“(10) The Council on25 June 1996 , the Committee of the Regions on19 September 1996 , the Economic and Social Committee on26 September 1996 , and the European Parliament on23 October 1996 all requested the Commission to come forward with a proposal for a Council Directive establishing a framework for a European water policy. … (13) There are diverse conditions and needs in the Community which require different specific solutions. This diversity should be taken into account in the planning and execution of measures to ensure protection and sustainable use of water in the framework of the river basin. Decisions should be taken as close as possible to the locations where water is affected or used. Priority should be given to action within the responsibility of Member States through the drawing up of programmes of measures adjusted to regional and local conditions. … (18) Community water policy requires a transparent, effective and coherent legislative framework. The Community should provide common principles and the overall framework for action. This Directive should provide for such a framework and coordinate and integrate, and, in a longer perspective, further develop the overall principles and structures for protection and sustainable use of water in the Community in accordance with the principles of subsidiarity. … (26) Member States should aim to achieve the objective of at least good water status by defining and implementing the necessary measures within integrated programmes of measures, taking into account existing Community requirements. Where good water status already exists, it should be maintained. For groundwater, in addition to the requirements of good status, any significant and sustained upward trend in the concentration of any pollutant should be identified and reversed. … (33) The objective of achieving good water status should be pursued for each river basin, so that measures in respect of surface water and groundwaters belonging to the same ecological, hydrological and hydrogeological system are coordinated. … (36) It is necessary to undertake analyses of the characteristics of a river basin and the impacts of human activity as well as an economic analysis of water use. The development in water status should be monitored by Member States on a systematic and comparable basis throughout the Community. This information is necessary in order to provide a sound basis for Member States to develop programmes of measures aimed at achieving the objectives established under this Directive.”
“Article 1 – Purpose The purpose of this Directive is to establish a framework for the protection of inland surface waters, transitional waters, coastal waters and groundwater which: … (c) aims at enhanced protection and improvement of the aquatic environment, inter alia, through specific measures for the progressive reduction of discharges, emissions and losses of priority substances and the cessation or phasing-out of discharges, emissions and losses of the priority hazardous substances; …”
“Article 4 – Environmental Objectives 1. In making operational the programme of measures specified in the river basin management plans: (a) for surface waters (i) Member States shall implement the necessary measures to prevent deterioration of the status of all bodies of surface water, subject to the application of paragraphs 6 and 7 and without prejudice to paragraph 8; (ii) Member States shall protect, enhance and restore all bodies of surface water, subject to the application of subparagraph (iii) for artificial and heavily modified bodies of water, with the aim of achieving good surface water status at the latest 15 years after the date of entry into force of this Directive, … ; (iii) Member States shall protect and enhance all artificial and heavily modified bodies of water, with the aim of achieving good ecological potential and good surface water chemical status at the latest 15 years from the date of entry into force of this Directive, in accordance with the provisions laid down in Annex V, subject to the application of extensions determined in accordance with paragraph 4 and to the applications of paragraphs 5, 6 and 7 without prejudice to paragraph 8; … 4. The deadlines established under paragraph 1 may be extended for the purposes of phased achievement of the objectives for bodies of water, provided that no further deterioration occurs in the status of the affected body of water when all the following conditions are met: (a) Member States determine that all necessary improvements in the status of bodies of water cannot reasonably be achieved within the timescales set out in that paragraph for at least one of the following reasons: (i) the scale of improvements required can only be achieved in phases exceeding the timescale, for reasons of technical feasibility; (ii) completing the improvements within the timescale would be disproportionately expensive; (iii) natural conditions do not allow timely improvement in the status of the body of water. (b) Extension of the deadline, and the reasons for it, are specifically set out and explained in the river basin management plan required under Article 13. (c) Extensions shall be limited to a maximum of two further updates of the river basin management plan except in cases where the natural conditions are such that the objectives cannot be achieved within this period. (d) A summary of the measures required under Article 11 which are envisaged as necessary to bring the bodies of water progressively to the required status by the extended deadline, the reasons for any significant delay in making these measures operational, and the expected timetable for their implementation are set out in the river basin management plan. A review of the implementation of these measures and a summary of any additional measures shall be included in updates of the river basin management plan. … (a) for surface waters (i) Member States shall implement the necessary measures to prevent deterioration of the status of all bodies of surface water, subject to the application of paragraphs 6 and 7 and without prejudice to paragraph 8; (ii) Member States shall protect, enhance