“(1) A person is not guilty of an offence if– (a) the person is aged 18 or over when the person does the act which constitutes the offence, (b) the person does that act because the person is compelled to do it, (c) the compulsion is attributable to slavery or to relevant exploitation, and (d) a reasonable person in the same situation as the person and having the person’s relevant characteristics would have no realistic alternative to doing that act. (2) A person may be compelled to do something by another person or by the person’s circumstances. (3) Compulsion is attributable to slavery or to relevant exploitation only if– (a) it is, or is part of, conduct which constitutes an offence under section 1 or conduct which constitutes relevant exploitation, or (b) it is a direct consequence of a person being, or having been, a victim of slavery or a victim of relevant exploitation. (4) A person is not guilty of an offence if– (a) the person is under the age of 18 when the person does the act which constitutes the offence, (b) the person does that act as a direct consequence of the person being, or having been, a victim of slavery or a victim of relevant exploitation, and (c) a reasonable person in the same situation as the person and having the person’s relevant characteristics would do that act. (5) For the purposes of this section– ‘relevant characteristics’ means age, sex and any physical or mental illness or disability; ‘relevant exploitation’ is exploitation (within the meaning of section 3) that is attributable to the exploited person being, or having been, a victim of human tracking. (6) In this section references to an act include an omission. (7) Subsections (1) and (4) do not apply to an offence listed in Schedule 4.” (2) A person may be compelled to do something by another person or by the person’s circumstances. (3) Compulsion is attributable to slavery or to relevant exploitation only if– (a) it is, or is part of, conduct which constitutes an offence under section 1 or conduct which constitutes relevant exploitation, or (b) it is a direct consequence of a person being, or having been, a victim of slavery or a victim of relevant exploitation. (4) A person is not guilty of an offence if– (a) the person is under the age of 18 when the person does the act which constitutes the offence, (b) the person does that act as a direct consequence of the person being, or having been, a victim of slavery or a victim of relevant exploitation, and (c) a reasonable person in the same situation as the person and having the person’s relevant characteristics would do that act. (5) For the purposes of this section– ‘relevant characteristics’ means age, sex and any physical or mental illness or disability; ‘relevant exploitation’ is exploitation (within the meaning of section 3) that is attributable to the exploited person being, or having been, a victim of human tracking. (6) In this section references to an act include an omission. (7) Subsections (1) and (4) do not apply to an offence listed in Schedule 4.”
“It is important to appreciate a court will bear the Competent Authority’s conclusion very much in mind but will examine the question of the cogency of the evidence on which the Competent Authority relied and subject the evidence to thorough forensic examination. It does not follow from the fact that an individual ‘fits the profile’ of a victim of trafficking that they are necessarily the victim of trafficking. A careful analysis of the facts is required including close examination of the individual’s account and proper focus on the evidence on the nexus between the trafficking and the offence with which they are charged.”
“Except as provided by this Act, the Court of Appeal shall allow an appeal against conviction if they think— (a) that the verdict of the jury should be set aside on the ground that under all the circumstances of the case it is unsafe or unsatisfactory; or (b) that the judgment of the court of trial should be set aside on the ground of a wrong decision of any question of law; or (c) that there was a material irregularity in the course of the trial, and in any other case shall dismiss the appeal: Provided that the Court may, notwithstanding that they are of opinion that the point raised in the appeal might be decided in favour of the appellant, dismiss the appeal if they consider that no miscarriage of justice has actually occurred.”
“Subject to the provisions of this Act, the Court of Appeal— (a) shall allow an appeal against conviction if they think that the conviction is unsafe; and (b) shall dismiss such an appeal in any other case.”
“The fact that [Lee] was fit to plead; knew what he was doing; intended to make the pleas he did; pleaded guilty without equivocation after receiving expert advice; although factors highly relevant to whether the convictions on any of them were either unsafe or unsatisfactory, cannot of themselves deprive the court of the jurisdiction to hear the applications.”
