“(1) The Parole Board shall be, by that name, a body corporate and as such shall – (a) be constituted in accordance with this Part; and (b) have the functions conferred ... byChapter II of Part II of the Crime (Sentences) Act 1997 (‘Chapter II’) in respect of life prisoners within the meaning of that Chapter ... (4) The board shall deal with cases as respects which it gives directions under ... Chapter II on consideration of all such evidence as may be adduced before it. (5) Without prejudice to [subsection] ... (4) above, the Secretary of State may make rules with respect to the proceedings of the board, including provision authorising cases to be dealt with by a prescribed number of its members or requiring cases to be dealt with at prescribed times. (6) The Secretary of State may also give to the board directions as to the matters to be taken into account by it in discharging any functions under ... Chapter II; and in giving any such directions the Secretary of State shall in particular have regard to – (a) the need to protect the public from serious harm from offenders; and (b) the desirability of preventing the commission by them of further offences and of securing their rehabilitation. (7) Schedule 5 to this Act shall have effect with respect to the board.”
“It shall be within the capacity of the board as a statutory corporation to do such things and enter into such transactions as are incidental to or conducive to the discharge of ... its functions underChapter II of Part II of the Crime (Sentences) Act 1997 in respect of life prisoners within the meaning of that Chapter.”
“(2) The panel shall avoid formality in the proceedings and so far as possible shall make its own enquiries in order to satisfy itself of the level of risk of the prisoner; it shall conduct the hearing in such manner as it considers most suitable to the clarification of the issues before it and generally to the just handling of the proceedings. (3) The parties shall be entitled to appear and be heard at the hearing and take such part in the proceedings as the panel thinks fit; and the parties may hear each other’s evidence, put questions to each other, call any witnesses who the Board has authorised to give evidence in accordance with rule 15, and put questions to any witness or other person appearing before the panel. (4) The chair of the panel may require any person present at the hearing who is, in his opinion, behaving in a disruptive manner to leave and may permit him to return, if at all, only on such conditions as the chair may specify. (5) The panel may adduce or receive in evidence any document or information notwithstanding that such document or information would be inadmissible in a court of law, but no person shall be compelled to give any evidence or produce any document which he could not be compelled to give or produce on the trial of an action. (6) The chair of the panel may require the prisoner, any witness appearing for the prisoner, or any other person present, to leave the hearing where evidence is being examined which the chair of the panel, in accordance with rule 8(2)(d) (subject to any successful appeal under rule 8(2)), previously directed should be withheld from the prisoner as adversely affecting national security, the prevention of disorder or crime or the health or welfare of the prisoner or others.”
“as regards any documents which have been received by the Board but which have been withheld from the prisoner in accordance with rule 6(2), whether withholding such documents is a necessary and proportionate measure in all the circumstances of the case”
“Any part of the information or reports referred to in paragraph (1) which, in the opinion of the Secretary of State, should be withheld from the prisoner on the grounds that its disclosure would adversely affect national security, the prevention of disorder or crime or the health or welfare of the prisoner or others (such withholding being a necessary and proportionate measure in all the circumstances of the case), shall be recorded in a separate document and served only on the Board together with the reasons for believing that its disclosure would have that effect.”
“We can use screens but she would feel she has been brought here on pretext should we hear from Mr Hopkins first.”
“It goes to credibility and counter issues. Mr G needs to hear what ex-wife saying in order to give me instructions.”
“It says the party may call evidence etc we are not depriving you of that. It is within our discretion to hear evidence.”
“[Csl] [The wife] has made a serious allegation of assault. In respect of rule 19(6) is predicated on rule 6 + 8. It is not the case where documents can be withheld. Rule 19(6) is explicit about in exceptional circumstances where the prisoner can be asked to leave. Judge: Mr Watson what are your views on this? SoS rep: We have a duty to protect the witness ie [the wife]. All the evidence are all in the dossier. Judge: We wish to hear from [the wife] and the only way we can do that is in the absence of Mr G.”
“[The wife] gave evidence in your absence although your Counsel was present, asked questions and was able to challenge her assertions on your behalf. The panel decided on the information presented to it that she was unwilling to confront you. Moreover she would not give evidence from behind a screen. In this regard, having listened with care to the representations from your counsel the panel decided that Rule 19(3) of theParole Board Rules 2004 entitled the Panel to hear evidence in such a way as “the Panel thinks fit”
“The board should be in a position to know all the relevant information about the progress that the prisoner has made during his sentence … both from the point of view of the prisoner and from that of the public, whom the board is intended to protect, it is critical that the board, whenever possible, is aware of any relevant information before it reaches its decision to release a prisoner on licence.”