and restore all bodies of surface water, subject to the application of subparagraph (iii) for artificial and heavily modified bodies of water, with the aim of achieving good surface water status at the latest 15 years after the date of entry into force of this Directive, … ; (iii) Member States shall protect and enhance all artificial and heavily modified bodies of water, with the aim of achieving good ecological potential and good surface water chemical status at the latest 15 years from the date of entry into force of this Directive, in accordance with the provisions laid down in Annex V, subject to the application of extensions determined in accordance with paragraph 4 and to the applications of paragraphs 5, 6 and 7 without prejudice to paragraph 8; … (i) the scale of improvements required can only be achieved in phases exceeding the timescale, for reasons of technical feasibility; (ii) completing the improvements within the timescale would be disproportionately expensive; (iii) natural conditions do not allow timely improvement in the status of the body of water. 7. Member States will not be in breach of this Directive when: • failure to achieve good groundwater status, good ecological status or, where relevant, good ecological potential or to prevent deterioration in the status of a body of surface water or groundwater is the result of new modifications to the physical characteristics of a surface water body or alterations to the level of bodies of groundwater, or • failure to prevent deterioration from high status to good status of a body of surface water is the result of new sustainable human development activities and all the following conditions are met: (a) all practicable steps are taken to mitigate the adverse impact on the status of the body of water; (b) the reasons for those modifications or alterations are specifically set out and explained in the river basin management plan required under Article 13 and the objectives are reviewed every six years; (c) the reasons for those modifications or alterations are of overriding public interest and/or the benefits to the environment and to society of achieving the objectives set out in paragraph 1 are outweighed by the benefits of the new modifications or alterations to human health, to the maintenance of human safety or to sustainable development, and (d) the beneficial objectives served by those modifications or alterations of the water body cannot for reasons of technical feasibility or disproportionate cost be achieved by other means, which are a significantly better environmental option.”
“1.5 Assessment of Impact Member States shall carry out an assessment of the susceptibility of the surface water status of bodies to the pressures identified above. Member States shall use the information collected above, and any other relevant information including existing environmental monitoring data, to carry out an assessment of the likelihood that surface water bodies within the river basin district will fail to meet the environmental quality objectives set for the bodies under Article 4. Member States may utilise modelling techniques to assist in such an assessment. For those bodies identified as being at risk of failing the environmental quality objectives, further characterisation shall, where relevant, be carried out to optimise the design of both the monitoring programmes required under Article 8, and the programmes of measures required under Article 11.”
“… 4. The river basin management plan shall include the information detailed in Annex VII. … 7. River basin management plans shall be reviewed and updated at the latest 15 years after the date of entry into force of this Directive and every six years thereafter. …”
“River basin management plans shall cover the following elements:” … 2. a summary of significant pressures and impact of human activity on the status of surface water and groundwater, including: … 5. a list of the environmental objectives established under Article 4 for surface waters, groundwaters and protected areas, including in particular identification of instances where use has been made of Article 4(4), (5), (6) and (7), and the associated information required under that Article; … 7. a summary of the programme or programmes of measures adopted under Article 11, including the ways in which the objectives established under Article 4 are thereby to be achieved; … 7.5. a summary of the controls adopted for point source discharges and other activities with an impact on the status of water in accordance with the provisions of Article 11(3)(g) and 11(3)(i); 7.9. a summary of the measures taken under Article 11(5) for bodies of water which are unlikely to achieve the objectives set out under Article 4; 8. a register of any more detailed programmes and management plans for the river basin district dealing with particular sub-basins, sectors, issues or water types, together with a summary of their contents; … 11. the contact points and procedures for obtaining the background documentation and information referred to in Article 14(1), and in particular details of the control measures adopted in accordance with Article 11(3)(g) and 11(3)(i) and of the actual monitoring data gathered in accordance with Article 8 and Annex V. …”
“The first update of the river basin management plan and all subsequent updates shall also include: 1. a summary of any changes or updates since the publication of the previous version of the river basin management plan, including a summary of the reviews to be carried out under Article 4(4), (5), (6) and (7); 2. an assessment of the progress made towards the achievement of the environmental objectives, including presentation of the monitoring results for the period of the previous plan in map form, and an explanation for any environmental objectives which have not been reached; 3. a summary of, and an explanation for, any measures foreseen in the earlier version of the river basin management plan which have not been undertaken; 4. a summary of any additional interim measures adopted under Article 11(5) since the publication of the previous version of the river basin management plan.”
