“Accuracy and impartiality will remain at the heart of licensed broadcasting services. This will guarantee the availability of accurate and impartial news services and political impartiality in programme making. The Government believes that these obligations have played a major part in ensuring wide public access to impartial and accurate information about our society and the opportunity to encounter a diverse array of voices and perspectives. [And such obligations] …ensure that the broadcast media provide a counter-weight to other, often partial sources of news. They therefore contribute significantly to properly informed democratic debate.”
“Ofcom has consistently found that audiences say that impartiality and accuracy in broadcast news is important to them” (para 1.13) and its News Consumption report of 2016, recorded that ninety per cent of people thought that it was important that television news sources were impartial, sixty nine per cent valued impartiality in current affairs programmes and seventy per cent felt it was important that such programmes offered a range of opinions. Further, industry responses to a 2007 Discussion Paper published by Ofcom were overwhelmingly in favour of retaining the due impartiality requirements, for the reason, amongst others, that they secure the credibility of broadcast media in the United Kingdom. It is worth recording four of those responses. i) Channel 4 said: “impartiality rules provide the bedrock upon which all standards in UK TV news broadcasting are built” and “It is likely that the fact that a service is licensed, and therefore regulated, will become a valuable sign of trustworthiness for consumers. Arguably, with a plethora of news sources, it is ever more important to viewers to be able to identify who it is they can trust for an objective view.” ii) ITV said that relaxing the requirements would “undermine the tradition of impartial broadcast news and act against the public interest” and that “impartiality should have less to do with being niche, or mainstream, and more to do with ensuring that the service can be relied upon to be duly impartial and provide balanced coverage.” iii) The Advisory Committee for Scotland said: “news consumers in the UK take it as a ‘given’ that news from broadcasters is broadly impartial.” iv) The National Union of Journalists said: “in this mixed landscape it was even more important that impartiality is maintained across all television standards.”
“It shall be the duty of OFCOM to set, and from time to time to review and revise, such standards for the content of programmes to be included in television and radio services as appear to them best calculated to secure the standards objectives.”
“(c) that news included in television and radio services is presented with due impartiality and that the impartiality requirements of section 320 are complied with; …”
“The standards set by Ofcom under this section must be contained in one or more codes.”
“(1)The requirements of this section are— (a) the exclusion, in the case of television and radio services (other than a restricted service within the meaning of section 245), from programmes included in any of those services of all expressions of the views or opinions of the person providing the service on any of the matters mentioned in subsection (2); (b) the preservation, in the case of every television programme service, teletext service, national radio service and national digital sound programme service, of due impartiality, on the part of the person providing the service, as respects all of those matters; [emphasis added] … (2)Those matters are— (a)matters of political or industrial controversy; and (b) matters relating to current public policy… 29. (4)(a) the requirement specified in subsection (1)(b) is one that (subject to any rules under subsection (5)) may be satisfied by being satisfied in relation to a series of programmes taken as a whole;” “(5). Ofcom’s standards code shall contain provision setting out the rules to be observed in connection with the following matters— 31. (a)the application of the requirement specified in subsection (1)(b); 32. (b)the determination of what, in relation to that requirement, constitutes a series of programmes for the purposes of subsection (4)(a); 33. … (6). Any provision made for the purposes of subsection (5)(a) must, in particular, take account of the need to ensure the preservation of impartiality in relation to the following matters (taking each matter separately)— 35. (a)matters of major political or industrial controversy, and (b)major matters relating to current public policy, 36. as well as of the need to ensure that the requirement specified in subsection (1)(b) is satisfied generally in relation to a series of programmes taken as a whole.”
