“[26] …The question is, do the rights possessed under the law of the home country by the parent who does not have the day to day care of the child amount to rights of custody or do they not? States’ laws differ widely in how they look upon parental rights. They may regard the whole bundle of rights and responsibilities which the law attributes to parents as a cake which can be sliced up between the parents: one parent having the custody slice, with the package of rights which that entails, and the other having the access slice, with the different package of rights which that entails. This is by no means an unusual way of looking at the matter. Alternatively, the state may regard the whole bundle of parental rights and responsibilities as inhering, and continuing to inhere, in both parents save to the extent that they are removed or qualified by the necessary effect of a court order or an enforceable agreement between them.” 40). The question of rights of custody was central in Re D because the issue was whether there had been a removal in breach of those rights in the context of Hague Convention proceedings. The Supreme Court decided that a potential right to veto a move, rather than an actual right, did not amount to ‘rights of custody’ and dismissed the proceedings. In the present proceedings this is not a central issue, but merely a factor to be taken into consideration as part of the landscape of the case. 41). The Polish Consulate was asked the question whether the mother was entitled to remove W in the way she did. Their response of26 July 2019 was: “As in this case, the father still has the right to co-decide about child’s most important matters such as education, medical treatment, going abroad etc., but the mother is the “leading” parent, who single-handedly makes everyday decisions concerning the child. Consequently, even though the father’s parental authority has been limited, the child’s mother is not allowed to make crucial decisions about the child without the father’s consent.” 42). In a response to further questions on 9 March the Polish Consulate said this: “ …in [a] general sense the parents decide jointly in essential matters concerning a child and this includes permanent move abroad. Nevertheless, if the father’s parental authority was restricted/limited to joint decision-making in respect of the child’s education and medical matters, these are the only matters in respect of which the parents must make decisions together. Therefore, as far as this aspect of the Court’s decision of30/10/2017 is concerned the mother did not act in breach of the order by deciding about the child’s residence. Nevertheless, should the decision in relation to residence of the child make other orders impractical to achieve for instance in relation to contact… the mother should have informed the father that there is a need to change arrangement in relation to the contact due to relocation. Subsequently, should the father disagree with the same he ought to apply to the court to vary the Court Order. Whilst the decision of the Polish Court omits to mention the country of permanent residence it is assumed that this would be Poland as the decision in relation to contact may have been impossible to achieve should the mother and the child live elsewhere.” 43). In Re S (Brussels II Revised: Enforcement of Contact Order)[2008] 2 FLR 1358 , a case with similarities to this one, Roderic Wood J noted: “[4] Upon the dissolution of the marriage, the Polish court ordered that the mother should exercise full parental responsibility, but that the father’s rights to the exercise of parental responsibility over the child were to be restricted to co-deciding about her education, her future employment, and medical treatment in the event of serious illness; … [10] The parties and the court agreed that, for the purposes of construing the Regulation, the mother did not need the leave of the court to remove V to England any more than she needed the consent of the father. … [18]: …it is in my judgment, quite rightly agreed by these parties that the order of the district court … giving him parental responsibility but only in the limited spheres to which I have adverted, does not in the eyes of the English court give him rights of custody such that he would be in a position lawfully to impede the removal by the mother of V to England (see Re D (A Child)(Abduction: Rights of Custody)[2006] UKHL 51 .” 44). In Re D the question whether the father had rights of custody had been subject of expert evidence and, when the Court could not decide between the experts, a referral for determination of the issue by the home court. 45). As Mr Nother points out, the question whether the removal was wrongful or not is not necessary to the welfare decision I have to make. Short of adjourning for expert evidence it is unlikely I will be able to reach a finding on this issue. I therefore do not treat the removal as wrongful in its legal sense but it remains of relevance to the mother’s approach and attitude towards the father’s relationship with W. Recognition 46). Of more practical importance is the second question. The starting point is Article 21 of Council Regulation No 2201/2003 (B11R), which provides that a judgment given in a Member State shall be recognised in another Member State without any special procedure being required. 