“The prosecution say that while Jack was seriously ill on his arrival he had a real chance of survival and probably would have survived if he had been properly treated. At the very least, they say you can be sure he would not have died when and in the circumstances that he did if he had been properly treated by Dr. Bawa-Garba… …The prosecution accept that it is for you to decide whether the timing and circumstances of Jack’s death were or may have been inevitable at some earlier point in the day [than when he was transferred to Ward 29] but they submit the negligence of Dr. Bawa-Garba prior to that point did significantly contribute to the timing and manner of Jack’s death… 36…But she rightly recognised that the judge had correctly directed the jury that the prosecution had to show that what a defendant did or did not do was “truly exceptionally bad”
“There was a limit to how far these issues could be explored in the trial, but there may be some force in the comment that yours was a responsibility that was shared with others. I turn to the mitigation which has been extremely capably advanced by your counsel. Hadiza Bawa-Garba, you were 35 at the time of this offence. You had wished to become a doctor since the age of 13. Medicine was your vocation. As a result of this offence, your career as a doctor will be over. I received numerous testimonials that spoke in graphic terms of your skill as a doctor, your dedication to your patients and the high regard in which your colleagues held you. You were two years away from completing your training and being able to apply for posts as a consultant. All that is over now. Like Isabel Amaro, you have no previous convictions. Both of you have also had to wait some considerable time before these two proceedings have come to an end. I am told that in April 2012, the CPS wrote to both of you to say that you would not be prosecuted.”
“(1A) The over-arching objective of the General Medical Council in exercising their functions is the protection of the public. (1B) The pursuit by the General Medical Council of their over-arching objective involves the pursuit of the following objectives – (a) to protect, promote and maintain the health, safety and well-being of the public, (b) to promote and maintain public confidence in the medical profession, and (c) to promote and maintain proper professional standards and conduct for members of that profession. 40A – Appeals by General Council This section applies to any of the following decisions by a Medical Practitioners Tribunal – a decision under section 35D giving - a direction for suspension, including a direction extending a period of suspension;…. (3) The General Council may appeal against a relevant decision to the relevant court if they consider that the decision is not sufficient (whether as to a finding or a penalty or both) for the protection of the public. (4) Consideration of whether a decision is sufficient for the protection of the public involves consideration of whether it is sufficient – (a) to protect the health, safety and well-being of the public; (b) to maintain public confidence in the medical profession; and (c) to maintain proper professional standards and conduct for members of that profession. (6) On an appeal under this section, the court may – (a) dismiss the appeal; (b) allow the appeal; (c) substitute for the relevant decision any other decision which could have been made by the Tribunal; or….” (a) to protect, promote and maintain the health, safety and well-being of the public, (b) to promote and maintain public confidence in the medical profession, and (c) to promote and maintain proper professional standards and conduct for members of that profession. a decision under section 35D giving - a direction for suspension, including a direction extending a period of suspension;…. (a) to protect the health, safety and well-being of the public; (b) to maintain public confidence in the medical profession; and (c) to maintain proper professional standards and conduct for members of that profession. (a) dismiss the appeal; (b) allow the appeal; (c) substitute for the relevant decision any other decision which could have been made by the Tribunal; or….”
“(3) Production of a certificate purporting to be under the hand of a competent officer of a Court in the United Kingdom or overseas that a person has been convicted of a criminal offence or, in Scotland, an extract of conviction, shall be conclusive evidence of the offence committed… (5) The only evidence which may be adduced by the practitioner in a rebuttal of a conviction or determination certified in a manner specified in paragraph (3) or (4) is evidence for the purposes of proving that he is not the person referred to in the certificate of extract.”