“Meaning of “due impartiality”: “Due” is an important qualification to the concept of impartiality. Impartiality itself means not favouring one side over another. “Due” means adequate or appropriate to the subject and nature of the programme. So “due impartiality” does not mean an equal division of time has to be given to every view, or that every argument and every facet of every argument has to be represented. The approach to due impartiality may vary according to the nature of the subject, the type of programme and channel, the likely expectation of the audience as to content, and the extent to which the content and approach is signalled to the audience. Context, as defined in Section Two: Harm and Offence of the Code, is important. Due Impartiality and due accuracy in news. Rule 5.1 News, in whatever form, must be reported with due accuracy and presented with due impartiality… 39. Special impartiality requirements: news and other programmes 40. Matters of political or industrial controversy and matters relating to current public policy 41. Meaning of “matters of political or industrial controversy and matters relating to current public policy”: 42. Matters of political or industrial controversy are political or industrial issues on which politicians, industry and/or the media are in debate. Matters relating to current public policy need not be the subject of debate but relate to a policy under discussion or already decided by a local, regional or national government or by bodies mandated by those public bodies to make policy on their behalf, for example non-governmental organisations, relevant European institutions, etc. 43. … Rule 5.5 Due impartiality on matters of political or industrial controversy and matters relating to current public policy must be preserved on the part of any person providing a service (listed above). This may be achieved within a programme or over a series of programmes taken as a whole. Meaning of “series of programmes taken as a whole”: This means more than one programme in the same service, editorially linked, dealing with the same or related issues within an appropriate period and aimed at a like audience. A series can include, for example, a strand, or two programmes (such as a drama and a debate about the drama) or a ‘cluster’ or ‘season’ of programmes on the same subject. Rule 5.6 The broadcast of editorially linked programmes dealing with the same subject matter (as part of a series in which the broadcaster aims to achieve due impartiality) should normally be made clear to the audience on air. Rule 5.11 In addition to the rules above, due impartiality must be preserved on matters of major political and industrial controversy and major matters relating to current public policy by the person providing a service (listed above) in each programme or in clearly linked and timely programmes. Meaning of “matters of major political or industrial controversy and major matters relating to current public policy”: These will vary according to events but are generally matters of political or industrial controversy or matters of current public policy which are of national, and often international, importance, or are of similar significance within a smaller broadcast area”
“Context includes (but is not limited to): • the editorial content of the programme, programmes or series; • the service on which the material is broadcast; • the time of broadcast • what other programmes are scheduled before and after the programme or programmes concerned • the degree of harm or offence likely to be caused by the inclusion of any particular sort of material in programmes generally or programmes of a particular description; • the likely size and composition of the potential audience and likely expectation of the audience; • the extent to which the nature of the content can be brought to the attention of the potential audience for example by giving information; and • the effect of the material on viewers or listeners who may come across it unawares. Time and scheduling of broadcast are not relevant to the provision of programmes on demand but, for programmes made available on BBC ODPS, context also includes (but is not limited to) the nature of access to the content e.g. whether there are measures in place that are intended to prevent children from viewing and/or listening to the content.”
“In dealing with matters of major political and industrial controversy and major matters relating to current public policy an appropriately wide range of significant views must be included and given due weight in each programmeor in clearly linked and timely programmes …”
“1. Everyone has the right to freedom of expression. This right shall include freedom to hold opinions and to receive and impart information and ideas without interference by public authority and regardless of frontiers. This Article shall not prevent States from requiring the licensing of broadcasting, television or cinema enterprises. 2. The exercise of these freedoms, since it carries with it duties and responsibilities, may be subject to such formalities, conditions, restrictions or penalties as are prescribed by law and are necessary in a democratic society, in the interests of national security, territorial integrity or public safety, for the prevention of disorder or crime, for the protection of health or morals, for the protection of the reputation or rights of others, for preventing the disclosure of information received in confidence, or for maintaining the authority and impartiality of the judiciary.”
‘Freedom of the press furthermore affords the public one of the best means of discovering and forming an opinion of the ideas and attitudes of political leaders. More generally, freedom of political debate is at the very core of the concept of a democratic society which prevails throughout the Convention.’
‘Is the legislative objective sufficiently important to justify limiting a fundamental right? Are the measures which have been designed to meet it rationally connected to it? Are they no more than necessary to accomplish it? Do they strike a fair balance between the rights of the individual and the interests of the community?’