47). This is subject to the right of an interested party to apply for a decision that the judgment be or not be recognised. The grounds for non-recognition (by another Member State) for judgments relating to parental responsibility (Article 23) are (in summary): a) if it is manifestly contrary to the public policy of the other Member State, taking into account the best interests of the child; b) if it was given, except in the case if urgency, without the child having been given an opportunity to be heard, in violation of fundamental principles of procedure in the other Member State; c) if it was given in default of appearance where the person in default was not served; d) if it infringes a person’s parental responsibility without them having an opportunity to be heard; e) if it is irreconcilable with a later judgment relating to parental responsibility given in any other Member State or a non-Member State fulfilling the conditions necessary for recognition in the other state; f) if the Article 56 procedure has not been followed (the requirement for consent by another state to placements in institutional or foster care in that State). 48). ‘Parental responsibility’ for this purpose includes rights of custody (including the right to determine the child’s place of residence) and rights of access (including the right to take the child to a place other than her habitual residence for a limited period of time) (Article 2.7). 49). Under Articles 24 and 26 there can be no review of the jurisdiction or substance of the judgment of the court making the original decision. 50). Article 28 provides for the enforcement of a judgment in another Member State when it has been declared enforceable there. Article 29 provides that an application for a declaration of enforceability is submitted to the relevant local court, here the Polish court, and the procedure is governed by the law of that court (Article 30). The application must be dealt with without delay, without submissions from the person against whom the declaration is sought or the child and refused only for one of the reasons set out in Article 23 (Article 31). 51). An order concerning rights of access is enforceable provided it is certified in accordance with Article 41. 52). Mr Nother submits that the effect of these provisions is that: a) a child arrangements order made here would be enforceable in Poland without any special procedure being needed (Article 21); b) any party wishing to object to recognition in Poland would need to apply for a decision to that effect on one or more of the grounds set out in Article 23; c) the judgment would be enforceable in Poland once declared enforceable there under local procedures (Articles 28 and 30); d) an order for contact to the mother (or father) would be immediately recognised and enforceable in Poland if the court issues a certificate under Article 41 53). The father’s concern, if the court orders the return of W under his care, is that the mother may seek to invoke the Polish order limiting his parental responsibility. 54). The Polish Consulate explained in its email of26 July 2019 that. although the father’s parental responsibility had been restricted by the order of20 December 2017 , he could apply for the restrictions to be lifted: “The Family Court may restore parental authority to the parent if the cause for which they were deprived has ceased. The court may change its decision on parental responsibility, if the best interest of the child requires so – in particular care for its proper psychological and physical development. For parental responsibility to be restored, the father could apply to the court for restoration of parental authority, in which it is likely that the cessation of the reasons that constituted the basis for restriction/deprivation/suspension of parental authority should be made. Proceedings in the case of restoration of parental authority may also be instituted ex officio. An application for the restoration of parental authority is subject to nontrial recognition by the family court, competent for the child’s place of residence or stay. The decision to reinstate parental responsibility can only be issued after the hearing has been held. During the proceedings, the court examines whether the reasons underlying the limitation/deprivation/suspension of parental authority cease to exist. In the case of submitting an application for the restoration of parental authority, the father should at the same time submit an application for a protective order (interim order) that will enable him to exercise full power over the child until the end of the main proceedings. Otherwise, it will be in contradiction with a previously-issued order which remains in force until the new order becomes final and changes the scope of exercising parental responsibility.” 55). The Polish Consulate was asked to advise to what extent it would be necessary or desirable to grant full parental responsibility to the father and restrict or terminate the mother’s parental responsibility. The question went on to say that there is no concept of limiting parental responsibility here, it can only be terminated and that is unusual. 