“Procedural rules cannot be devised that anticipate all the situations that can arise where a tribunal has to exercise its discretion to determine its own procedure in order to reconcile conflicting interests of [this] nature.”
“The functions of the board are to assess whether it is safe to release offenders or whether they would constitute a danger to the public if set free from prison. In order to discharge these functions it is essential that it has before it all material information necessary for determination of that issue of public safety. If the only effective way to get that information from reluctant informants is to use the SAA procedure, then I consider that the use of that procedure incidental to or conducive to the discharge of its functions.”
“the authorisation [scil, to withhold evidence from the prisoner] is to be implied from the duty of the board to conduct hearings which will enable it to reconcile the triangulation of interests to which I have referred.”
“The board has ample express and implied powers to enable the board in the great majority of situations to give such directions as are needed to ensure that the proceedings before it are conducted fairly and justly having regard to the interests of the prisoner, the public and those who provide it with information to enable it to perform its role.”
“4 The court must be satisfied that there would be no undue prejudice to the accused, although some prejudice was inevitable, even if it was only the qualification placed on the right to confront a witness as accuser. There might also be factors pointing the other way, for example as in the present case where the defendants could see the witness on a video screen. 5 The court could balance the need for protection of the witness, including the extent of that protection, against unfairness or the appearance of unfairness.”
“The judge’s ruling in the present case was detailed and referred to the factors listed above. The law gave the trial judge the power to make an order that a witness remain anonymous in the exercise of his discretion, and the present case was not one where there were any grounds for supposing that the witness was not impartial or had an axe to grind. In their Lordships’ view the judge was entitled to conclude that the witness be allowed to give her evidence anonymously.”
“it flows from the notion of a fair trial that a person charged with a criminal offence should, as a general principle, be entitled to be present at the trial hearing.”
“In principle, all the evidence must be produced in the presence of the accused at a public hearing with a view to adversarial argument … As a rule … an accused should be given an adequate and proper opportunity to challenge and question a witness against him, either at the time the witness was making his statement or at some later stage of the proceedings.”
“The right to a fair administration of justice holds so prominent a place in a democratic society that it cannot be sacrificed to expediency. The Convention does not preclude reliance, at the investigation stage of criminal proceedings, on sources such as anonymous informants. However, the subsequent use of anonymous statements as sufficient evidence to found a conviction, as in the present case, is a different matter. It involved limitations on the rights of the defence which were irreconcilable with the guarantees contained in Article 6. In fact, the Government accepted that the applicant’s conviction was based “to a decisive extent” on the anonymous statements.”
“As the Court has held on previous occasions, the Convention does not preclude reliance, at the investigation stage, on sources such as anonymous informants. The subsequent use of their statements by the trial court to found a conviction is however capable of raising issues under the Convention. As was already implicit in paragraphs 42 and 43 of the above-mentioned Kostovski judgment, such use is not under all circumstances incompatible with the Convention.”
“It is true that Article 6 does not explicitly require the interests of witnesses in general, and those of victims called upon to testify in particular, to be taken into consideration. However, their life, liberty or security of person may be at stake, as may interests coming generally within the ambit ofArticle 8 of the Convention . Such interests of witnesses and victims are in principle protected by other, substantive provisions of the Convention, which imply that Contracting States should organise their criminal proceedings in such a way that those interests are not unjustifiably imperilled. Against this background, principles of fair trial also require that in appropriate cases the interests of the defence are balanced against those of witnesses or victims called upon to testify.”
“The maintenance of the anonymity of the witnesses Y15 and Y16 presented the defence with difficulties which criminal proceedings should not normally involve. Nevertheless, no violation of Article 6(1) taken together with Article 6(3)(d) of the Convention can be found if it is established that the handicaps under which the defence laboured were sufficiently counterbalanced by the procedures followed by the judicial authorities.”
“In the instant case the anonymous witnesses were questioned at the appeals stage in the presence of Counsel by an investigating judge who was aware of their identity, even if the defence was not. She noted, in the official record of her findings dated19 November 1990 , circumstances on the basis of which the Court of Appeal was able to draw conclusions as to the reliability of their evidence. In this respect the present case is to be distinguished from that of Kostovski. Counsel was not only present, but he was put in a position to ask the witnesses whatever questions he considered to be in the interests of the defence except in so far as they might lead to the disclosure of their identity, and these questions were all answered. In this respect also the present case differs from that of Kostovski.”