“Freedom of thought and expression is an essential condition of an intellectually healthy society. The free communication of information, opinions and argument about the laws which a state should enact and the policies its government at all levels should pursue is an essential condition of truly democratic government. These are the values which article 10 exists to protect, and their importance gives it a central role in the Convention regime, protecting free speech in general and free political speech in particular.”
“28. The fundamental rationale of the democratic process is that if competing views, opinions and policies are publicly debated and exposed to public scrutiny the good will over time drive out the bad and the true prevail over the false. It must be assumed that, given time, the public will make a sound choice when, in the course of the democratic process, it has the right to choose. But it is highly desirable that the playing field of debate should be so far as practicable level. This is achieved where, in public discussion, differing views are expressed, contradicted, answered and debated. It is the duty of broadcasters to achieve this object in an impartial way by presenting balanced programmes in which all lawful views may be ventilated.”
“...well-endowed interests which are not political parties are able to use the power of the purse to give enhanced prominence to views which may be true or false, attractive to progressive minds or unattractive, beneficial or injurious. The risk is that objects which are essentially political may come to be accepted by the public not because they are shown in public debate to be right but because, by dint of constant repetition, the public has been conditioned to accept them. The rights of others which a restriction on the exercise of the right to free expression may properly be designed to protect must, in my judgment, include a right to be protected against the potential mischief of partial political advertising.”
“Our democracy is based upon more than one person one vote. It is based on the view that each person has equal value. ... We want everyone to be able to make up their own minds on the important issues of the day. For this we need the free exchange of information and ideas. We have to accept that some people have greater resources than others with which to put their views across. But we want to avoid the grosser distortions which unrestricted access to the broadcast media will bring. So this case is not just about permissible restrictions on freedom of expression. It is about striking the right balance between the two most important components of a democracy: freedom of expression and voter equality.”
“51. ... a balanced and proportionate response to the problem: they can seek to put their case across in any other way, but not the one which so greatly risks distorting the public debate in favour of the rich. There has to be the same rule for the same kind of advertising, whatever the cause for which it campaigns and whatever the resources of the campaigners. We must not distinguish between causes of which we approve and causes of which we disapprove. Nor in practice can we distinguish between small organisations which have to fight for every penny and rich ones with access to massive sums. Capping or rationing will not work...”
“52. ... Similar though the organisations were, the advertisements were rather different: “eat less meat” is a different message from “help us to stop their suffering”
‘The Court notes, in this respect, the other media which remain open to the present applicant, and it recalls that access to alternative media is key to the proportionality of a restriction on access to other potentially useful media. In particular, it remains open to the applicant NGO to participate in radio or TV discussion programmes of a political nature (i.e. broadcasts other than paid advertisements). It can also advertise on radio and television on a non-political matter if it sets up a charitable arm to do so and it has not been demonstrated that the costs of this are prohibitive. Importantly, the applicant has full access for its advertisement to non-broadcasting media including the print media and the internet (including social media), as well as to demonstrations, posters and flyers. Even if it has not been shown that the internet, with its social media, is more influential than the broadcast media in the respondent State, those new media remain powerful communication tools which can be of significant assistance to the applicant NGO in achieving its own objectives.’
“392 Penalties imposed by Ofcom (1) It shall be the duty of Ofcom to prepare and publish a statement containing the guidelines they propose to follow in determining the amount of penalties imposed by them under provisions contained in this Act … (2) Ofcom may from time to time revise that statement as they think fit. … (6) It shall be the duty of Ofcom, in determining the amount of any penalty to be imposed by them under this Act or any other enactment (apart from theCompetition Act 1998 (c. 41)) to have regard to the guidelines contained in the statement for the time being in force under this section.”