56). There are a number of problems with the question: a) if a child arrangements order is made naming the father as the person with whom the child is to live and the father would not otherwise have parental responsibility for the child, the court must make a parental responsibility order (section 12(1) of the 1989 Act); b) although a parental responsibility order may not in its own terms be restricted, a prohibited steps order has the effect of prohibiting the exercise of the parental responsibility specified in the order without the court’s consent – thus restricting at least the exercise of parental responsibility, if not the concept; c) although the court has power to remove or terminate parental responsibility acquired by a father under section 4(1) of the 1989 Act (section 4(2A) and see Re A (Termination of Parental Responsibility)[2013] EWHC 2963 (Fam) and Re D (Withdrawal of Parental Responsibility)[2014] EWCA Civ 315 )), there is no power to remove parental responsibility granted to a father under section 12(1), at least so long as the child arrangements order remains in force (section 12(4)), let alone terminate parental responsibility automatically held by the mother. 57). This begs the question whether the court must make a parental responsibility order under section 12(1) in circumstances where, as here, the father holds parental responsibility under a foreign order which, because of the different exercise in jurisdiction there, is limited in a way that could not happen here. Adopting a purposive approach, I would interpret section 12(1)(c) – ‘would not otherwise have parental responsibility for the child’ – as meaning full parental responsibility as envisaged by section 4, not the limited parental responsibility currently held by him under the Polish order. If I make an order that W is to live with the father, I therefore consider I must make a parental responsibility order in his favour pursuant to section 12(1). 58). In the context of the question asked, the Consulate’s response on this issue was as follows: “The concept of limitation or deprivation of parental authority does not exist within the jurisprudence of England and Wales therefore this cannot be part of the decision within this jurisdiction. The deprivation/limitation of parental rights or alternatively termination is not required to enable effectiveness of the English Court’s decision which gives custody of the minor to the father with access rights to the mother in Poland. It is recommended that if the Court is minded to grant a Child Arrangement Order it is supplemented by information in relation to the specifics of this order within the law of England and Wales. This will then be recognised equivalently as part of automatic recognition mechanism. Additionally, it is suggested that any Orders made by the High Court in England and Wales which give that rights of custody to the father state that the decisions of the Polish District Court dated30/10/2017 no longer apply and the reasons for this.”
“If the supervision of the placement [with the father] is sought by the Polish Authorities it is recommended that a Supervision Order is also issued. As there is no parallel order to a Supervision Order in the Polish Legal System a mirroring arrangement can be achieved upon an engagement of an enforcement procedure in relation to the respective orders (known in the UK as registration). Additionally, the Local Authority may wish to make a direct contact with the respective local authority children’s services in Poland in relation to a potential referral for support and monitoring. … We can offer assistance in identifying the relevant equivalent of the children services in Poland to support the ease of making this contact. Additionally it would be recommended that the final order as well as the threshold document are disclosed to the Polish Authority to alert to any concerns. … The support the Polish social services will be able to provide the father and the equivalent of the type of support that could have been expected under supervision order in the UK.” 60). The Consulate went on to give detail about the Polish child protection system including: • allocation of a family assistant; • involvement long-term, on average 2-3 years; • periodic assessments of the family situation with referral to specialists; • potential for therapy of the child to involve the parents; • obligation on any person or institution to report a risk of harm; • the potential for court proceedings to protect the child; • the Polish court can suspend parental authority; • in the event of court proceedings, contact with the parents might be regulated. 61). And so the local authority invites me to make a supervision order alongside a child arrangements order. The position after31 December 2020 (Exit day) 62). B11a is revoked from31 December 2020 (Jurisdiction and Judgments (Family) (Amendment etc) (EU Exit) Regulations 2019 /2003, reg 3). 63). By reg 8 of 2019/2003, dealing with saving/transitional provisions, the revocation does not apply to proceedings before a court in a Member State seised before exit day (and, for present purposes, I am seised of these proceedings). 64). However, my understanding from the European Commission document ‘Notice to Stakeholders: Withdrawal of the United Kingdom and EU Rules in the Field of Civil Justice and Private International Law:18/1/2019 ’ is that EU rules on recognition and enforcement will not apply to a UK judgment, even if the judgment was given, or enforcement proceedings started, before1 January 2021 unless the judgment has been exequatured (declared enforceable by the courts of the Member State where recognition or enforcement is required) before1 January 2021 . 