“The (appellant) has been tested and failed previous residential assessments many years ago now. That is not in my judgment determinative or indeed a fact to which I give much weight. The circumstances might indeed be very different on this occasion. But the reason I refuse the viability assessment arises entirely our of (the psychiatrist’s) assessment of (the appellant), that she has in reality made little progress in her psychotherapy and took time out of it quite impulsively when she made the trip to Jamaica in the late autumn last year. She (the psychiatrist) said there are too many unknowns and it would take several years to know if the therapy had been successful and this would not be compatible with S’s needs. She talked of the (appellant) having made little progress to date. She said: “In my experience people with this degree of difficulty take a long time to work through them: I have never met anyone who has got over them in a short space of time.”
“Where the court makes an interim care order, or interim supervision order, it may give such directions (if any) as it considers appropriate with regard to the medical or psychiatric examination or other assessment of the child; but if the child is of sufficient understanding to make an informed decision he may refuse to submit to the examination or other assessment.”
“A direction under subsection (6) may be to the effect that there is to be – (a) no such examination or assessment; or (b) no such examination or assessment unless the court directs otherwise.”
“The purpose of s 38(6) is to enable the court to obtain the information necessary for its own decision, notwithstanding the control over the child which in all other respects rests with the local authority.”
“to order or prohibit any assessment which involves the participation of the child and is directed to providing the court with the material which, in the view of the court, is required to enable it to reach a proper decision at the final hearing of the application for a full care order.”
“[69] In short, what is directed under s 38(6) must clearly be an examination or assessment of the child, including where appropriate her relationship with her parents, the risk that her parents may present to her, and the ways in which those risks may be avoided or managed, all with a view to enabling the court to make the decisions which it has to make under the 1989 Act with the minimum of delay.”
“[71] …. if the aims of the protocol are to be realised, it will always be necessary to think early and clearly about what assessments are indeed necessary to decide the case. In many cases, the local authority should be able to make its own core assessment and the child’s guardian to make an independent assessment in the interests of the child. Further or other assessments should only be commissioned if they can bring something important to the case which neither the local authority nor the guardian is able to bring. No one denies that this was a particularly complex and difficult case in which expert psychological assessment of the risks was essential. But that is not always so.”
“[24]….That may be so, but the proposition that the refusal of the court to make that direction, or the unwillingness of the council, or, for that matter, the NHS Trust or the legal aid authorities, to fund its implementation, would have constituted a breach of Ellie’s or the parents’ Art 8 rights cannot, in my opinion, be accepted. There is no Art 8 right to be made a better parent at public expense. ”
“[85] I am not for one moment seeking to lay down any general guidelines for the circumstances in which the court should or should not order assessments under s 38(6). The courts must give the subsection a purposive construction and apply the principles set out in Re C and Re G to the facts of the cases before them. But what is equally important is that the hearing of the proceedings should be fair (or, to put the matter in the language of the European Convention, Art 6 compliant) and that the court should have before it all the relevant evidence necessary for the decision. [86] I am left with the clear feeling, having listened to the argument in the instant case, that any final hearing which followed a denial to the parents of M of the opportunity to take part in a residential assessment of the child would be unfair. I say that for a number of reasons. First, the parents have plainly been written off by the local authority as carers for either child. I have cited the relevant passage from the core assessment in para [37], above. Although the guardian is at pains to say that her evidence on the s 38(6) issue is not determinative of her final investigation, the clear impression left by her evidence is that the parents are unlikely to be able to care for either M or SA. Both the local authority and the guardian say that the judge does not need the evidence from a s 38(6) assessment. Both say – in effect – that although this mother has done everything expected of her in contact, her history is such that there is no point in any further assessment. The plain inference is that she is incapable of caring for M and SA: that is the end of the matter, and the court should therefore not permit any further expenditure of public funds on a further assessment. [87] There will, in my judgment, of course, be cases in which to order an assessment under s 38(6) of the 1989 Act will be a waste of time and of public funds. Sadly, it is not difficult to provide examples. Parents who have been found grievously to have injured one or more of their children and have another whilst continuing to deny causing the injuries or without any acknowledgement of their responsibility for the injuries can hardly expect to obtain an assessment of their new child under s 38(6). A woman who has a child or children by a convicted paedophile whom she does not acknowledge to be a danger of her children is in the same position. Child protection is a vital ingredient in any proceedings under the 1989 Act. [88] Accordingly, if the professional evidence in the instant case was unanimous that a s 38(6) assessment would serve no purpose, it would be unlikely that the judge could have been criticised for refusing to order one. But that is patently not the case. The consultant clinical psychologist brought in to advise the court (inter alia) on this very issue advises, in strong terms, that a residential assessment of M, the mother and the father is not merely desirable: he strongly recommends it. In my judgment, that is a powerful pointer to the propriety of such an order. [89] That pointer is, in my judgment, however, immeasurably strengthened when viewed against the fact that, if it is not ordered, the parents will be forced to go into the final hearing without an important piece of evidence, and without having been given the opportunity to demonstrate that, despite their respective histories, they have the capacity to parent M. Indeed, it seems to me that without positive evidence from such an assessment, the outcome of the July hearing is a foregone conclusion. [90] None of this, of course, is intended as a criticism of either the local authority or the guardian for forming a clear view. Indeed, they may prove in due course to be correct. It may be that the parents will prove unable to sustain their relationship for the period of the assessment, or otherwise demonstrate during it that they do not have the capacity to parent M, let alone M and SA together. As I stated in argument, if the parents fail in the assessment, that is likely to be the end of the case as far as they are concerned. [91] In my judgment, however, none of these considerations provides a good reason, on the facts of this case, for the assessment of the child under s 38(6) not to take place. As I see the case, it is manifestly in the interests of M to see if his parents are able to care for him, and it is the responsibility of the court to ensure that it has the best evidence on which to reach a conclusion about his welfare. It is also procedurally fair for his parents to be given the opportunity to demonstrate that they can overcome their manifest difficulties and care for him, and it would, in my judgment, be unfair were they to be denied that opportunity. There was powerful, well reasoned, objective and balanced evidence from Dr Drayton that such an assessment was worthwhile. The judge’s misreading of the authorities deprived him of the ability to give Dr Drayton’s evidence the weight it warranted.”