“Explanatory Note 1.3 Ofcom has powers to punish those who act unlawfully or in breach of the relevant regulatory requirements. Ofcom has updated the penalty guidelines to clarify its approach to setting penalties. In particular, to ensure that we can impose penalties at the appropriate level effectively to deter contraventions of regulatory requirements, and to explain the weight to be attributed to any precedents set by previous cases in the process of deciding an appropriate and proportionate penalty. Decisions made under the previous penalty guidelines may be relevant to Ofcom’s future decision-making. However, they are likely to become less relevant to future enforcement work over time, and Ofcom may, in light of the circumstances of each case, impose higher penalties in future cases than in previous ones to secure effective deterrence. 1.4 All businesses should operate in compliance with the law, taking into account any relevant guidelines where appropriate. As such, the central objective of imposing a penalty is deterrence. The level of the penalty must be sufficient to deter the business from contravening regulatory requirements, and to deter the wider industry from doing so. 1.5 In particular, the level of the penalty must be sufficiently high to have the appropriate impact on the regulated body at an organisational level. It should incentivise the management (which is ultimately responsible for the conduct and culture of the regulated body) to change the conduct of the regulated body as a whole and bring it into compliance, achieving this, where necessary, by changing the conduct at different levels within the organisation. The level of the penalty should be high enough that the management recognises that it is not more profitable for a business to break the law and pay the consequences, than it is to comply with the law in the first instance, and that it should therefore discourage bad conduct and encourage good practices and a culture of compliance across the organisation. 1.6 A relevant factor in securing this objective of deterrence is the turnover of the regulated body subject to the penalty. Penalties should be set at levels which, having regard to that turnover, will have an impact on the body that deters it from misconduct in future and which provides signals to other bodies that misconduct by them would result in penalties having a similar impact. That is, it must be at a level which can also change and correct any non-compliant behaviour, or potential non-compliant behaviour, by other providers. 1.7 In making this assessment, Ofcom will have regard to precedents set by previous cases where they are relevant. However, Ofcom may depart from them depending on the facts and context of each case. Our penalty decisions will therefore focus the discussion of precedents to cases we consider particularly relevant, if any. 1.8 If, in making our assessment in any particular case, we consider that the level of penalties set in previous cases is not sufficient effectively to enforce against the regulatory contravention concerned, and to deter future breaches, Ofcom may set higher penalties under these revised guidelines. Regulated bodies with a large turnover, for example, may be subject to higher penalties in order for a deterrent effect to be achieved. These revised guidelines provide Ofcom with the flexibility to impose higher penalties in appropriate cases and penalties Ofcom has previously imposed should not be seen as placing upper thresholds on the amounts of penalties we may impose. 1.9 This is not to say there is a direct linear relationship between the size and turnover of the regulated body and the level of the penalty. While a body with a larger turnover might face a larger penalty in absolute terms, a body with a smaller turnover may be subject to a penalty which is larger as a proportion of its turnover, for example. We will impose the penalty which is appropriate and proportionate, taking into account all the circumstances of the case in the round together with the objective of deterrence. 1.10 Amongst the other relevant considerations we may take into account, Ofcom may consider the degree of harm caused by the contravention and/or any gain made by the regulated body as a result of the contravention. We may seek to quantify those amounts in appropriate cases. However, Ofcom will not necessarily do so in all cases and, even where it does, the calculation does not determine or limit the level of the penalty, which, as explained above, is to ensure that the management of the regulated body is incentivised to modify the behaviour of that body (and deter other regulated bodies accordingly). Any quantified harm/gain is only one of the factors in determining the appropriate and proportionate level of the penalty. How Ofcom will determine the amount of a penalty 1.11 Ofcom will consider all the circumstances of the case in the round in order to determine the appropriate and proportionate amount of any penalty. The central objective of imposing a penalty is deterrence. The amount of any penalty must be sufficient to ensure that it will act as an effective incentive to compliance, having regard to the seriousness of the infringement. Ofcom will have regard to the size and turnover of the regulated body when considering the deterrent effect of any penalty. 