“(1) If the relevant planning authority is a qualifying authority, development must, with respect to the matters to which this paragraph applies, be carried out in accordance with arrangements approved by that authority. (2) The matters to which this paragraph applies are the routes by which anything is to be transported on a highway by a large goods vehicle to – (a ) a working or storage site;… (4) Sub-paragraph (1) does not require arrangements to be approved in relation to— (a ) transportation on a special road or trunk road, or (b) transportation to a site where the number of large goods vehicle movements (whether to or from the site) does not on any day exceed 24. (5) The relevant planning authority may only refuse to approve arrangements for the purposes of this paragraph on the ground that— (a )... or (b) the arrangements ought to be modified— (i) to preserve the local environment or local amenity, (ii) to prevent or reduce prejudicial effects on road safety or on the free flow of traffic in the local area, or (iii) to preserve a site of archaeological or historic interest or nature conservation value, and are reasonably capable of being so modified. (6) The relevant planning authority may only impose conditions on approval for the purposes of this paragraph— (a ) with the agreement of the nominated undertaker, and (b) on the ground referred to in sub-paragraph (5)(b)....”
“20. Planning authorities should not through the exercise of the Schedule seek to: revisit matters settled through the Parliamentary process or to modify or replicate controls already in place, either specific to HS2 Phase One such as the Environmental Minimum Requirements, (EMRs), other controls in the Act such as those under Schedule 4 or 33 or existing legislation. 21. These principles are unaltered by the Judgment. Schedule 17 requests should be determined on the basis of the controls already place in the EMRs. 22. Planning authorities should not replicate controls in the EMRs through Schedule 17 unless they are relevant to the grounds of approval and necessary to give effect to their duties under the Schedule. Requests for approvals under paragraphs 4,7 and 8 may need to replicate controls in the EMRs, given the matters for approval under those paragraphs.”
“25. Planning authorities require sufficient information to make decisions under Schedule 17. The information necessary to make a decision is generally that defined in the Planning Forum Notes, which reflect the collaborative decisions of the Planning Forum. Through pre-application discussions planning authorities should identify to the nominated undertaker any additional information it considers is necessary to make a decision and the forthcoming requests for approval, by reference to the ground for refusal. The nominated undertaker will provide such information as is reasonably required for that purpose or explain why such information is not considered necessary to the determination. 26. Information requested to support Schedule 17 requests for approval should be: relevant to the matter for approval and the grounds; reasonable and proportionate, and necessary for the decision.”
“The scope of approvals under paragraph 6 is defined in paragraph 6(2) as being ‘… the routes by which anything is to be transported on a highway by a large goods vehicle…’. The arrangements that are approved by the planning authorities must relate to the routes to be used themselves. For example, details of arrangements for vehicle monitoring and the management of accesses, access designs approved under schedule 4, and the provision of works to be carried out to the route would not fall within the scope of approvals under paragraph 6. Modifications can be made to the submitted routes by the local planning authority by substituting one route for another. Conditions can require that routes are used at certain times or by certain numbers of large goods vehicles where the planning authority can show such a limit to be justified, and if agreed by HS2. 43. Where a modification to a proposed route is proposed it is likely that the planning authority would need to specify a suitable alternative route using a condition. Any condition that would prevent the number of vehicles reasonably needed for construction accessing work sites at the times at which they are required without the provision of a suitable alternative would not be considered reasonable. Local authorities should consider the effect of any such modifications or conditions on the cost and programme of HS2. The nominated undertaker will provide such information as is reasonably required for that purpose.”