“12. Procedure for setting environmental objectives and programmes of measures (1) The appropriate agency must, by such date as the appropriate authority may direct, prepare and submit to the authority proposals for (a) environmental objectives for each river basin district, in accordance with regulation 13, and (b) a programme of measures to be applied in order to achieve those objectives, in accordance with regulation 20. (2) In preparing proposals under paragraph (1), the appropriate agency must (a) take account of the characterisation of, and economic analysis of water use in, the relevant river basin district carried out or updated under regulations 5 and 7, and (b) take such steps as the appropriate authority thinks fit, or the appropriate authority may direct, to (i) provide opportunities for the general public and those persons likely to be interested in or affected by the appropriate agency’s proposals to participate in discussion and the exchange of information or views in relation to the preparation of those proposals, (ii) publicise the appropriate agency’s draft proposals to those persons, and (iii) consult those persons in respect of those proposals. … (6) The appropriate authority must ensure that, for each river basin district, the environmental objectives and programme of measures are periodically reviewed and, where appropriate, updated (a) by22nd December 2021 , and (b) subsequently, by 22nd December of the sixth year following that date and of each sixth year following that.” (a) environmental objectives for each river basin district, in accordance with regulation 13, and (b) a programme of measures to be applied in order to achieve those objectives, in accordance with regulation 20. (a) take account of the characterisation of, and economic analysis of water use in, the relevant river basin district carried out or updated under regulations 5 and 7, and (b) take such steps as the appropriate authority thinks fit, or the appropriate authority may direct, to (i) provide opportunities for the general public and those persons likely to be interested in or affected by the appropriate agency’s proposals to participate in discussion and the exchange of information or views in relation to the preparation of those proposals, (ii) publicise the appropriate agency’s draft proposals to those persons, and (iii) consult those persons in respect of those proposals. (6) The appropriate authority must ensure that, for each river basin district, the environmental objectives and programme of measures are periodically reviewed and, where appropriate, updated (a) by22nd December 2021 , and (b) subsequently, by 22nd December of the sixth year following that date and of each sixth year following that.”
“13. The environmental objectives (1) The environmental objectives referred to in regulation 12 are, subject to regulations 14 to 19, the following objectives for the relevant type of water body or area. (2) For surface water bodies, the objectives are to – (a) prevent deterioration of the status of each body of surface water; (b) protect, enhance and restore each body of surface water (other than an artificial or heavily modified water body) with the aim of achieving good ecological status and (subject to paragraph (3)) good surface water chemical status, if not already achieved, by22nd December 2021 ; (c) protect and enhance each artificial or heavily modified water body with the aim of achieving good ecological potential and (subject to paragraph (3)) good surface water chemical status, if not already achieved, by22nd December 2021 ; (d) aim progressively to reduce pollution from priority substances and aim to cease or phase out emissions, discharges and losses of priority hazardous substances.”
“16. Extended deadlines for environmental objectives (1) The deadline by which an environmental objective referred to in regulation 13(2)(b) or (c), (5)(c) or (6) must be achieved may be extended for the purposes of the phased achievement of the environmental objectives for a body of water if the conditions in paragraphs (2) and (3) are or will be met. … (6) Where a deadline is extended under paragraph (1), the relevant river basin management plan must set out (a) the extended deadline and the reasons for it, (b) a summary of the measures to be applied to achieve the environmental objectives set pursuant to regulation 12 which are envisaged as necessary to bring the body of water progressively to the required status by the extended deadline, and (c) the reasons for any significant delay in making these measures operational and the expected timetable for their implementation. (7) Following an extension under paragraph (1), the next update of the relevant river basin management plan must include a review of the implementation of the measures referred to in paragraph (6)(b) and a summary of any additional measures necessary for the purpose set out in that paragraph.”
“20. Content of programmes of measures (1) Each programme of measures proposed and approved under regulation 12 must include basic measures and, where necessary, supplementary measures (see paragraph (4)). (2) The basic measures must comply with Article 11.3 of the [WFD] and must, in particular, include the following – … (g) for point source discharges liable to cause pollution, a requirement for prior regulation or prior authorisation which sets emission controls for the pollutants concerned. … (4) Where necessary, each programme of measures must include any other supplementary measures designed and implemented with the aim of achieving the environmental objectives set under regulation 12.”