“(i) Proceedings under section 40A of the 1983 Act are appeals and are governed byCPR Part 52 . A court will allow an appeal underCPR Part 52.21 (3) if it is ‘wrong’ or ‘unjust because of a serious procedural or other irregularity in the proceedings in the lower court. (ii) It is not appropriate to add any qualification to the test inCPR Part 52 that decisions are ‘clearly wrong’: see Fatnani at paragraph 21 and Meadow at paragraphs 125 to 128. (v) In regulatory proceedings the appellate court will not have the professional expertise of the Tribunal of fact. As a consequence, the appellate court will approach Tribunal determinations about whether conduct is serious misconduct or impairs a person’s fitness to practise, and what is necessary to maintain public confidence and proper standard in the profession and sanctions, with diffidence: see Fatnani at paragraph 16: and Khan v General Pharmaceutical Council[2016] UKSC 64 ; [2017] 1WLR, at paragraph 36. (vi) However there may be matters, such as dishonesty or sexual misconduct, where the court “is likely to feel that it can assess what is needed to protect the public or maintain the reputation of the profession more easily for itself and thus attach less weight to the expertise of the Tribunal…”: see Council for the Regulation of Healthcare Professionals v GMC and Southall[2005] EWHC 579 (Admin) ; [2005] Lloyd’s Rep. Med 365 at paragraph 11, and Khan at paragraph 36(c). As Lord Millett observed in Ghosh v GMC[2001] UKPC 29 ;[2001] 1 WLR 1915 and 1923G, the appellate court “will afford an appropriate measure of respect of the judgment in the committee…but the [appellate court] will not defer to committee’s judgment more than is warranted by the circumstances.” (vii) Matters of mitigation are likely to be of considerably less significance in regulatory proceedings than to a court imposing retributive justice, because the overarching concern of the professional regulator is the protection of the public.”
“17. Patients must be able to trust doctors with their lives and health, so doctors must make sure that their conduct justifies their patients’ trust in them and the public’s trust in the profession …. Although the Tribunal should make sure the sanction it imposes is appropriate and proportionate, the reputation of the profession as a whole is more important than the interests of any individual doctor. 19….Action is taken where a serious or persistent breach of the guidance has put patient safety at risk or undermined public confidence in doctors.”
“32. However, there are some cases where a doctor’s failings are irremediable. This is because they are so serious or persistent that, despite steps subsequently taken, action is needed to maintain public confidence. This might include where a doctor knew, or ought to have known, they were causing harm to patients, and should have taken steps earlier to prevent this.”
“Suspension will be an appropriate response to misconduct that is so serious that action must be taken to protect members of the public and maintain public confidence in the profession. A period of suspension will be appropriate for conduct that is serious but falls short of being fundamentally incompatible with continued registration (i.e. for which erasure is more likely to be the appropriate sanction because the Tribunal considers that the doctor should not practise again either for public safety reasons or to protect the reputation of the profession).”
“102. Erasure may be appropriate even where the doctor does not present a risk to patient safety, but where this action is necessary to maintain public confidence in the profession. For example, if a doctor has shown a blatant disregard for the safeguards designed to protect members of the public and maintain high standards within the profession that is incompatible with continued registration as a doctor. 103. Any of the following factors being present may indicate erasure is appropriate (this list is not exhaustive). a) A particularly serious departure from the principles set out in Good Medical Practice where the behaviour is fundamentally incompatible with being a doctor. b) A deliberate or reckless disregard for the principles set out in Good Medical Practice and/or patient safety. c) Doing serious harm to others (patients or otherwise), either deliberately or through incompetence and particularly where there is a continuing risk to patients (see further guidance below at paragraphs 123 – 126 regarding failure to provide an acceptable level of treatment or care).”
“Failing to provide an acceptable level of treatment or care 123. Cases in this category are those where a doctor has not acted in a patient’s best interests and has failed to provide an adequate level of care, falling well below expected professional standards…. Particularly where there is a deliberate or reckless disregard for patient safety or a breach of fundamental duty of doctors to ‘Make the care of [your] patients [your] first concern’ (Good Medical Practice, paragraph 1).” “126. However, there are some cases where a doctor’s failings are irremediable. This is because they are so serious or persistent that, despite steps subsequently taken, action is needed to maintain public confidence. This might include where a doctor knew, or ought to have known, they were causing harm to a patient and should have taken steps earlier to prevent this.”