‘Where the authority’s decision in relation to the determination of construction arrangements has been reached on the grounds that the arrangements ought to be modified and are reasonably capable of being modified, the authority shall include an explanation of why and how it considers modifications should be made.’ “21. In section 9, the authorities agreed that in determining requests for approval, it would take into account ‘the assessments in the Environmental Statement, the arrangements in the CoCP [Code of Construction Practice] and the Environmental Memorandum, and any relevant undertakings and assurances in the Register of Undertakings and Assurances, to the Act.’ “22. Signatory authorities to the Planning Memorandum are part of the Planning Forum, which meets regularly to assist with the effective implementation of the planning provisions in the Act. They have to take its conclusions into account. The Planning Forum produces Planning Forum Notes, PFN, setting out ‘standards and practices to be followed by those implementing’
‘3.1.2 The nominated undertaker shall comply with and, where required to do so by the Secretary of State, shall...execute and deliver memoranda and agreements on planning heritage and related matters in the form reasonably required by the Secretary of State, including but not limited to the planning and heritage memoranda ....3.1.3 The nominated undertaker shall comply with all undertakings and assurances [specified in the HS2 Register of Undertakings and Assurances published by the Department for Transport...] and those undertakings or assurances shall take priority over the remainder of the EMRs to the extent of any inconsistency.’ “25. The CoCP, a component of the EMRs, is intended to provide for consistency in the management of construction activities across local authority boundaries and with a wide range of ‘key stakeholders.’
“The key to this case lies in a careful reading of Schedule 17 and the powers and obligations it imposes upon local authorities and upon HS2 Ltd. In our judgment, the duty to perform and assessment of impact, and possible mitigation and modification measures under Schedule 17, has been imposed by Parliament squarely and exclusively upon the local authority. It cannot be circumvented by the contractor taking it upon itself to conduct some non-statutory investigation into impact. We also conclude that the authority is under no duty to process a request for approval from HS2 Ltd unless it is accompanied by evidence and information adequate and sufficient to enable the authority to perform its statutory duty.”
“As we explain below (see paragraph [77]), it was accepted (correctly in our judgment) in argument by Counsel for the Secretaries of State that it was implicit in the duty on the nominated undertaker under this paragraph to deposit information, that such documentation must be “adequate”, i.e. by reference to the task the authority had to perform under Schedule 17.”
“As we explain below, it was, technically, wrong of the Council to formulate its refusal decision in this way because to have been in a position to form the conclusions expressed, the Council would have had to form judgments about the planning issues arising and, of course, the essential complaint of the Council was that HS2 Ltd had failed to enable it to do this. It should simply have refused to rule upon the merits of the request for approval until such time as the relevant information had been supplied.”
“It follows from the statutory scheme that, if HS2 Ltd fails to furnish an authority with information and evidence sufficient to enable the authority to perform its duty, then the authority is under no obligation to determine the request. It is also evident from the statutory scheme… that, since HS2 Ltd cannot proceed to carry out works without approval, it has a concomitant duty to furnish an authority with such evidence and information as is necessary and adequate to enable the authority to perform its allotted statutory task. If, for some reason, HS2 Ltd does not do this then the correct approach is not to refuse the request for approval (as occurred in this case) but instead to decline to process the request until such time as adequate evidence and information has been furnished. The eight-week period for consulting and then deciding upon the request will not start to run until adequate information has been provided.”
“There may always be some leeway and room for debate as to what is adequate and under the co-operative procedure which has been instituted there will often be scope for discussion between HS2Ltd and the authority as to what is required, but that does not alter the underlying point which is that the request “as deposited” should be “adequate” to meet the statutory task which is to be performed by the authority.”
“…I should come back to what the judge said about the suggestion made by this court in the previous case that there could be circumstances where on authority might properly decline to entertain a Schedule 17 request if it is wholly lacking in relevant content, and if the request is truly a nonentity the time for determination might not even run until it is given some substance. I can see some force in the judge’s observations. But as the point was not decisive on the last occasion and nor is it here, I think the right thing to do is to leave it to be fully argued should it ever arise for the court to resolve.”
“…further information may be requested by the qualifying authority only where relevant to understanding the impact of the use of the route and whether a modification is reasonably necessary. the requirement for this information should be demonstrated and the scope of information should be agreed through pre-application engagement….Information should relate to the grounds in paragraph 6(5). For example, details of how Large Goods Vehicles are monitored is not relevant do an understanding of the suitability of a route. Road widths are relevant to the consideration of the suitability of a route.”
