“Restriction of vexatious legal proceedings. (1) If, on an application made by the Attorney General under this section, the High Court is satisfied that any person has habitually and persistently and without any reasonable ground— (a) instituted vexatious civil proceedings, whether in the High Court or any inferior court, and whether against the same person or against different persons; or (b) made vexatious applications in any civil proceedings, whether in the High Court or any inferior court, and whether instituted by him or another, or (c) instituted vexatious prosecutions (whether against the same person or different persons), the court may, after hearing that person or giving him an opportunity of being heard, make a civil proceedings order, a criminal proceedings order or an all proceedings order. (1A) In this section— “civil proceedings order” means an order that— (a) no civil proceedings shall without the leave of the High Court be instituted in any court by the person against whom the order is made; (b) any civil proceedings instituted by him in any court before the making of the order shall not be continued by him without the leave of the High Court; and (c) no application (other than one for leave under this section) shall be made by him, in any civil proceedings instituted in any court by any person, without the leave of the High Court; … (2) An order under subsection (1) may provide that it is to cease to have effect at the end of a specified period, but shall otherwise remain in force indefinitely. (3) Leave for the institution or continuance of, or for the making of an application in, any civil proceedings by a person who is the subject of an order for the time being in force under subsection (1) shall not be given unless the High Court is satisfied that the proceedings or application are not an abuse of the process of the court in question and that there are reasonable grounds for the proceedings or application. (4) No appeal shall lie from a decision of the High Court refusing leave required by virtue of this section…”
“7.1 This Practice Direction applies where a “civil proceedings order” or an “all proceedings order” (as respectively defined under section 42(1A) of theSupreme Court Act 1981 ) is in force against a person (“the litigant”). 7.2 An application by the litigant for permission to begin or continue, or make any application in, any civil proceedings shall be made by application notice issued in the High Court and signed by the litigant. … The application notice, together with any written evidence, will be placed before a High Court judge who may; (1) without attendance of the applicant make an order giving the permission sought; (2) give directions for further written evidence to be supplied by the litigant before an order is made on the application; (3) where the remedy sought, or the grounds advanced, substantially repeat those submitted in support of a previous application which has been refused, make an order dismissing the application without a hearing; or (4) in any case where (3) does not apply, give directions for the hearing of the application. 7.7 Directions given under paragraph 7.6(4) may include an order that the application notice be served on the Attorney General and on any person against whom the litigant desires to bring the proceedings for which permission is being sought. … A person may apply to set aside the grant of permission if: (1) the permission allowed the litigant to bring or continue proceedings against that person or to make any application against him and (2) the permission was granted other than at a hearing of which that person was given notice under paragraph 7.”
“13. It is true that the Practice Direction does not in terms state that the prospective Defendant is entitled to be heard on an application under s.42(3). It is also the case, however, that nowhere is it provided that the prospective Defendant is not entitled to be heard. In any event it is clear, from the provisions in paragraph 7.7 entitling the court to direct service on any person against whom the litigant desires to bring proceedings, coupled with the provision in paragraph 7.9 that such a person who has not been given notice may apply to set aside the grant of permission, that such a person, if directed to be served, may attend, and advance argument at, the hearing at which the grant of permission is sought. Any contrary conclusion would be wholly senseless. 14. Mr Ewing's skilful and ingenious argument, however, is to this effect. He submits, relying on the decision of the Court of Appeal in Jones v Vans Colina[1996] 1WLR 580 , that it has been authoritatively decided that the only person who may appear on an application unders.42(3) of the Supreme Court Act 1981 (apart from the vexatious litigant making the application, or his representative) is the Attorney-General — whether through counsel instructed on his behalf or counsel instructed to act as amicus curiae (or advocate to the court). He further submits that the Practice Direction, albeit appended toCPR Part 3 , is not itself a rule of court or promulgated with any statutory authority: and to the extent that the Practice Direction was promulgated under the inherent jurisdiction of the court it cannot supersede what has been established as the substantive law by the Court of Appeal: and if it purports to do so it is ultra vires. 15. In Jones v Vans Colina, the plaintiff, Mr Marcus Jones, against whom a vexatious litigant order was in place, was, at an ex parte hearing, given leave under s.42(3) to bring certain proceedings in the County Court against the Defendant. When the Defendant was in due course served with the County Court proceedings the Defendant issued a summons seeking to set aside the original order granting leave (and also a further order permitting service). The Court of Appeal held (not following what Lord Denning had said in Becker v Noel (Practice Note)[1971] 1WLR 803 ) that the Defendant was not a party and was not entitled to be party to the s.42(3) proceedings; and accordingly had no standing to set aside the order obtained. In the course of his judgment, Lord Justice Nourse (with whom Lord Justice Roch and Lord Justice Schiemann agreed) referred to the provisions of RSC 0.32 r.6 (the proceedings in that case, of course, antedating the CPR) which provided: “The Court may set aside an order made ex parte.”
“While I am unable to support the whole of the judge's reasoning, I am in no doubt that his decision was correct. I approach the question in this way. The power expressed in Ord. 32, r. 6 can only apply to an order made in proceedings in which the person seeking to have it set aside is either a party or entitled to be made one. The court could not accede to an application made by a person who had no locus standi to make it. On the application under section 42(3) for leave to institute proceedings the proposed defendant is neither a party to the application nor is he entitled to be made one.”
“It is to be remembered that the application, in the first instance at any rate, is ex parte, although the judge may cause notice of the application to be given to the Attorney-General so that he may be represented.”
