV as a result of receiving blood, blood products or tissue transfer from the NHS received compensation while people who contracted Hepatitis C virus (HCV) in exactly the same way did not, is inequitable. We are of the view that this inequity should be addressed by introducing new arrangements.”
“The Scottish Executive should agree to make compensation payments as a matter of urgency to all people who can demonstrate, on the balance of probabilities, that they received blood, blood products or tissue from the NHS in Scotland before the dates when they were made HCV-safe and who were subsequently found to be infected with Hepatitis C virus, as follows: A an initial lump sum of£10,000 to cover inevitable anxiety, stress and social disadvantage; B an additional lump sum of£40,000 to those who develop chronic hepatitis C to cover pain and suffering; C in addition, those who subsequently suffer serious deterioration in physical condition because of their Hepatitis C infection e.g. cirrhosis, liver cancer or other similar serious condition(s), should be entitled to full compensation. This compensation should be calculated on the same basis as common law damages taking account of the payments made under A and B above; D … E people who receive any payment under legal liability arising from alleged negligence or breach of statutory duty, from the Scottish Ministers, or any of the constituent authorities of the NHS in Scotland, in respect of having been infected with Hepatitis C should not qualify for these arrangements; F people who are already in receipt of payments linked to HIV infection from the Macfarlane Trust, Macfarlane Trust Special Payments Trust, Eileen Trust or the associated government Scheme of Payments should have these payments taken into account when compensation is assessed for the purposes of C; G people who have become infected with Hepatitis C as a result of the virus being transmitted from a person infected by blood, blood products or tissue from the NHS in Scotland shall be entitled to compensation on a similar basis to those who have been infected directly in this manner.” (Emphasis added.)
“3.35 Ex gratia schemes already exist to provide assistance in various circumstances, and these have been listed in paragraph 3.24. The Group has recommended the introduction of compensation payments for the benefit of people who can demonstrate, on the balance of probabilities, that they have received blood, blood products or tissue from the NHS in Scotland before the dates when they were made HCV safe, and who were subsequently found to be infected with HCV. We recognise that all these constitute exceptions to the general rule that the NHS does not pay compensation when it has no legal liability for the harm suffered by the patient. 3.36 We asked ourselves whether there is any general principle covering all these schemes which could be applied to particular situations not yet identified but which might arise in the future. However, we have not succeeded in discovering such a principle. The existing schemes were all adopted for a particular purpose only, and all that can be said is that they appear to be fair in all the circumstances, and to cover situations where there was felt to be a moral obligation on the part of the State to make payments to persons who had been harmed. These are the considerations which have led to the Group’s recommendation for compensation payments to HCV patients. Beyond that, we have been unable to identify any general principle applicable to such schemes and to other situations that might arise in the future, but it may be that, from their very nature, all such cases can only be dealt with on an ad hoc basis. … 4.2 Presently people who have contracted HIV through receiving blood, blood products or tissue from the NHS benefit from the arrangements via the Macfarlane and Eileen Trusts, whereas people who contracted HCV under exactly similar circumstances do no. We believe that infection with HCV brings about adverse effects for the people involved similar to those experienced by people infected with HIV. Furthermore, the way in which people were infected with HCV was exactly the same as those who became infected by HIV. We feel that this represents an inequity that should be addressed by introducing new arrangements. … 4.5 … The proposed arrangements address an inequity between two groups of patients who were harmed by exactly the same set of circumstances (i.e. the inadvertent provision of blood, blood product or tissue contaminated with a virus). …” (Emphasis added.)
“Basic eligibility criteria: Recipients of payments likely to have been infected with Hepatitis C as the result of receiving blood products or tissue from the NHS in Scotland before the NHS introduced measures to make these ‘Hepatitis C-safe’.” (Emphasis added)
“This is the first reference we have been able to find to the eligibility criteria limiting the scheme to those who were infected with HCV by NHS blood prior to the introduction of screening.”
“To examine the circumstances in which men, women and children treated by national Health Services in the United Kingdom (collectively, the ‘NHS’) were given infected blood and infected blood products, in particular since 1970…”
“The Inquiry is required to look at many aspects of the provision of this treatment, and the aftermath, and to examine issues of responsibility and culpability for what is widely acknowledged to be a disastrous episode in the history of the NHS.”