“[74] While it would clearly have been preferable for the applicant to have attended the questioning of the witnesses, the Court considers, on balance, that the Amsterdam Court of Appeal was entitled to consider that the interests of the applicant were in this respect outweighed by the need to ensure the safety of the witnesses. More generally, the Convention does not preclude identification – for the purposes of Article 6(3)(d) – of an accused with his Counsel. [75] … in the circumstances the “counterbalancing” procedure followed by the judicial authorities in obtaining the evidence of witnesses Y15 and Y16 must be considered sufficient to have enabled the defence to challenge the evidence of the anonymous witnesses and attempt to cast doubt on the reliability of their statements, which it did in open court by, amongst other things, drawing attention to the fact that both were drug addicts.”
“Finally, it should be recalled that, even when “counterbalancing” procedures are found to compensate sufficiently the handicaps under which the defence labours, a conviction should not be based either solely or to a decisive extent on anonymous statements. That, however, is not the case here: it is sufficiently clear that the national court did not base its finding of guilt solely or to a decisive extent on the evidence of Y15 and Y16. Furthermore, evidence obtained from witnesses under conditions in which the rights of the defence cannot be secured to the extent normally required by the Convention should be treated with extreme care. The Court is satisfied that this was done in the criminal proceedings leading to the applicant’s conviction, as is reflected in the express declaration by the Court of Appeal that it had treated the statements of Y15 and Y16 “with the necessary caution and circumspection”.”
“The jurisprudence of the European court very clearly establishes that while the overall fairness of a criminal trial cannot be compromised, the constituent rights comprised, whether expressly or implicitly, within article 6 are not themselves absolute. Limited qualification of these rights is acceptable if reasonably directed by national authorities towards a clear and proper public objective and if representing no greater qualification than the situation calls for … The case law shows that the court has paid very close attention to the facts of particular cases coming before it, giving effect to factual differences and recognising differences of degree. Ex facto oritur jus. The court has also recognised the need for a fair balance between the general interest of the community and the personal rights of the individual, the search for which balance has been described as inherent in the whole of the Convention.”
“the court has consistently recognised that, while the right to a fair trial is absolute in its terms and the public interest can never be invoked to deny that right to anybody under any circumstances, the rights which it has read into article 6 are neither absolute nor inflexible.”
“Evidence must normally be produced at a public hearing and as a general rule article 6(1) and (3)(d) of the Convention require a defendant to be given a proper and adequate opportunity to challenge and question witnesses … It is not necessarily incompatible with article 6(1) and (3)(d) of the Convention for depositions to be read and that can be so even if there has been no opportunity to question the witness at any stage of the proceedings. Article 6(3)(d) is simply an illustration of matters to be taken into account in considering whether a fair trial has been held. The reasons for the court holding it necessary that statements should be read and the procedures to counterbalance any handicap to the defence will all be relevant to the issue, whether, where statements have been read, the trial was fair … The quality of the evidence and its inherent reliability, plus the degree of caution exercised in relation to reliance on it, will also be relevant to the question whether the trial was fair.”
“The Court has … to ascertain whether the proceedings considered as a whole, including the way in which the evidence was taken, were fair as required by Article 6.”
“[where] the border which is the parameter between what is acceptable and what is not acceptable … is situated is fact-specific, depending on the all circumstances that have to be balanced.”
“[80] The members of the public who could be affected by a decision of the board have human rights as well as the appellant. If the board releases a prisoner when it is unsafe to do so, the public’s individual rights can be grievously affected. In addition in a situation where the board has to consider whether to withhold evidence from a prisoner, for example to protect an individual whose life could be threatened if his identity were revealed, the board is under a duty to protect this individual’s interests. Not to do so could involve the breach of article 2 or 3 of the European Convention. The board can refuse to pay any attention to the information that the individual could provide. This would mean, however, that the board could be in breach of its express statutory duty. So it is my view that the information should only be disregarded if there is no other way in which the prisoner’s fundamental right to be treated fairly can be protected. [81] A situation in which the board is faced with this dilemma requires most anxious consideration. The board in my opinion must be able to reconcile the interests involved wherever this is possible. I cannot conceive that when Parliament entrusted the protection of the public to the board, Parliament could have had any other intention. It was an essential part of the board’s role.”
“not every act or measure which may be said to affect adversely the physical or moral integrity of a person necessarily gives rise to … an interference [with Article 8] … the treatment complained of by the applicant did not entail adverse effects for his physical or moral integrity sufficient to bring it within the scope of the prohibition contained in Article 8.”