"(1)A maintained school is by virtue of this section eligible for intervention if— (a)the [local authority] have given the governing body a warning notice in accordance with subsection (2)."
"(2)A [local authority] may give a warning notice to the governing body of a maintained school where the authority are satisfied— (a) ... (b)that there has been a serious breakdown in the way the school is managed or governed which is prejudicing, or likely to prejudice, such standards of performance, or (c)that the safety of pupils or staff of the school is threatened (whether by a breakdown of discipline or otherwise)."
"(4)For the purposes of this section a “warning notice” is a notice in writing by the [local authority] setting out— (a)the matters on which the conclusion mentioned in subsection (2) is based, (b)the action which they require the governing body to take in order to remedy those matters, (c)the initial period applying under subsection (1)(b) [in the first instance 15 days], and (d)the action which the [local authority] are minded to take (under one or more of sections 63 to 66 or otherwise) if the governing body fail to take the required action. (5)The warning notice must also inform the governing body of their right to make representations under subsection (7) during the initial period."
"The local authority has previously sought to work with the governing body to resolve concerns about the current position of the school. This has included the joint commissioning of a report from an independent investigator. Upon receipt of the draft report on8 July 2013 (first working day) the governing body's response is inadequate in that their proposed action gives the local authority cause for concern with regard to governors' exercise of their delegated powers."
"Issues in the schools were increased to a significant level at the start of January 2013 and which resulted in a collective grievance from staff against the head teacher and a collective complaint from staff against the governing body. The head teacher launched a grievous against staff, particularly with regard to his senior management team."
"The local authority has sought to actively engage with the school to resolve these issues resulting in an agreement to appoint an independent investigator to investigate the issues referred to above (starting from 2013) and to issue a fact-finding report. Joint terms of reference were provided to the independent investigator. There has been industrial action by staff at the school (including strike action). The local authority has evidence as to falling standards within the school year on year. Provisional results for this year shows there has been a significant drop of 15 percentage points since 2011."
"At the meeting the governing body indicated their proposal to suspend four members of staff (and which did not include the head teacher). The suspension of those four members of staff was and remains against the advice of the local authority. The advice of the local authority includes representations that the head teacher should be considered for suspension."
"A further explanation of the local authority's concerns in respect of the governing body's proposed suspension of lower ranking staff members opposed to the head teacher in respect of whom, they said, he appears to have caused significant harm."
"That the breakdown in the working relationship between staff and the head teacher (and governing body) caused by the implementation and management of change, communication and staff engagement must be taken ultimately as the head teacher's responsibility and he must be held accountable for this and its impact on the day-to-day functioning of the school;” The investigation had further concluded that there had been “such a serious breakdown in working relationships [which would] almost inevitably lead to a degrading of provision and probably a deterioration in standards."
"The governing body has failed to resolve the issues to the satisfaction of the local authority. Consequently, the local authority has no option but to serve upon you the formal warning notice underSection 60(2) of the Education and Inspections Act 2006 ."
"(1)There has been a serious breakdown in the way the school is managed or governed which is prejudicing, or likely to prejudice, such standards of performance; and/or (2)The safety of pupils or staff of the school is threatened (whether by a breakdown of discipline or otherwise)."
"(i) Halt the current disciplinary procedure on the grounds that it is not in accordance with the requirements of council policy and potentially is not in accordance with law; (ii) Reinstate the four suspended members of staff whilst any further investigation and disciplinary procedure is completed in a manner that is lawful and fair. To ensure any such process is compliant with the legal liabilities of the local authority and governors, the local authority will seek to consider appropriate action in relation to suspensions, appoint an independent investigation officer, disciplinary panel and appeals panel. (iii) Engage and communicate with the local authority and its appointed representatives as appropriate and in a way which enables the local authority and the governing body to discharge its roles and responsibilities, particularly with regard to employment matters."
"(1) Suspend the school's right to a delegated budget; (2) Appoint an Interim Executive Body (IEB)to act as the governing body, subject to the consent of the Secretary of State; and (3) Appoint additional governors until such time as an IEB can be established."
"Serious breakdown in management It is clear that there is no disagreement between the local authority and the governing body that relationships between staff, the headteacher and the governing body at Uplands Junior School have broken down. Neither side offers any argument or evidence to suggest that the situation is close to resolution. Four members of staff remain suspended. There is however a clear disagreement as to how the situation at the school should be handled and resolved ... Ofsted is not in a position to judge whether or not the steps taken by the governing body or their intentions comply with employment law. However, it is clear that there has been a fundamental breakdown in relationships between the governors and the headteacher on the one hand, and members of staff (including senior members) on the other. The fundamental nature of this breakdown is such that it will have an adverse impact on the management of the school. There does not appear to be any prospect of this breakdown being resolved in the near future. The steps that the local authority is requiring the governing body to take are reasonable and proportionate to the issues that Uplands Junior School faces."
"Leicester City Council has provided convincing evidence that there has been a serious breakdown in the way the school is managed or governed which is prejudicing or likely to prejudice standards of performance. Ofsted ... is satisfied that a warning notice can be issued on the basis of the breakdown in management prejudicing or likely to prejudice the standard of performance alone. Consequently, the governing body's appeal is not upheld and the warning notice is confirmed."
"We are not satisfied that governors have met the requirement to engage with us. Their failure to do so to date does not demonstrate a commitment to doing so in the future, which will be essential if we are to resolve the ongoing problems with leadership and management, and industrial relations, which continue to have a detrimental effect on the quality of education for children at the school."
"The specific (but not exclusive) focus of the third requirement was on employment matters as this was obviously the area in which the particular problems at the school had arisen. It was plain and obvious to the Claimant (or should have been) that it should engage and communicate with the Council in respect of employment matters; as well as other more general matters that it would reasonably know would be of concern to the Council, such as matters involving the proper governance of the claimant."
“unreasonable and procedurally unfair refusal to clarify third requirement”
"The defendant's notice to the claimant that it was suspending the delegated budget, emailed at 1.27pm on18 September 2013 , stated that 'whilst delegation is suspended the local authority will seek to continue to engage with the governing body on matters relevant to the school but will hold the ultimate authority to make decisions'."