“Where monitoring or other data indicate that the environmental objectives set for a body of water under regulation 12 are unlikely to be achieved, the appropriate agency or, where relevant, the appropriate authority must ensure that— (a) the causes of the possible failure are investigated, (b) relevant permits and authorisations are examined and reviewed as appropriate, (c) the monitoring programmes under regulation 11 are reviewed and adjusted as appropriate, and (d) such additional measures as may be necessary to achieve those objectives (subject to the application of regulations 15 to 19) are included in the programme of measures applying to that body of water.” (a) the causes of the possible failure are investigated, (b) relevant permits and authorisations are examined and reviewed as appropriate, (c) the monitoring programmes under regulation 11 are reviewed and adjusted as appropriate, and (d) such additional measures as may be necessary to achieve those objectives (subject to the application of regulations 15 to 19) are included in the programme of measures applying to that body of water.”
“36. Directions … (5) The appropriate authority may give guidance to the appropriate agency or to any other public body with respect to the practical implementation of [these Regulations or any other retained EU law which implemented] the WFD, and that agency or public body must have regard to it.”
“Disproportionately expensive: Disproportionate burdens; Good status prevented by A/HMWB designated use: Action to get biological element to good would have significant adverse impact on use.”
“It is declared that the Water Framework Directive 2000 (“WFD”) and theWater Environment (Water Framework Directive) England and Wales Regulations 2017 (“the Regulations”) require: (a) that the periodic review of programmes of measures established under Article 11 WFD and regulation 12 of the Regulations must be undertaken at the individual water body level (as opposed to merely at river basin district level, or even national level); and (b) that the programmes of measures must set out the water body specific measures to be taken to achieve the environmental objectives for each water body.”
“In making operational the programme of measures specified in the river basin management plans . . .”
“The Courts will presume that Parliament did not intend a statute to have consequences which are objectionable or undesirable; or absurd; or unworkable or impracticable; or merely inconvenient; or anomalous or illogical; or futile or pointless.”
“A review of implementation of the Water Framework Directive Regulations and River Basin Management Planning in England”
“ • ‘good by 2027’ where there is confidence that the target status will be met by 2027, based on a reasonable expectation that all the necessary measures will be in place • ‘good by 2027 (low confidence)’ where there is still uncertainty about whether all the necessary measures will be in place to achieve the target status by 2027”
“The plans are not the principal mechanism for implementing measures to achieve the environmental obligations imposed by the Directive. Those measures are to be set out in the programme of measures required by Article 11 that is to be adopted for each river basin district. Programmes of measures will then be summarised in the relevant RBMP. The role of RBMPs is rather broader than this. For example, they are to be the primary vehicle for consulting the public and stakeholders on plans for managing the water environment within the river basin district. The plan will include a summary of the results of the analyses; the characteristics of the river basin; a review of the impact of human activity on the status of waters in the basin; estimation of the effect of existing measures and the remaining “gap” to meeting those objectives; and, what more is required.”
“• ‘measure’ is used to mean any action which will be taken on the ground to help achieve the objectives • ‘mechanism’ is used to mean the policy, legal and financial tools which are used to bring about those actions. Mechanisms include, for example: legislation, economic instruments (which can include taxes, tradable permits and payments for ecosystem services); codes of good practice; negotiated agreements; promotion of water efficiency; educational projects; research, development and demonstration projects.”
“14.19 For reporting purposes, the complete picture of all of the measures necessary to achieve the objectives in a river basin district and all of the mechanisms necessary to deliver them will be set out in a large portfolio of technical, legal and administrative documents (which cover different geographical scales, contain different levels of detail, are owned by different bodies and operate over different timescales). While all of this information may be essential for the implementation of measures, it does not need to be submitted to the Secretary of State.”
“14.23 The summary of the programme of measures should explain: • which types of measures will be used to address these significant water management issues • the mechanisms which will be used to deliver these measures.”
“Programmes of measures include the on-the-ground actions (for example, improving a sewage treatment works) and the mechanisms (tools and approaches) to ensure the actions are delivered (for example, environmental permit conditions regulating the discharge of sewage effluent and the associated water industry price review process to fund the improvements). They include exercising statutory powers set out in legislation to deliver actions on the ground. The summary programmes of measures in the plans focus on the main mechanisms, programmes, and strategic initiatives to protect and improve the water environment in each river basin district. These mechanisms include ‘basic’ measures (for example, action required by legislation) and ‘supplementary’ measures which can be regulatory or voluntary initiatives such as codes of practice.”