“further information which may be necessary to allow the qualifying authority to consider a request for approval...(but are not arrangements subject to approval under paragraph 6)(my brackets) where not already available within the ES or there is a substantial change in HS2’s proposals: Traffic assessments [but only to baseline data in the ES, and not updated to current conditions]; Modelling of traffic flows at individual junctions along a route that has been subject to previous assessment and where it is reasonable to expect that the changes to HS2’s proposals would result in substantially higher congestion then previously asserted; and Cumulative Large Goods Vehicle flows from all HS2 works.”
“But this ruling still leaves the question as to what type and amount of information are needed in any particular case to be considered on the facts and circumstances of that case. In the event of an appeal, that question is one that clearly must fall within the scope of the decision maker who is to determine the appeal.”
“Therefore, HS2L’s failure to supply that information at the outset did not make the submission invalid.”
“29. I note that the forecast number of smaller, non-LGV vehicles is now higher than previously expected. But the present application is only concerned with LGVs, and it is therefore only those vehicles that are relevant. I also note that the Council’s concerns now appear to relate to the A43 as well as the A422. But the A43 does not form part of the route applied for, and LGV and other traffic movements on it, whether generated by HS2 or not, outside the scope of Schedule 17.”
“I note that concerns have been raised regarding the potential risk of vehicles diverting, during times of congestion, away from the A422 and through nearby villages including Turweston. I agree this would be undesirable, but Turweston is not on the proposed route. In any event, given Turweston’s proximity to the Brackley Road Compound, it seems to me that the possibility of rat-running through the village is not directly related to the choice of LGV route. Moreover, if measures are needed to control such rat-running, other means are available under the EMRs, including through the on-going local procedures relating to the Local Traffic Management Pan (LTMP), the ROMIS, and the Traffic Liaison Group (the LTG).”
“… forecasts of the total trip generation, broken down between types of vehicle, peak and non-peak hours, and peak/non-peak operating phases. And alongside this, the Council would have wished to see a comprehensive methodology statement; comprehensive summaries of the relevant information from the previous ES figures, and of the differences between this and the updated forecasts; a comparison with junction modelling outputs and explanation of the methodology used; and a summary of the residual significant effects, with further analysis of the differences from the ES.”
“34…so that it could consider whether any conditions or limits should be imposed in relation to numbers of vehicles or times of use. However, for the reasons already explained, I have found that the route proposed by HS2L, is suitable for LGV traffic, and is the best route available to serve the Brackley Road site. I have also found that the impact of the route has already been taken into account in the granting of deemed planning permission for the HS2 development. These considerations clearly weigh in favour of approval, and it seems highly unlikely that the provision of any additional information could change that conclusion. 35…In the present case… the decision is whether the proposed lorry route is acceptable in the form now proposed, or should be modified. There is nothing else in the application that can be approved or modified, except the route itself. Nor is there any requirement in paragraph 6 of the Schedule for anything else to be considered, apart from the route. Paragraph 6 does allow for consideration of conditions, but only where needed for the purpose of modification. In this case, the Council’s request for additional information is indeed directed at possible conditions, but with no apparent intent or prospect that such conditions would involve any modification to the route. In the circumstances, I can see no reason why a lawful decision cannot be made without further information. 36. …PFN 17 makes it clear that further information [including traffic assessments, modelling and cumulative information] should not be expected in all cases, and indeed states that further information may only be requested where relevant to whether modification is necessary, having regard to the grounds specified in Schedule 17 paragraph 6. It seems clear from this that where any information additional to the standard requirements set out in PFN 6 is to be sought, this will need clear justification on a case-by-case basis. In the present case, the Council's requests for further information have not been so justified. In the circumstances, having regard also to paragraph 26 of the Statutory Guidance, the information requested appears to me to be neither relevant, reasonable, proportionate, nor necessary.”
