"On30th July 2007 , being the manager of JD Sports of 2-4 St Johns Road, SW11 and the producer of controlled waste, you failed in your duty to take all such measure applicable to you in that capacity as are reasonable in the circumstances to prevent the escape of waste from your control or that of any other person contrary toSection 34(1)(b) of the Environmental Protection Act 1990 in that your trade waste, namely a pile of about 12 refuse sacks was found on the highway St Johns Hill SW11 at the junction with St Johns Road and an offence has thereby been committed CONTRARY toSection 34(6) Environmental Protection Act 1990 ."
"(1)...it shall be the duty of any person who imports, produces, carries, keeps, treats or disposes of controlled waste or, as a broker, has control of such waste, to take all such measures applicable to him in that capacity as are reasonable in the circumstances— ... (b) to prevent the escape of the waste from his control or that of any other person..."
"Any person who fails to comply with the duty imposed by subsection (1) above or with any requirement imposed under subsection (5) above shall be liable— (a) on summary conviction, to a fine not exceeding the statutory maximum; and (b) on conviction on indictment, to a fine."
"(a) In the light of the guidance in New Southgate Metals Limited v London Borough of Islington [1996] Crim LR 334, were the bench correct to refuse to amend, whether on the basis on which they did refuse, or at all? (b) Did the Bench misdirect itself in finding that they had heard no explanation for the fact that the London Borough of Wandsworth had decided to prosecute rather than offer education and/or oral or written warnings in the circumstances of this case, in particular in light of the prosecution skeleton argument at paragraph 17-31? (c) Were the Bench wrong in law to substitute their own view for that of the Prosecutor as to which of the 'options' under the Waste Enforcement Policy was appropriate in this case? (d) Were the Bench wrong in law in their finding that the prosecution was an abuse of process because it was contrary to the Waste Management Enforcement Policy?"
"We found after consultation with each other that it was not necessary to allow the application to amend because the defendant, the prosecution and the court were all well aware of the true basis of the information, namely that it was JD Sports and not the defendant, Mr Rashid, who were the 'producers' of the waste and therefore, in our opinion, an amendment would not be germane to the outcome of the case or the way in which the case was put because of the fact that all parties were aware of the true basis as stated above. As a result we did not use our discretionary power to allow the amendment."
"The prosecution did not dispute that if it could be shown that their prosecution of Mr Rashid was indeed outside, not in line with or unsupported by the Policy, then it could amount to an abuse of process."
"...there was no deterrent factor and that Mr Rashid was an individual in a one-off situation caused by the flooding due to heavy rains and that there was no reason for him to be 'deterred.'"
"We were told by the Borough that the waste was left in a very busy area in the town centre and that in the 'investigator's view the waste was causing a hazard'. We were told that Mr Rashid, when spoken to 'did not know what to do with the waste and this made the case more serious.'... if people hear that there has been a prosecution in terms of leaving waste, it acts as a deterrent."
"We found that having considered the Policy objectively, it would have been reasonable for the Borough, in line with that Policy, given all the circumstances in this particular case, to have considered alternatives to prosecution; either an oral or written warning or education under the terms of paragraph 7.4 of that Policy. We considered in great detail paragraph 7.9 of the Policy which deals with situations when a prosecution should be brought by the Borough. In all the circumstances and having taken account of all the representations, we found that the Borough brought the prosecution against Mr Rashid oppressively and unfairly by not following the Policy guidelines. We found that there was no clear explanation given as to why alternative enforcement as set out in the Borough's Policy was not considered and in fact we were told 'alternative enforcement is not an issue'. We found this statement also to be, of itself, outside the Policy which clearly deals with alternatives to prosecution. On this basis, and everything as set out above, we found that there was indeed an abuse of process and thus stayed the proceedings."
"Keeping Wandsworth clean and tidy is a high priority for local residents. And local businesses are liable to suffer if the streets in which they trade are covered in litter and abandoned refuse. We therefore take a firm approach towards waste and litter enforcement."
"Educating residents, businesses and visitors to Wandsworth about how to manage their refuse properly helps to reduce the number of offences committed through ignorance. Education can also be used as an alternative to taking other actions for minor offences committed by persons with no previous history of similar offences. This can be appropriate where an assessment of the factors listed in paragraph 6 below does not support more serious actions as described in paragraph 7."
"When basic evidence of an offence is found, Waste Management staff must decide what, if any, action should be taken. In doing so they will assess the following factors: (a) the seriousness and prevalence of the offence; (b) the quality of available evidence and probability of the enforcement action under consideration being successful; (c) the past history of the offender and the probability of re-offending; (d) the likely effectiveness of the deterrent that successful enforcement action would achieve; (e) whether there has been a flagrant disregard for the condition of the neighbourhood; (f) the degree of premeditation; and (g) the availability of resources and whether deploying them elsewhere would be more likely to have a greater impact on reducing the amount of refuse being deposited on the Borough's public highways or other open land."