“[8] Looking at the case in the round, I reach the conclusion that it is probably sensible to allow the parents to instruct Dr Banks. It is very important that parents who are at risk of losing a child forever should have confidence in the fairness of the proceedings and, inevitably, that means the even-handed nature of the proceedings. Furthermore, if Dr Banks shares the opinion of those who have already spoken, there must be a measurable chance that the anticipated 2-day final hearing will either be unnecessary or can be abbreviated.”
“[11] To that limited extent I would allow the appeal and emphasise that it is upon the basis that the landscape surveyed by His Honour Judge Vincent in March is a very different landscape now in May. The mother’s determination to separate is recently stated and the key issue now becomes her capacity to do that.”
“[4] That presentation is clearly open to the local authority as things stand and the consequence, as it seems to me, is that the hearing which is fixed for 2 July in front of His Honour Judge Yelton, although time-estimated 5 days, will be something of a non-event. Crucial to the mother’s capacity to put any sort of positive case to the judge on 2 July is participation in the assessment and a positive report. If that were to be the development, then the judge and the experts would have to consider anxiously what should be the outcome at the hearing. What should be the next step? What sort of way forward could be cautiously pursued? If the assessment takes place and the report is negative in its conclusion, then obviously the local authority’s case is much fortified and it would be hard to see that any order could result in July other than a care order.”
“[7] I am troubled that if this order is allowed to stand, the essential requirement of fairness to the mother in seeking to resist the care order application will be jeopardised. Her only forensic presentation at this late stage of the contested proceedings is to emerge well from the brief assessment and then to present the judge with the difficult question of what should follow. I think she should have that opportunity.”
“….sufficiently recognise T’s incapacity and dependence on the Official Solicitor. If the Official Solicitor, with the responsibility that he holds in the litigation, requires that assessment, it seems to me that a judge should be slow to refuse it. That refusal is all the more extreme if its immediately foreseeable consequence is to deprive the incapacitated litigant of any prospect of averting the care and placement orders sought by the local authority.”
“Is it fair, given her Art 6 entitlement, to effectively deprive her of a positive case to present at final hearing?”
“[16] I see this case, I have to say, in the wider context of the family justice system. Care and adoption orders are at the very extreme, indeed at the limits of, the court’s powers. There is a view abroad, a view which in my view is wholly erroneous, that the court is simply a rubber stamp that approves the activities of social workers, who in turn are only too willing and anxious to remove children from their parents’ care. As I say, that, in my judgment, is a wholly fallacious view. However, its corollary is that the forensic process must be fair. I see that in ReLandH (Residential Assessment)[2007] EWCA Civ 213 ,[2007] 1 FLR 1370 , a case helpfully cited by Ms Ford in her skeleton argument, I said this (at para [85]), and I stand by it: “‘what is equally important is that the hearing of the proceedings should be fair (or, to put the matter in the language of the European Convention, Art 6 compliant) and that the court should have before it all relevant evidence necessary for the decision.”
“[18] In my judgment, the Official Solicitor had a plain duty to investigate the case on the mother’s behalf and to obtain whatever evidence he thought appropriate in order to do so…….. [19] …. What the Official Solicitor wants to do, as I see it, is to obtain a further independent – and I stress the word ‘independent’ – psychiatric assessment of the mother in order to assist him in deciding how he should put her case before the judge, whoever it is, who takes the final hearing. In my judgment, the Official Solicitor should be allowed to take that course and obtain the report he seeks.”