65). I set out in full the Polish Consulate advice concerning this issue contained in its email of9 March 2020 : “3.1. Despite the United Kingdom leaving the European Union, in the United Kingdom, as well as in the Member States, the provisions of Regulation (EC) No 2201/2003 regarding recognition and enforcement shall apply to judgments given in legal proceedings instituted before the end of the transition period. This also applies to documents formally drawn up or registered as authentic instruments by that time. The transition period will conclude on 31.12.2020. Thus, until that time the court orders issued in the United Kingdom are subject to automatic recognition in Poland, under art. 21 para.1 of the EC Regulation No 2201/2003 concerning jurisdiction and the recognition and enforcement of judgments in matrimonial matters and the matters of parental responsibility and its enforceability. Additionally, according to art. 28 a judgment on the exercise of parental responsibility in respect of a child given in a Member State which is enforceable in that Member State and has been served shall be enforced in another Member State when, on the application of any interested party, it has been declared enforceable there. The art. 47 states that enforcement procedure is governed by the law of the Member State of enforcement. 3.2. Furthermore, in line with the Polish law judgments of foreign state courts issued in civil matters shall be recognised by operation of law unless there are obstacles listed in Article 1146 (Code of Civil Procedure Art. 1145) as cited below. 3.3. Art. 1146 states - § 1. A judgment may not be recognised if: 1) it is not final and non-revisable in the state where it was issued; 2) it was issued in a case which falls under the exclusive jurisdiction of Polish courts; 3) the defendant who did not defend on the merits of the case had not been duly served with an originating pleading in sufficient time to enable him to arrange for his defence; 4) a party was deprived of the possibility to defend the proceedings; 5) an action involving the same claim between the same parties had been brought before a court in the Republic of Poland before it was brought before a court of a foreign state; 6) it is irreconcilable with an earlier final and non-revisable judgment of a Polish court or an earlier final non-revisable judgment of a court of a foreign state recognised in the Republic of Poland, given in a case involving the same claim between the same parties; 7) such recognition would be contrary to the fundamental principles of the legal order of the Republic of Poland (public policy clause). § 2. The obstacles listed in § 1 (5) and (6) shall apply mutatis mutandis to cases pending before a Polish authority or foreign state authority other than a court and to decisions issued by a Polish authority or foreign state authority other than a court. § 3. The provisions of § 1 (5) and (6) do not apply if the judgment of a foreign state court confirms, in accordance with the provisions on the domestic jurisdiction of that state, that a person who resides or has his registered office in the Republic of Poland has acquired the estate which, at the time of the deceased’s death, was located in the territory of a foreign state. 3.4. Pursuant to Art. 1147 of the Code of Civil Procedure § 1. a person seeking recognition of a judgment of a foreign state court shall furnish the court with: 1) authenticated copy of the judgment; 2) document certifying that the judgment is final and non-revisable unless it is evident from the content of the judgment that it is final and non-revisable; 3) certified translation into Polish of the documents referred to in subparagraphs 1 and 2 and in § 2. § 2. If the judgment was given in proceedings in which the defendant did not defend on the merits of the case, a document must be presented to confirm that the originating pleading was duly served on the defendant. 3.5. Polish law further states (Art. 1148) § 1. any person who has a legal interest may move the court to determine whether or not a judgment of a foreign state court may be recognised. § 2. A motion to determine whether or not a judgment of a foreign state court may be recognised should be accompanied by the documents listed in Article 1147, and a motion to determine that a judgment may not be recognised should be accompanied by an authenticated copy of the judgment together with its certified translation into Polish. § 1. The motion referred to in Article 1148 shall be heard by a regional court which would have jurisdiction over the case decided by a foreign state court or in whose district the competent district court is located or, failing that, by the Regional Court in Warsaw (Art. 11481.). § 2. A party may present the case to the court within two weeks of the motion being delivered. The court may hear the motion in camera. § 3. A decision of a regional court concerning the recognition of a judgment may be appealed, and an appeal against the decision of the appellate court may be filed with the Supreme Court; moreover, reopening of proceedings which ended in a final and non-revisable judgment on the recognition of a judgment may be requested, and a petition for a final and non-revisable judgment to be declared unlawful may be filed.” 