“Mitigating Factors In mitigation the Tribunal had regard to the following factors: • Other than this matter, you have an unblemished record as a doctor • You were of good character prior to your offence • You remained employed by the Trust up until your conviction in 2015 • There is no evidence of any concerns being raised regarding your clinical competency before or after your offence • The length of time which has passed since your offence • Before the events of18 February 2011 , you had recently returned from maternity leave and whilst you had completed come on-call shifts, this was your first shift in an acute setting • On the day in question, you were covering CAU, the emergency department and the ward • The multiple systemic failures identified in the Trust investigation following the events of18 February 2011 • There is no evidence to suggest that your actions on 18 February were deliberate or reckless. Aggravating Factors The Tribunal balanced those mitigating factors against what it considered to be the aggravating factors in this case: • Patient A was vulnerable by reason of his age and disability • Your failings in relation to Patient A were numerous, continued over a period of hours and included your failure to reassess Patient A following your initial diagnosis or seek assistance from senior consultants • Even though you expressed your condolences to the family of Patient A, there is no evidence before this Tribunal that you subsequently apologised to them.” • Other than this matter, you have an unblemished record as a doctor • You were of good character prior to your offence • You remained employed by the Trust up until your conviction in 2015 • There is no evidence of any concerns being raised regarding your clinical competency before or after your offence • The length of time which has passed since your offence • Before the events of18 February 2011 , you had recently returned from maternity leave and whilst you had completed come on-call shifts, this was your first shift in an acute setting • On the day in question, you were covering CAU, the emergency department and the ward • The multiple systemic failures identified in the Trust investigation following the events of18 February 2011 • There is no evidence to suggest that your actions on 18 February were deliberate or reckless. Aggravating Factors • Patient A was vulnerable by reason of his age and disability • Your failings in relation to Patient A were numerous, continued over a period of hours and included your failure to reassess Patient A following your initial diagnosis or seek assistance from senior consultants • Even though you expressed your condolences to the family of Patient A, there is no evidence before this Tribunal that you subsequently apologised to them.”
“26. The Tribunal was mindful that your actions marked a serious departure from Good Medical Practice, and contributed to Patient A’s early death and which continues to cause great distress to Patient A’s family. 27. It reminded itself of its findings in its determination on impairment, namely: • It was satisfied that you had remediated the deficiencies in your clinical skills and had practised safely for a period of almost 4 years; both Dr. Barry and Dr. Cusack described you as an excellent doctor. • It was satisfied that the risk of you putting a patient at unwarranted risk of harm in the future was low. • The basis of the Tribunal’s finding on impairment was that public confidence in the profession and upholding of proper standards would be undermined if a finding of impairment were not made in your case. 28. The Tribunal had regard to the oral evidence of Dr. Cusack, who stated that following the events of18 February 2011 , a Trust investigation was carried out which highlighted multiple systemic failures which existed at the time of these events. These included failings on the part of the nurses and consultants, medical and nursing staff shortages, IT system failures which led to abnormal laboratory test results not being highlighted, the deficiencies in handover, accessibility of the data at the bedside, and the absence of a mechanism for an automatic consultant review. The Tribunal therefore determined that whilst your actions fell far short of the standards expected and were a causative factor in the early death of Patient A, they took place in the context of wider failings. 29. The Tribunal was satisfied that the evidence of Dr. Cusack was honest and reliable and that he could appropriately testify to your level of insight and remorse as he met with you regularly in a supervisory capacity… The Tribunal accepted the evidence of Dr. Cusack that you had reflected deeply and demonstrated significant and substantial insight in your conversations with him. However, the Tribunal was unable to conclude that you had complete insight into your actions as it did not hear from you directly.” • It was satisfied that you had remediated the deficiencies in your clinical skills and had practised safely for a period of almost 4 years; both Dr. Barry and Dr. Cusack described you as an excellent doctor. • It was satisfied that the risk of you putting a patient at unwarranted risk of harm in the future was low. • The basis of the Tribunal’s finding on impairment was that public confidence in the profession and upholding of proper standards would be undermined if a finding of impairment were not made in your case. The Tribunal accepted the evidence of Dr. Cusack that you had reflected deeply and demonstrated significant and substantial insight in your conversations with him. However, the Tribunal was unable to conclude that you had complete insight into your actions as it did not hear from you directly.”
“31. Further, the Tribunal was of the view that a fully informed and reasonable member of the public would view suspension as an appropriate sanction, given all the circumstances of your case. It was therefore satisfied that the goal of maintaining public confidence in the profession would satisfied by suspension of your registration. 32. The Tribunal also considered whether it would be appropriate to erase your name from the Medical Register. However, in the circumstances of the case, balancing the mitigating and aggravating factors, the Tribunal, concluded that erasure would be disproportionate. In reaching this decision, it considered paragraphs 101 – 105 and 126 of the Sanctions Guidance. In the judgment of the Tribunal, in all of the circumstances of this case, your actions and subsequent conviction are not fundamentally incompatible with continued registration. It also concluded that public confidence in the profession would not be undermined by a lesser sanction; your actions were neither deliberate not reckless. Although your actions resulted in the early death of Patient A, you do not present as a continuing risk to patients. The Tribunal did not consider that your failings are irremediable; indeed it has already found that you have remedied them.”