“Treatment, care and support 8. To consider the nature and the adequacy of the treatment, care and support (including financial assistance) provided to people who were infected and affected (including the bereaved), including: a. whether and to what extent they faced difficulties or obstacles in obtaining adequate treatment, care and support; b. … c. the actions of the various Trusts and Funds set up to distribute payments; d. the differing criteria for eligibility for financial assistance applied by the various Trusts and Funds, the justification (if any) for such differences and whether such differences were or are equitable; e. the appropriateness of preconditions (including the waiver in the HIV Haemophilia Litigation) imposed on the grant of support from the Trusts and Funds; f. the extent of any differences in the arrangements made for financial assistance between England, Wales, Scotland and Northern Ireland; g. a broad consideration of the extent to which support is and has been comparable with support for those similarly infected and affected in other countries, for example, Canada and EU nations, such as France and Ireland. … Recommendations 11. If the Inquiry considers it appropriate, to make interim recommendations. 12. To report its findings to the Minister for the Cabinet Office, and to make recommendations, as soon as practicable.” (Emphasis added.)
“The understanding is that one I have submitted my report, and the Government has decided its response to my recommendations, both will be submitted to the Inquiry for its consideration and will be in the public domain. It is, therefore, important that I do not purport to prejudge the findings or recommendations of the Inquiry under its terms of reference. It follows that any recommendations I make have to be highly conditional on the outcome of the Inquiry, and that I am considerably limited in the conclusions I can safely draw about many matters relevant to the context of a possible compensation scheme. …”
“People infected with HIV You can apply to join EIBSS if you were infected with HIV as a result of treatment with NHS blood, blood products or tissue prior to October 1985. If you were infected with HIV by someone who was infected through treatment with NHS blood, blood products or tissue prior to October 1985 you can also apply for this payment.” (Emphasis added.)
“9.128 Sadly, many of the infected community fear that they have not got long to live. … 9.129 This fear, and the need for early resolution as a result, is perfectly understandable and indeed realistic. It is generally understood that the full detail of a compensation scheme cannot in practice be finalised until the conclusion of the inquiry. … 9.130 In any event, it seems unlikely that the scheme could become operational until after the publication of the Inquiry report and a process of discussion and consultation, although some elements of the scheme could possibly be set up in advance. This Study has been set up in part to mitigate the risk of delays for these reasons, but as will be clear from the text of this report, the time necessary to set up a complex scheme such as this cannot be eliminated entirely. In the meantime, the risk increases that infected persons will die without the reassurance of knowing of the financial benefits available to pass on to their families and what may be many cases of hardship will continue without certain remedy. 9.131 Unfortunately, it is not possible to eliminate this problem for all potential beneficiaries of the scheme. There will be potential beneficiaries in categories which have yet to be accepted as eligible for compensation. Others may qualify for existing categories in the support schemes but they have yet to apply or be accepted. It is difficult to see how they can be offered any immediate compensation scheme before the scheme is fully operational. 9.132 There is, however, one category where not only is the need for immediate assistance the most clear, but who are the most easily identifiable, namely the infected persons who have already been accepted as eligible for regular payments under the existing support schemes. Further, the support schemes provide an organisation through which a paid payment could be made if the funds to do so were made available.” (Emphasis added.)
“I recommend that the Government should immediately consider offering a standard figure by way of substantial interim payments, on account of awards likely to be made under the scheme, to infected persons currently in receipt of support under any support scheme. The figure offered should represent broadly the minimum amount an infected person could be expected to receive by way of a final award.”
“6. The date chosen in the cut off was the date when screening of all blood used in NHS treatment for Hepatitis C (HCV) started. The Skipton fund was intended to offer support to those who contracted Hepatitis C after treatment with unscreened blood. By contrast, those who contracted Hepatitis C after routine screening was introduced would need to bring a civil action (e.g. in negligence). 7. The latter category are, therefore, in the same position as anyone else who suffers harm after treatment in the NHS – they will only be compensated where the law requires it. Normally that requires proof of fault on the part of the NHS. Any departure from that norm is liable to be hugely expensive to the public purse. It may also have other unintended consequences, such as overly conservative treatment. 8. After September 1991, the NHS had set up a system to screen blood for HCV to safeguard patients receiving treatment with blood or blood products. The small number of claims that might be brought after September 1991 could be managed on a case-by-case basis. Further the screening system meant that it was easier to trace in individual cases whether donated blood had been infected. … 9. We believe that this is likely to have been the reasoning, or very close to the reasoning, of the decision-makers at the time the scheme was set up. We consider that these would be good reasons for maintaining the status quo pending any recommendations of the IBI.”