1.12 The factors taken into account in each case will vary, depending on what is relevant. Some examples of potentially relevant factors are: •The seriousness and duration of the contravention; •The degree of harm, whether actual or potential, caused by the contravention, including any increased cost incurred by consumers or other market participants; •Any gain (financial or otherwise) made by the regulated body in breach (or any connected body) as a result of the contravention; •Whether in all the circumstances appropriate steps had been taken by the regulated body to prevent the contravention; •The extent to which the contravention occurred deliberately or recklessly, including the extent to which senior management knew, or ought to have known, that a contravention was occurring or would occur; •Whether the contravention in question continued, or timely and effective steps were taken to end it, once the regulated body became aware of it; •Any steps taken for remedying the consequences of the contravention; •Whether the regulated body in breach has a history of contraventions (repeated contraventions may lead to significantly increased penalties); and •The extent to which the regulated body in breach has cooperated with our investigation. 1.13 When considering the degree of harm caused by the contravention and/or any gain made by the regulated body as a result of the contravention Ofcom may seek to quantify those amounts in appropriate cases but will not necessarily do so in all cases. 1.14 Ofcom will have regard to any relevant precedents set by previous cases, but may depart from them depending on the facts and the context of each case. We will not, however, regard the amounts of previously imposed penalties as placing upper thresholds on the amount of any penalty. 1.15 Ofcom will have regard to any representations made to us by the regulated body in breach. 1.16 Ofcom will ensure that the overall amount of the penalty is appropriate and proportionate to the contravention in respect of which it is imposed, taking into account the size and turnover of the regulated body. 1.17 Ofcom will ensure that the overall amount does not exceed the maximum penalty for the particular type of contravention. 1.18 Ofcom will have regard to the need for transparency in applying these guidelines, particularly as regards the weighting of the factors considered.”
“In our Preliminary View we stated that the fact that multiple breaches of the due impartiality requirements had occurred within a six-week period also indicated that there had been a “systemic” failure of compliance during this period. We have taken into account the Licensee’s representations that the breaches in this case do not represent a systemic failure of compliance, and we accept that we did not clearly describe our concern in this regard in our Preliminary View. Our concern was that seven due impartiality breaches, including six regarding matters of major political or industrial controversy or major matters of public policy, had occurred in a short period of time, and that this represented serious and repeated failures of compliance. We do not consider that the use of the word ‘systemic’ in our Preliminary View has any effect on Ofcom’s findings in relation to the seriousness of the breaches. As explained above at paragraph 43, Ofcom considers that multiple breaches which occur during a concentrated period of time potentially aggravate the damage to viewers, and have the effect of undermining public confidence in the impartiality of, and therefore trust in, broadcast news and current affairs, which the rules in Section Five of the Code are intended to safeguard.”
“We took into account that the Licensee had considerable previous engagement with Ofcom regarding the requirements of, and compliance with, Section Five. This took the form of several meetings between senior RT editorial and/or compliance staff and senior members of Ofcom’s Standards and Audience Protection team, following a number of cases in which we found breaches of due impartiality requirements (News, RT,12 July 2012 ; Syrian Diary, RT,7 March 2013 and Crosstalk, RT,11 July 2016 ). Specific guidance was also provided to the Licensee in these previous decisions as to what Ofcom considered necessary to comply with the requirements of Section Five. In addition, the previous direction Ofcom imposed on the Licensee in respect of a breach of Rule 5.5 should have indicated that the Licensee’s compliance procedures at that time were inadequate. In light of this, we consider the Licensee should have been particularly wellinformed about how to preserve due impartiality on its service.”
“Ofcom has taken into account the Licensee’s representations regarding the steps it has taken in relation to compliance since we launched the investigations in question, and the fact that Ofcom has not become aware of any further breaches of Section Five of the Code by the Licensee to date.”
“Taking into account RT’s previous compliance history and the breaches at issue in this case, we have noticed a trend of noncompliance in RT programmes which discuss Russian foreign policy matters that differ to, or conflict with, the general policy position of Western countries. This is of particular concern given such matters are likely to constitute matters of major political or industrial controversy or major matters of public policy, as was the case in six out of the seven breaches in question.”