66). The upshot is, as Mr Nother suggests in his note about the position, that one or other of the parents should apply promptly in Poland for a declaration recognising this judgment and the order that will follow (exequaturing the judgment). I will direct that both this judgment and the order are disclosed to the Polish authorities. Assessment of the mother, father and W The mother 67). The evidence identifies a number of positives about the mother: a) the parenting assessment of October 2019 confirms her ability to meet W’s practical care needs; b) the relationship between her and W has been observed as warm and loving; c) she has made a good recovery from her psychotic episode and is now mentally well having progressed from a point when she lacked litigation capacity and was, to the court, observably unwell to the point where she has for some time been plainly stable; d) although a relapse cannot be ruled out, the mother has engaged well with the mental health team and medication and has good insight into her condition and what is required to avoid relapse (although she told Dr Jefferis that she stopped taking her medication after initial discharge from hospital after learning she was not legally required to take it and stopped as she did not see the need for it – this contributed to her second admission in May); e) from a psychiatric point of view the mother’s treating psychiatrist, Dr Searle, could see no reason why she should not resume care of W; f) she has been committed throughout to securing the return of W to her care; g) she produces positive character references from friends and from her landlord, who describes her as a problem free tenant who has always been up to date with her rent. 68). The point is made on the mother’s behalf that many of the concerns in respect of which the local authority seek findings arose at a time when the mother was unwell through depression. That is true, but there are pervading concerns which we see consistently from the separation in April 2016, through the Polish proceedings in 2017, removal of W to the UK in June 2018, acute psychotic episode in February/March 2019 and persisting now. As Ms O’Hara points out, while these proceedings started with a focus on the mother’s acute mental health crisis, wider underlying concerns have emerged. 69). I have heard the mother give evidence on two occasions, both of them at times when, on the evidence, she has been well. What has come through both from her oral evidence and the surrounding evidence is concerning: a) it is clear from the Polish psychiatric assessment and the findings of the Polish court (which I am obliged to recognise) that the mother sought to control care of W and exclude the father from W’s life, instilling in W a negative image of the father; b) it seems likely (and I find therefore) that, by the time the mother brought W to the UK in June 2018, she had for some time been suffering from depression; c) I am prepared to accept therefore that the mother’s thinking at that time was conditioned by her mental state; d) I also accept, as she wrote to the father in January 2018, that she planned moving because at that time he was applying to the Polish Court to halve the amount of child maintenance he had to pay and she needed financial security; e) nonetheless, the move to the UK was ill-thought out, unplanned and idealistic in its aspirations; f) part at least of the motivation for the move was to further exclude the father from W’s life by making contact more difficult; g) the mother has maintained a negative view of the father and has nothing positive to say about him, even when prompted by me to try; h) in particular the mother endorsed what amounted to a tirade of negative criticism of the father and his family by the maternal grandmother in her statement and evidence; i) against this the mother (supported by the grandmother) presents herself as a paragon without fault; j) in this context I consider it unlikely that the mother is capable of presenting the father in a positive light to W or promoting contact with him in a uncomplicated way. 70). The mother was not a satisfactory witness. Aside from her pervading negativity about the father she was evasive and claimed misunderstandings because of language difficulties. In fact, her use (although heavily accented) and understanding of English is very good, to the point where on one occasion when corrected the father’s interpreter. 71). While the mother may explain some of her behaviours and parenting by reference to her poor mental health at the time, and says she understands the impact on W, she adamantly denies aspects of that behaviour in the face of strong evidence, rather than accepting it may have happened but forgotten by her in the context of depression (as envisaged by Dr Doherty). 72). This analysis is borne out by Dr Jefferis’ assessment of the mother. he found the mother keen to present her personal history as straightforward and unproblematic. She did not regard her lack of relationship with her own father (who left before the mother was 3 years old) as disadvantageous in any way. 73). She talked about W seeing her father as “an enemy rather than a father”
“Individuals in court who speak English as a second language may make crucial grammatical ‘mistakes’ because they are reproducing the grammar of their own language. The highest risk of misunderstanding is when you are not on guard because the individual seems to speak English fairly fluently.”