“In short, this court is not merely empowered but, by virtue ofsection 2(l)(a) of the Criminal Appeal Act 1968 , duty bound to allow an appeal against conviction if in all the circumstances we think such conviction unsafe or unsatisfactory. Accepting, as we do, that the appellant without fault on his part was deprived of what was in all likelihood a good defence in law, that indeed is our conclusion in this case. It follows that we allow this appeal. Had the prosecution desired it, we might in the result have ordered the appellant to be retried. As it is, however, Mr. Pawlak tells us that his clients very sensibly desire no such thing. Accordingly the conviction is quashed, the sentences set aside, and the matter rests there. We add a short paragraph of warning. This decision must not be taken as a licence to appeal by anyone who discovers that following conviction (still less where there has been a plea of guilty) some possible line of defence has been overlooked. Only most exceptionally will this court be prepared to intervene in such a situation. Only, in short, where it believes the defence would quite probably have succeeded andconcludes, therefore, that a clear injustice has been done. That is this case. It will not happen often.”
“There was no defence of being a victim of modern slavery. His guilty plea discount was at that moment preserved in full. He had both prosecution and defence stating how critical the Competence [sic] Authority’s decision would be. He accepted that he had been involved in the production of cannabis.”
“He pleaded guilty of his own volition. He was advised as to a defence under the Modern Slavery Act, Section 45. …”
“When advising in these matters, the decision reached under the National Referral Mechanism was not challenged by the defence. As I understood the situation, such decision lay with the Competent Authority. I treated it as conclusive. There were no other defences. My advice to the Defendant was therefore to preserve his guilty plea discount and plead guilty at the next opportunity, the adjourned hearing on the4th December 2017 .”
“21. Both the Prosecution and the Defence accepted the critical importance of the Competent Authority’s decision. My view was that his Section 45 defence was unlikely to succeed. He accepted that he had been involved in the production of cannabis. 22. He took my advice that he could not maintain any defence of duress because he was in a position after Mr Cung and Mr Anh had left, where he could have walked away. 23. Our Client gave me clear instructions that he wished to plead guilty to the cultivation of cannabis. The Defendant was cognisant of the Competent Authority’s decision and accepted that he was cultivating cannabis. 24. He pleaded guilty of his own volition. His credit for guilty plea had been maintained. He was advised as to his defence under Section 45 of the Modern Slavery Act. The defence of duress was fully explained to him. He was aware that he would receive a lesser sentence of a guilty plea on the4th December 2017 as his full credit for a guilty plea was available. 25. The decision of the Competent Authority was a critical factor. Whilst [the Applicant] could have left all matters including his Section 45 defence to the Jury, my advice was to preserve his guilty plea discount. I enclose as ‘JM3’ a copy of my letter to the Crown Prosecution Service of the1st December 2017 . [The Applicant] pleaded guilty at the next opportunity, the adjourned hearing on the4th December 2017 . 26. I exhibit as ‘JM4’ a copy of Counsel’s record of hearing confirming that the Defendant’s plea of guilty to cultivation of cannabis and not guilty to the extraction of electricity (not an issue in this appeal) was acceptable to the prosecution and it was confirmed to [the Applicant] that the conclusive findings of the National Referral Mechanism were that he had not been trafficked. 27. I exhibit as ‘JM5’ a typed copy of my file note taken when I visited [the Applicant] at Preston Prison on1st December 2017 .”
“1. I make this statement further to the statements filed on the 18th March and2nd June 2020 . 2. Firstly, let me apologise for the confusion caused by the two statements. I attempted in the 2nd statement to clarify the wording, particularly in paragraphs 21 and 26 of the two statements. I used the word conclusive in my first statement because of the importance that is attached to the Competent Authority’s negative decision. 3. I have no independent recollection of these matters other than that at points 9 and 14 of the note of1st December 2017 , exhibited at JM5 to the second statement of the2nd June 2020 . 4. Given all of the matters of credibility that had already been reviewed through the National Referral Mechanism and resulted in a negative decision, it was critical to convey to this man, the importance of it, were he to continue his plea of not guilty to the offence of production of cannabis. I felt it was important to advise him on the problems in his defence. 5. My advice to him was that he should preserve his one third guilty plea discount when the matter next appeared at Court on the next working day, Monday4th December 2017 . I discussed the matter of trafficking and enforced criminality with Client. I gave him clear and robust advice that he should plead guilty in this matter. I prepared a basis of plea for him. He signed and dated it. I have no note to say that I specifically reminded him that his right to trial was open despite the Competent Authority’s decision.”