“22. In the case of the England RBMPs, the water body level evidence – characterisation, classification, pressures and objectives, is all included in the RBMPs at water body scale (for example, this is what is in the Catchment Data Explorer, available to the public) as well as being the information we had to previously report to the EU via WISE. The EA use this same data for managing the water environment at the area level. That is, ‘WFD implementation’. In contrast, the guidance is very clear regarding the level of reporting requirements for programmes of measures in the RBMP which must be in summary form and focussed on national measures and how they will address the overall pressures identified on the water environment. 23. Given this understanding of the purpose of the summary of programmes of measures in the RBMPs, it is clear that the summary itself in practice is a summary of national measures categorised for reporting purposes under Key Types of Measures (KTMs) An extract from section 10.1 of the Guidance is exhibited at [DC/1/31-37]. These are broad categories (e.g. measures to reduce nutrient pollution from agriculture). The Guidance states at para. 10.1.2 [DC/1/33]: “KTMs are expected to deliver the bulk of the improvements through reduction in pressures required to achieve WFD Environmental Objectives. A KTM may be one national measure but it would typically comprise more than one national measure.” 24. So, the summary is indeed of a number of programmes of measures. A summary of every individual measure applied to every individual water body would have to be a huge collection of data in its own right and would not be workable to serve the reporting function. Consider the measure of environmental permitting and compliance alone. In 2022/23 the Environment Agency issued over 4,000 new or revised permits. They manage a total of 58,000 discharge permits and 20,000 licences to abstract or impound water. 32. In considering the RBMPs in the context described above, the Secretary of State fulfils the duty to approve the RBMPs with consideration of relevant issues at RBD level. There is no expectation that the RBMPs should convey detailed inventories of measures for every water body in an RBD.”
“Water Industry Asset Management Plan Price Review 19 Water Industry National Environment Programme schemes – Habitat Improvements.”
“Habitat restoration or creation and species recovery. E.g. river and lake restoration, removing barriers to fish movement, tackle Invasive Non Native Species, achieve objectives for water-dependent Sites of Special Scientific Interest and European sites, actions to conserve and enhance priority habitats and species”
“Perhaps the clearest issue which emerges is that there is a need for greater integration in the practical implementation of water legislation. Integration is required between; - water quantity issues and water quality issues, - surface water management and groundwater management, - water use and environmental protection, - control of pollution through emission controls and through quality objectives, and, not least, - water policy and other policies.”
“The Commission believes that this can be improved through the adoption of a Framework Directive on Water Resources which would require integrated water management plans (see section 7.7). The plans would contain an assessment of the overall situation in the water body including its environmental quality, its resource potential and the environmental pressures impacting upon it. It would also establish the specific objectives of water policy in relation to that body of water and a programme of measures designed to achieve those objectives within a specified timetable.”
“(33) The objective of achieving good water status should be pursued for each river basin, so that measures in respect of surface water and groundwaters belonging to the same ecological, hydrological and hydrogeological system are coordinated.”
“4. Member States shall ensure that the requirements of this Directive for the achievement of the environmental objectives established under Article 4, and in particular all programmes of measures are coordinated for the whole of the river basin district …”
“42. In order to ensure that the Member States attain the environmental objectives referred to above, Directive 2000/60 lays down a series of provisions, in particular Articles 3, 5, 8, 11 and 13 and Annex V, establishing ….. a complex process involving a number of extensively regulated stages, for the purpose of enabling the Member States to implement the necessary measures, on the basis of the specific features and the characteristics of the bodies of water identified in their territories. 43. These matters confirm the interpretation that Article 4(1)(a) of Directive 2000/60 does not simply set out, in programmatic terms, mere management-planning objectives, but has binding effects, once the ecological status of the body of water concerned has been determined, at each stage of the procedure prescribed by that directive. 50. ….. The obligation to prevent deterioration of the status of bodies of surface water remains binding at each stage of implementation of Directive 2000/60 and is applicable to every surface water body type and status for which a management plan has or should have been adopted. ….”
“Those controls shall be periodically reviewed and, where necessary, updated”
“For those bodies identified as being at risk of failing the environmental quality objectives, further characterisation shall, where relevant, be carried out to optimise the design of both the monitoring programmes required under Article 8, and the programmes of measures required under Article 11.”
“ ‘programme of measures’, in relation to a river basin district means the programme of measures established under regulation 12 in accordance with regulation 20.”
“9.1 The WFD regulations require the Environment Agency to set environmental objectives and establish programmes of measuresfor each body of water in England. 9.2 These measures and objectives must be reviewed and updated every 6 years as part of the river basin planning process. For water bodies to reach their objectives, they must meet a large number of standards for things such as pollutant concentrations, health of fish populations, and groundwater quantity. Different objectives and standards will apply to different water bodies. Surface water, groundwater and water bodies used for abstracting drinking water have different sets of criteria. The precise values for standards have been set with advice from the UK Technical Advisory Group (UKTAG).”