“6. CPR may, instead of providing for any matter, refer to provision made or to be made about that matter by directions.” 18. Having considered the competing submissions I have come to the conclusion that the provisions of the Practice Direction have changed the erstwhile procedural position, as established by Jones v Vans Colina and that it cannot be said that the Practice Direction was invalid or ultra vires. 19. Nothing in the Practice Direction conflicts with or is inconsistent with the provisions of s.42 of the 1981 Act nor does the Practice Direction remove or interfere with the substantive rights of a vexatious litigant: the relevant provisions of the Practice Direction are procedural, and only procedural. I can see nothing that precludes the introduction in this way of a procedural position different to that previously applicable as decided in Jones v Vans Colina. That decision moreover was made in the context of the now superseded RSC (in particular RSC 0.32 r6): it is plain that the provisions of 0.32 r 6 were a material part of Lord Justice Nourse's reasoning: indeed he held in terms that limitations had to be put on that rule. The position is now quite different and those limitations are removed, since specific provision is made on the point in the Practice Direction. It matters not, in my view, that the new provisions are contained in a Practice Direction rather than a Rule as such: the High Court (by its Heads of Division) has the inherent power to make Practice Directions: and Practice Directions are in any case expressly recognised under theCivil Procedure Act 1997 . I would for good measure add (although this was not a point specifically adverted to by Mr Tam or Mr Ewing) that Part 3 of the Civil Procedure Rules commences by Rule 3.1(1) with the following: “The list of powers in this rule is in addition to any powers given to the Court by any other rule or practice direction or by any other enactment or any powers it may otherwise have.” 20. In his closing submissions in reply Mr Ewing referred me to Rule 23.10 of the Civil Procedure Rules which, he submitted, replaced RSC 0.32 r 6 and (he submitted) was in substance to no different effect. Rule 23.10 is, in fact, very differently worded to RSC 032 r6: but in any event, given the existence of the Practice Direction, I do not think this Rule can bring about the outcome which Mr Ewing seeks. I did, however, draw the attention of Mr Ewing and Mr Tam in the course of argument to the provisions of Rule 40.9. That provides: “A person who is not a party but who is directly affected by a judgment or order may apply to have the judgment or order set aside.”
“Generally, where a non-party is likely to succeed in an application it will be in circumstances where, at least arguably, he is entitled to be made a party to the proceedings.”
“I am giving Mr. Johnson permission to appeal under section 42 in the absence of Mr Valks or any of his representatives. It was held by the Court of Appeal in Jones v. Vans Colina[1996] 1 W.L.R 1580 that once permission had been given on an occasion where the respondent was not present, the respondent had no locus standi subsequently to challenge and to seek to have that permission set aside. The practice direction supplementing the new rules to which Robert Walker L.J. referred in the course of his judgment has reversed that state of affairs.”
“11 I deal first with his argument based on jurisdiction. In Jones v Vans Colina[1996] 1 WLR 1580 this court decided that a prospective defendant to proceedings by a vexatious litigant against whom a civil proceedings order had been made was neither a party to the application for leave under s.42(3) nor was entitled to be made one. The particular issue in that case was whether a prospective defendant had locus to set aside grant of leave but the decision is of general application to the status of a prospective defendant. 12 The decision in Jones v Vans Colina turned very much on the provisions of RSC O.32 r 6 which was relied on in relation to the application to set aside the grant of leave. As Nourse LJ said (at page 1584): “The power expressed in Ord 32, r 6 can only apply to an order made in proceedings in which the person seeking to have it set aside is either a party or entitled to be made one. The court could not accede to an application made by a person who had no locus standi to make it.” 13 The point was taken that it was common for the Attorney-General to be given notice of the application for leave but, as Nourse LJ observed (at page 1585), the Attorney-General was in a different position because he had made the original application under s.42 for the civil proceedings order. 14 Since then, however, the position has changed.” “The power expressed in Ord 32, r 6 can only apply to an order made in proceedings in which the person seeking to have it set aside is either a party or entitled to be made one. The court could not accede to an application made by a person who had no locus standi to make it.”
“15 These new rules were clearly designed to reverse the effect of the decision in Jones v Vans Colina by allowing the High Court judge dealing with the application to direct it to be served on prospective defendants as well as the Attorney-General. If exercised this would, in my view, have the effect of making them parties to the application and so entitle them to apply for their costs. Treacy J made just such an order on6 February 2008 . Conversely if not served with the application for leave a prospective defendant may now challenge the grant of leave and, if successful, would be entitled to apply for his costs. 16 Mr Ewing's response to this is that the Practice Direction is ultra viress.42 of the 1981 Act. He has produced detailed arguments on this point which require consideration to be given to other provisions of the CPR and the inter-relation of s.42 with the power to make Practice Directions under theCivil Procedure Act 1987 . 17 In the absence of any legal representation from the respondents and given the importance of some of these questions, it would not be appropriate, in my view, for this court to attempt to resolve these issues on an appeal to which there is no real opposition.”
“13. The judge agreed with the applicant that these passages in Johnson v Valks were obiter, and so they are. However the judge below agreed with them, and so do I. Mr Justice Davis reached the right conclusion for the right reasons on the issue of the Secretary of State's standing. I do not consider the contrary to be reasonably arguable or debatable and I would refuse permission on this ground.”
“19 The current provisions relating to the role of the proposed defendants can be contrasted with the previous procedure, in which they played no part: see Jones v Vans Colina[1996] 1 WLR 1580 and the comments of Robert Walker LJ in Johnson v Valks[2000] 1 WLR 1502 , 1506 d . I note that Mr Ewing claims that paragraph 7.7 is ultra vires in so far as it authorises a direction for service on the other parties. That argument was rejected by Davis J in another case, for reasons which seem to me compelling: In re Ewing (unreported)20 December 2002 . However, the issue does not arise directly for decision in this case, since no such direction was made by Forbes J.”