“i) There was a roll out of testing from1 September 1991 but the date when the roll out finished and it could be said with confidence that all NHS blood was tested for HCV was unclear (see §5 of Reply); ii) NHS blood was frozen for later use (as per evidence to the Public Inquiry) … iii) The ’35 days’ was guidance for some blood products (but not others) from the Regional Transfusion Centres but evidence from the Inquiry confirms that it is wholly unclear if that guidance was always followed.”
“The September 1991 date 9. The 22 November submission advised on what we believe we can infer to be the reasons for the cut off and acknowledges that we have not been able to find a clear contemporaneous statement explaining it. The Claimant does not agree with our inferences and considers that the scheme was simply for the general purpose of assisting the small number of people who suffered harm (infections) as a result of something introduced for the public good (blood donations and transfusions) (paragraph 6 of the skeleton reply). 10. The date chosen as the cut off was the date when screening of all blood used in NHS treatment for HCV started. Using a cut-off date is a very simple way to ensure that the ex gratia scheme only captured those who received blood before screening was introduced. 11. The last submission advised that, after September 1991, the NHS had set up a system to screen blood for HCV to safeguard patients receiving treatment with blood or blood products. However, as previously advised, we know that a small number of patients, treated with NHS blood products after September 1991, have been infected with HCV. That is, it is acknowledged that there remains a residual risk, but this is minimised after the introduction of screening. 12. Most of the evidence of which we are aware confirms that all blood was screened from1 September 1991 and that fresh blood in general was stored for a maximum of 35 days. The Claimant refers to other evidence given at the IBI suggesting that1 September 1991 may have been the start of the roll-out and not the end; hospitals still had stocks of unscreened blood to use up; and that pre-September 1991 unscreened NHS blood could have been frozen for later use. 13. We consider that there remains evidence to support using the September 1991 cut-off date as a reasonable point for when blood was screened. However, the IBI is looking at all of the evidence relevant to these points and we await its findings and the recommendation in the previous submission was to maintain the status quo until we have the benefit of the IBI’s report.”
“Consideration of the cut-off date 16. The 22 November submission advises why we recommend that you maintain the September 1991 cut-off date for application to be considered by the EIBSS support scheme, at least until the Inquiry reports. In summary, the moral and legal case for an ex gratia compensation scheme is weaker for anyone who received screened blood. Also, removing the cut-off date would effectively open up the scheme to those who would fail in a legal claim i.e. no fault compensation, which could set a difficult precedent. There is merit in maintaining the status quo until the Sir Robert Francis report (expected Spring 2022) and the IBI report (expected 2023 – to be confirmed) are available. This will ensure that direction of travel is consistent over the next few years.”
“Option 1 – Maintain the September 1991 cut-off date for applications to be considered by the EIBSS support scheme, at least until the Inquiry reports. Option 2 – Start the process of reconsidering the cut-off date. The first step would be to open discussions with the Devolved Administrations as we have committed to consulting on any changes.”
“Para 15. There appears to be no reason, therefore, for changing the wording of the cut off. Although there might have been other ways of drafting the cut off, so as to try to make sure (so far as possible) that the ex gratia scheme only captured those who had received screened [sic] blood, the one chosen had the significant advantage of being very simple and drawing a clear bright line on a particular date. For example, if inclusion in the scheme turned on whether blood was ‘unscreened’ rather than on the date of the infection, then it would have been necessary to investigate, in every given case (even cases after1 September 1991 ), whether blood had been screened. It was is [sic] much easier and simpler to presume that everyone infected after the introduction of routine screening would have received screened blood. Para 23. We recommend Option 1, for the following reasons • For anyone who received screened blood, the moral and legal case for an ex gratia compensation scheme is weaker because (a) the NHS introduced appropriate screening; (b) there were fewer cases; and (c) numerically and evidentially these cases could be dealt with, without any excessive burdens, on a case-by-case basis as ordinary negligence claims. • Removing the cut-off date would effectively open up the scheme to those who would fail in a legal claim i.e. no fault compensation. This could set a difficult precedent for people in a similar position to the claimant such as those infected with Hepatitis B. We are defending a challenge from someone infected with Hepatitis B on the basis that all blood was screened. • The IBI, and the Francis report, will make their recommendations with the benefit of the fullest possible context, and without focussing only on legal arguments. There is merit in maintaining the status quo for the relatively short period until the IBI concludes so that any decision on whether to maintain or change the cut-off can be taken on a fully informed basis. • Amending the status quo would require consultation with the other devolved administrations because of the agreement to work in lockstep on any changes to the scheme. Such a consultation process is likely to be lengthy and, if change were needed, it would be better to do it only once, when we have the benefit of the Francis report, commissioned by the Cabinet Office to look at a possible compensation framework, and the IBI report. These reports will allow us to have full facts before making a decision.” (Emphasis added.)