“In this context, I also note that these other four applications are now the subject of further appeals. But there is nothing in the Act itself, or in the Statutory Guidance or PFNs, that prevents lorry route applications being made in relation to individual worksites, and indeed the wording of paragraph 6(2) of Schedule 17 seems to me to envisage applications being made on just such a basis. To my mind, this cannot give rise to a finding of invalidity.”
“…the question of what type and amount of information is necessary in a particular case, to enable a lawful decision to be made, will still be a matter of planning judgment, dependant on the facts and circumstances of that case.”
“…the degree of control available to the Council in relation to the undertakings and assurances was not the same as could be applied through conditions or obligations entered into under Planning legislation. But nevertheless, it is right to assume that the undertakings and assurances will be honoured, and also that they are capable of being enforced if necessary.”
“…are likely to have some beneficial effect in mitigating the effects of HS2 construction traffic on the free flow of traffic in Buckinghamshire, including on the LGV route now proposed.”
“Where such changes are significant, or could result in new adverse effects, the way that the HS2 regime allows for additional mitigation is through the EMRs, including the on-going processes of updating the LTMP and the ROMIS, and through the operation of the undertakings and assurances that I have identified. Given the existence of these other mechanisms, it seems to me that in dealing with the present lorry route application, giving further detailed consideration to any new traffic figures or forecasts would be unnecessary and duplicatory. There is no suggestion that the updated figures mean that the route now proposed is no longer the most suitable. in these circumstances, I can see nothing in either the Act itself or the Statutory Guidance that makes it necessary to consider any new traffic figures, or indeed any matters other than the route itself and its planning merits.”
“However, under the HS2 Act, the Council’s powers in matters relating to the HS2 project are significantly more limited than they would be in most other developments.” [The proposed lorry route was the best available.] “There is no suggestion that the provision of the additional information requested by the council could realistically lead to any reconsideration of that conclusion, or that it might lead to any modification of the proposed route. In the absence of such a possibility, the additional information is not necessary for the purposes of determining the application. Nor is the request either reasonable or proportionate in these circumstances.”
“55. No modifications of any kind to the proposed route have been proposed or identified by any party… there is no apparent reason why any modification to the route ought to be made. 56. Nor have any modifications of any other kind being suggested. But in any event, nothing else is proposed for approval other than the route itself. Given that nothing in paragraph 6 of Schedule 17 requires consideration to be given to anything other than the route, there seems no reason why any such other modification should be considered. 57. [Nothing prevented unconditional approval, which was the default position] except where there is a clear reason why the submitted proposal is unacceptable on one of the grounds specified. 58. In view of the above, it is not necessary for me to consider whether any modification is reasonably capable of being made.”
“a summary of any physical changes necessary to facilitate the use of the route by LGVs; and a summary of measures required to ensure the safety and free flow of traffic in the proximity of the worksite access points. In respect of [the Little Missenden etc] request, further information on vehicle numbers with forecast monthly average daily and AM and PM peak daily movements was provided in October 2020. In respect of the other 3 appeals, an assessment note in October 2020 sought to address the councils concerns about impact on specific junctions, but only where the vehicle flow movement succeeded the ES forecast flow movements.”