"7.1 The option of prosecution is available for all offences, but alternative, or additional enforcement options are available in many cases... 7.2 Education: Where there is evidence of an offence, but it appears that the offence was not premeditated, and the offender was ignorant of the law, we will usually offer advice to offenders and simply ask them to remove the rubbish, etc. The Council provides a range of leaflets and letters to help. ... 7.4 Oral and written warnings: Oral and written warnings carry no legal significance. We use them where there is substantial evidence of an offence but where there are good reasons not to proceed further. 7.5 Formal caution: Formal cautions involve the offender admitting guilt and being admonished. They will be taken into account by the court should the offender be prosecuted for a further offence. We will not issue a formal caution unless the offence justifies a prosecution and the evidence is adequate to support a prosecution. If an offer of a formal caution is refused, we will normally prosecute. 7.6 Fixed penalty notice: Fixed penalty notices offer offenders the option of paying a penalty charge to avoid being prosecuted for certain offences. Officers will not issue a fixed penalty notice unless (a) the offence justifies prosecution;... 7.9 Prosecution: We will normally prosecute if an assessment of the factors at paragraph 6 above provides a strong case for doing so and the other options are not considered to be a suitable deterrent to re-offending. The abandonment of commercial refuse in Wandsworth, especially in the town centres, is a serious problem. Businesses that fail to comply with their 'Duty of Care' (eg by abandoning their refuse on the pavement or by failing to keep proper records what they have done with it) will normally be prosecuted, especially if they have received information and/or advice in the past."
"However, the full facts may justify a different approach even in cases that sound similar."
"Provided it is appreciated by magistrates that this is a power to be most sparingly exercised, of which they have received more than sufficient judicial warning (see, for example, Lord Lane C.J. in Reg. v. Oxford City Justices, Ex parte Smith(1982) 75 Cr.App.R. 200 and Ackner L.J. in Reg. v. Horsham Justices, Ex parte Reeves (Note)(1980) 75 Cr.App.R. 236 ) it appears to me to be a beneficial development and I am unpersuaded that there are any sufficient reasons to overrule a long line of authority developed by successive Lord Chief Justices and judges in the Divisional Court who are daily in much closer touch with the work in the magistrates' court than your Lordships. Nor do I see any force in an argument developed by the respondents which sought to equate abuse of process with contempt of court. I would accordingly affirm the power of the magistrates, whether sitting as committing justices or exercising their summary jurisdiction, to exercise control over their proceedings through an abuse of process jurisdiction. However, in the case of magistrates this power should be strictly confined to matters directly affecting the fairness of the trial of the particular accused with whom they are dealing, such as delay or unfair manipulation of court procedures. Although it may be convenient to label the wider supervisory jurisdiction with which we are concerned in this appeal under the head of abuse of process, it is in fact a horse of a very different colour from the narrower issues that arise when considering domestic criminal trial procedures."
"... in R –v- Addaway[2004] EWCA Crim 2831 in which the decision of a local authority to prosecute for a false trade description was successfully challenged. That was a highly unusual case. The local authority had a clear and settled policy not to prosecute save in cases of fraud or deliberate breaches of the Act. The Court of Appeal upheld an appeal against the refusal of the judge to stay the prosecution in circumstances where there was no evidence of fraud or a deliberate breach and it was apparent that the prosecution was oppressive. No proper consideration had been given by the local authority to its own trading standards prosecution policy and, indeed, the prosecution had sought without any justification to cross- examine so as to demonstrate fraud."
"So the policy on arrest when read across to cautions as Mr Starmer QC contended it should be, becomes a prohibition on prosecution. That is an utterly misconceived approach to the meaning and effect of the policy... 49. ... The implication of Mr Starmer QC's argument is that by policy, a police force or the Home Office, could suspend or dispense with part of the law as enacted by Parliament... 50. But when it comes to analysis of the Notice on which the claimant relies, the argument becomes even more difficult. Even if one could contemplate a policy having the effect for which the claimant contends, in order to succeed he must establish a clear policy not to administer a caution for simple possession of cannabis, departure from which must be justified. 51. The claimant must therefore establish such a clear policy by reference to the policy relating to arrest and prosecution for simple possession of cannabis, which, in some way limits the policy relating to cautioning. In my judgment, he cannot do so. 52. Firstly, there is no clear policy precluding arrest, caution or prosecution for simple possession of cannabis on which anyone found in possession of cannabis can rely. Notice 3/2004 on which the claimant relied expressly provides that it is not intended to interfere with the discretion of a police officer. If it was intended to circumscribe an officer's statutory discretion to arrest then it is seriously misleading. The policy specifically refers under Paragraph 1 of the SOP that it is not intended to interfere with an individual officer's discretion (see Paragraph 1.2); that echoes the ACPO Guidance particularly the question and answer I have already identified. Even the description of circumstances where it is appropriate to arrest emphasises again that it 'is very much left to the discretion of officers who will be expected to take into account the prevailing circumstances when deciding to arrest or not'. 53. ... A policy on arrest, based on its own rationale and hedged about with the maintenance of a constable's discretion as it is, cannot sensibly be interpreted as a policy which prohibits cautions or prosecution."
"No"; I would answer question (d): "