“1. The domestic law of this country does not recognise equal treatment as a distinct principle of administrative law: Lord Carnwath in Gallaher [Group Ltd v Competition and Markets Authority[2019] AC 96 ] at §24. 2. Public body decision makers have a public law duty to act rationally and an irrational exclusion of a person from an ex gratia scheme can make the exclusionary rule unlawful: see Gurung v Ministry of Defence[2002] EWHC 2463 Admin at §35. 3. The starting point is that it is a ‘principle of public administration that all persons in a similar position should be treated similarly’: see Lord Donaldson in R (Cheung) v Hertfordshire Council quoted by Lord Carnwath in Gallaher at §28. 4. ‘Treating like cases alike and unlike cases differently is a general axiom of rational behaviour’: see Lord Carnwath in Gallaher at [§26] quoting from Matadeen v Pointu[1999] 1 AC 98 . Hence, a failure to do so can lead to a finding that the administrative decision can be irrational. 5. Public law decision-makers are entitled to draw differences between individuals, even if they are in similar positions, providing they do so on a rational basis for reasons which are capable of objective justification: see Lord Carnwath in Gallaher at §27. 6. A difference in treatment must be based on the facts at the date of the decision; it cannot be based on an assessment made at a prior date when the decision was made within a different factual or legal context: see Gurung at §56. 7. The assessment of the rationality of differences in treatment between persons in similar positions is a matter for the Court, not the decision maker: see Lord Carnwath in Gallaher at §27 relying on R (A) v SSHD[2005] 2 AC 68 and Gurung. 8. In conducting that review, there is a sliding scale of intensity of review. If a decision is made for the distribution of finite resources, there is substantial restraint on the part of the decision maker. If the financial impact of the measure has not been addressed, the level of restraint is less: see In Re Brewster[2017] 1 WLR 519 at §64. 9. If there are persons in similar positions, a decision maker is required to recognise the fact of similarity of position and a decision to treat those in similar positions differently requires the decision maker to formulate reasons for the difference in treatment: see In re Brewster at §65. 10. However, even if differences are drawn between persons in similar positions, a difference in treatment still has to be objectively justified and there can come a point where the justification for a policy is so weak, or the line has been drawn in such an arbitrary position, that, even with the broad margin of appreciation accorded to the state, the court will conclude that the policy is unjustifiable: see Lord Carnwath in Gallaher at §27.”
“Most HIV infections from blood/tissue will have occurred between 1979 and October 1985 when testing was introduced but it would be difficult to apply a cut-off date. It is still possible that infection could be transmitted from a donor who was in the ‘window period’ at the time of testing. Moreover, one of the reported tissue cases was infected in 1986.” “Apart from that one tissue case there have been no reports of infection transmitted since 1985 but we think it would be better to leave the scheme open rather than fix a closing date which might result in hard cases. However, claims of infection from blood or tissue after 1985 would have to be examined particularly closely in view of the safeguards then in place.”
“Whatever the ‘start date’ will be, do we mean that by 9 a.m. on that day all RTC products and those in associated hospital blood banks will be HCV (screen) negative? … If we adopt this definition, then clearly testing will have to commence well in advance of the ‘start date’.”
“The start date was discussed at a meeting of the UK Advisory Committee on Transfusion Transmitted Diseases which Professor Cash attended on25 March 1991 . At that meeting, ‘It was agreed that testing of blood and plasma donations would commence on a specified date. There would not be retrospective tests carried [out] on donations collected prior to that date.’”
“So he’s raising the possibility that after – if, as we’ve seen, it is likely that on 1 September what was happening was testing of all new supplies, the supplies currently in the system might very well have been infected because they hadn’t been tested. … That has repercussions – if it’s right it may have repercussions for the accuracy of the start date adopted for Skipton.”