“So far as the appeal routes are concerned, forecast excess traffic was due to a site further along the A413, the Wendover Green Tunnel North Portal…, for which a request for route approval had yet to be made, though it is proposed to use the appeal routes. None of the sites the subject of these appeals were forecast to be above the ES forecast, but adding in the Wendover Green traffic, which originally was to use a different route, indicated that there would be forecast flows in excess of the ES flows at peak hours and substantive changes in forecasts flows through 2 junctions, one of which would require flow management by the undertakers to ensure that ES vehicle flows were not exceeded in the PM peak. This would be managed through the Local Traffic Management Plan (LTMP) and a Vehicle Management Booking System, as explained in a Vehicle Management Supplementary Note provided by the Council in November 2020. 16. The assessment notes of October 2020 were updated with additional information in December 2020 providing updated HGV numbers (albeit about 95% are expected to be LGV) expected to travel to and from the worksites along with monthly total and summary peak daily movements. This update included a commitment from the undertaker of the [Little Missenden etc] sites to cooperate with the undertaker of the other sites and the Wendover Green Tunnel site to manage traffic flows through the junction requiring flow management to avoid exceeding ES peak flows. 17. Further correspondence between the parties up to March 2021 included identifying where details of HS2 construction traffic in Buckinghamshire were to be found in the HS2 Ltd hybrid bill documentation, and the methodology used for assessment of increased flows. 18. By this point there appeared to be no issues between the Council and the undertakers regarding the impact of HS2 traffic generated by the specific worksites the subject of the appeals on the routes specified. There appears to be no dispute that the LGV traffic flows were not forecast to exceed the ES forecasts, nor that there was likely to be impacts on road safety or the free flow of local traffic over and above that considered acceptable by the passage of the Act that might be attributable to the use of the appeal routes by LGV traffic from these specific sites. Ultimately it seems clear that most of the justification for additional information concerned the Wendover Green Tunnel traffic.”
“Specific shortcomings identified by the Council relate to understanding the details of the methodology used to derive forecast traffic flows on different sections of the routes, details of the cumulative impact of LGVs, cars and light goods vehicles, and how cumulative impact of all vehicles relates to those in the ES.”
“The appellant has given assurances that the methodology used is that set out in the ES Scope and Methodology Report and it considers that it is appropriate to base the cumulative assessments (all vehicles) on the assumptions used in the ES until travel surveys can be undertaken. Since the ES and supporting documents, including updates, are public documents I find it difficult to accept the Council's assertion that it has been unable to undertake a meaningful comparison of projected traffic flows provided for the purposes of the approval requests with the ES flows. Nonetheless I can understand the Council's concerns about the overall effect of HS2 construction activity on the combined route, particularly as there is already considerable congestion in some of the common sections of highway, as I saw on my site visit. However, the ES, considered during the passage of the legislation, did envisage significant adverse effects as a result of the overall development, and the significant change from ES assumptions is due to traffic from the Wendover Green Tunnel North Portal site, which was to use another route.”
“While I appreciate that the addition of traffic to the network of the proposed changed routing for the Wendover Green Tunnel North Portal would need detailed scrutiny as a departure from the ES, approval of the appeal routes would not undermine that process.”
“but in view of the extensive systems for control and response to highways matters contained within the EMR and associated documents, the obligations placed upon the nominated undertaker to comply with undertakings and assurances, the route management improvement and safety plan, and the role of the LTMP as a living document through which unforeseen issues can be appropriately addressed, I consider that no conditions need be attached to these approvals.”
“…did not confer upon a local planning authority exclusive jurisdiction to determine the validity of a planning application, and on a purposive construction of those statutes and considering the legislative scheme as a whole, an applicant for planning permission or listed building consent was entitled to have the opinion of the secretary of State on the question of validity; that an “application” for the purposes of section 78…included an application which the local authority considered invalid; and that accordingly, the Secretary of State had jurisdiction to consider the company’s appeal and to order the inquiry, notwithstanding the view of the local planning authority that the application was invalid.”
“ In the light of the material set out above I am entirely satisfied that in the context of an appeal both section 79(1) and section 79(6) of the 1990 Act provide the defendant with a discretion to conclude at the outset of an appeal whether or not the application upon which it is founded is valid and also to decline to determine the appeal if it emerges that, for instance, provisions of the GPDO in respect of requirements for a valid application have not been complied with. By the same token, since this is a discretion, it is open to the defendant to conclude that it is appropriate to continue to process the appeal and accept it as valid notwithstanding breaches of the requirement if it is appropriate to do so.”
“There is no suggestion that the updated figures mean that the route now proposed is no longer the most suitable. In these circumstances, I can see nothing in either the Act or Statutory Guidance that makes it necessary to consider any new traffic figures, or indeed any matters other than the route itself and its planning merits.”
“… giving further detailed consideration to any new traffic figures or forecasts would be unnecessary and duplicatory.”